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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+8.09%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.46B
AUM Growth
+$141M
Cap. Flow
+$44.3M
Cap. Flow %
3.03%
Top 10 Hldgs %
19.38%
Holding
611
New
67
Increased
277
Reduced
206
Closed
31

Top Buys

Rank Stock Value
1
FYT icon
First Trust Small Cap Value AlphaDEX Fund
FYT
+$6.7M
2
DYNF icon
BlackRock US Equity Factor Rotation ETF
DYNF
+$6.22M
3
NFTY icon
First Trust India Nifty 50 Equal Weight ETF
NFTY
+$6.13M
4
PWB icon
Invesco Large Cap Growth ETF
PWB
+$5.98M
5
GTO icon
Invesco Total Return Bond ETF
GTO
+$5.73M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.5M
2
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$6.28M
3
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$6.21M
4
FTA icon
First Trust Large Cap Value AlphaDEX Fund
FTA
+$5.28M
5
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$4.65M

Sector Composition

Rank Sector Weight
1 Technology 8.36%
2 Healthcare 5.17%
3 Consumer Staples 4.54%
4 Financials 3.98%
5 Consumer Discretionary 3.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EEM icon
51
iShares MSCI Emerging Markets ETF
EEM
$30B
$6.99M 0.48%
170,258
+519
+0.3% +$20.7K
GOOG icon
52
Alphabet (Google) Class C
GOOG
$4.32T
$6.98M 0.48%
45,867
+662
+1% +$95.6K
FYT icon
53
First Trust Small Cap Value AlphaDEX Fund
FYT
$201M
$6.93M 0.47%
+127,623
New +$6.7M
BLDR icon
54
Builders FirstSource
BLDR
$8.04B
$6.93M 0.47%
33,207
+645
+2% +$119K
FPE icon
55
First Trust Preferred Securities and Income ETF
FPE
$6.36B
$6.84M 0.47%
394,913
+343
+0.1% +$5.87K
SRLN icon
56
State Street Blackstone Senior Loan ETF
SRLN
$5.36B
$6.81M 0.47%
161,823
-3,010
-2% -$126K
IJH icon
57
iShares Core S&P Mid-Cap ETF
IJH
$127B
$6.73M 0.46%
110,869
+1,189
+1% +$67.3K
IVW icon
58
iShares S&P 500 Growth ETF
IVW
$77.6B
$6.64M 0.45%
78,684
+30,951
+65% +$2.49M
T icon
59
AT&T
T
$163B
$6.6M 0.45%
374,886
-2,902
-0.8% -$49.6K
DYNF icon
60
BlackRock US Equity Factor Rotation ETF
DYNF
$40.2B
$6.58M 0.45%
+148,241
New +$6.22M
VNQ icon
61
Vanguard Real Estate ETF
VNQ
$39.1B
$6.4M 0.44%
74,051
+12,421
+20% +$1.06M
PWB icon
62
Invesco Large Cap Growth ETF
PWB
$2.41B
$6.3M 0.43%
+70,526
New +$5.98M
NFTY icon
63
First Trust India Nifty 50 Equal Weight ETF
NFTY
$119M
$6.25M 0.43%
+109,792
New +$6.13M
BSV icon
64
Vanguard Short-Term Bond ETF
BSV
$45.6B
$6.19M 0.42%
80,739
-5,070
-6% -$389K
VOE icon
65
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24.2B
$6.14M 0.42%
39,384
+129
+0.3% +$18.9K
JPM icon
66
JPMorgan Chase
JPM
$950B
$6.14M 0.42%
30,642
-1,739
-5% -$314K
FANG icon
67
Diamondback Energy
FANG
$52.7B
$5.99M 0.41%
30,248
+383
+1% +$65K
VOT icon
68
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.8B
$5.98M 0.41%
25,346
-305
-1% -$68.3K
JEPI icon
69
JPMorgan Equity Premium Income ETF
JEPI
$45.9B
$5.82M 0.4%
100,664
+22,773
+29% +$1.28M
GTO icon
70
Invesco Total Return Bond ETF
GTO
$2.47B
$5.74M 0.39%
+122,617
New +$5.73M
TOL icon
71
Toll Brothers
TOL
$14.5B
$5.69M 0.39%
43,980
+1,036
+2% +$113K
CVS icon
72
CVS Health
CVS
$122B
$5.64M 0.39%
70,733
+1,130
+2% +$86.3K
AGG icon
73
iShares Core US Aggregate Bond ETF
AGG
$138B
$5.49M 0.38%
56,021
-5,187
-8% -$508K
PWV icon
74
Invesco Large Cap Value ETF
PWV
$1.76B
$5.45M 0.37%
+96,200
New +$5.07M
GIGB icon
75
Goldman Sachs Access Investment Grade Corporate Bond ETF
GIGB
$973M
$5.36M 0.37%
117,050
+89,210
+320% +$4.07M
1 2
3
4 5

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q1 2024 Portfolio in Review

As of Q1 2024, Regal Investment Advisors held 611 positions worth $1.46B, up 11% from $1.32B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $44.3M of net new capital in Q1 2024, opening 67 new positions and adding to 277 existing holdings. Its largest new stake was First Trust Small Cap Value AlphaDEX Fund: 127,623 shares worth $6.93M.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, up from 8.3% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $13.5M trimmed.

  • Regal Investment Advisors's largest Q1 2024 buy was First Trust Small Cap Value AlphaDEX Fund: 127,623 shares worth $6.93M.
  • Regal Investment Advisors added most to Goldman Sachs Access Investment Grade Corporate Bond ETF in Q1 2024, an estimated $4.07M increase.
  • Regal Investment Advisors's biggest Q1 2024 reduction was iShares Core S&P 500 ETF, cutting an estimated $13.5M.
  • Regal Investment Advisors fully exited First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF in Q1 2024, selling an estimated $2.67M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $1.46B portfolio in Q1 2024.
  • Regal Investment Advisors opened 67 new positions and closed 31 in Q1 2024.
  • Regal Investment Advisors's portfolio value rose 11% quarter-over-quarter to $1.46B.

Based on Regal Investment Advisors's 13F filing for Q1 2024, filed 15 May 2024.