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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-2.85%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.19B
AUM Growth
-$4.98M
Cap. Flow
+$34.9M
Cap. Flow %
2.93%
Top 10 Hldgs %
21.77%
Holding
546
New
32
Increased
246
Reduced
188
Closed
51

Top Buys

Rank Stock Value
1
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$6.14M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.94M
3
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$3.58M
4
PXD
Pioneer Natural Resource Co.
PXD
+$2.91M
5
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$2.75M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$22.9M
2
SDVY icon
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
+$4.94M
3
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$2.96M
4
VYMI icon
Vanguard International High Dividend Yield ETF
VYMI
+$2.08M
5
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$1.84M

Sector Composition

Rank Sector Weight
1 Technology 7.39%
2 Healthcare 5.35%
3 Consumer Staples 4.56%
4 Consumer Discretionary 3.82%
5 Financials 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SHY icon
51
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
$6.26M 0.53%
77,338
-4,082
-5% -$331K
IJH icon
52
iShares Core S&P Mid-Cap ETF
IJH
$127B
$6.16M 0.52%
123,460
+22,950
+23% +$1.2M
EFG icon
53
iShares MSCI EAFE Growth ETF
EFG
$17.3B
$6.14M 0.52%
71,194
-11,662
-14% -$1.08M
TFLO icon
54
iShares Treasury Floating Rate Bond ETF
TFLO
$6.72B
$6.05M 0.51%
119,189
+70,645
+146% +$3.58M
T icon
55
AT&T
T
$163B
$5.99M 0.5%
398,873
+2,999
+0.8% +$44K
VZ icon
56
Verizon
VZ
$196B
$5.95M 0.5%
183,615
+35,675
+24% +$1.21M
VTI icon
57
Vanguard Morningstar Total Stock Market ETF
VTI
$691B
$5.92M 0.5%
27,892
-787
-3% -$174K
GOOGL icon
58
Alphabet (Google) Class A
GOOGL
$4.33T
$5.79M 0.49%
44,265
+756
+2% +$97.8K
FXO icon
59
First Trust Financials AlphaDEX Fund
FXO
$1.14B
$5.68M 0.48%
150,219
-21,644
-13% -$855K
DIVO icon
60
Amplify CWP Enhanced Dividend Income ETF
DIVO
$7.78B
$5.64M 0.47%
162,337
-29,906
-16% -$1.08M
RSPT icon
61
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.87B
$5.62M 0.47%
199,698
-42
-0% -$1.23K
FXH icon
62
First Trust Health Care AlphaDEX Fund
FXH
$1.11B
$5.4M 0.45%
55,590
-3,193
-5% -$331K
IEI icon
63
iShares 3-7 Year Treasury Bond ETF
IEI
$17.7B
$5.39M 0.45%
47,613
+4,467
+10% +$511K
AGG icon
64
iShares Core US Aggregate Bond ETF
AGG
$138B
$5.29M 0.45%
56,211
+3,104
+6% +$299K
GOOG icon
65
Alphabet (Google) Class C
GOOG
$4.32T
$5.28M 0.44%
40,021
+4,116
+11% +$535K
ED icon
66
Consolidated Edison
ED
$39.9B
$5.26M 0.44%
61,483
+629
+1% +$57.3K
BRK.B icon
67
Berkshire Hathaway Class B
BRK.B
$1.13T
$5.03M 0.42%
14,354
+992
+7% +$352K
VOE icon
68
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24.2B
$4.94M 0.42%
37,704
+881
+2% +$122K
JMBS icon
69
Janus Henderson Mortgage-Backed Securities ETF
JMBS
$6.75B
$4.9M 0.41%
113,002
+10,299
+10% +$461K
VOT icon
70
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.8B
$4.9M 0.41%
25,175
-1,598
-6% -$326K
IEFA icon
71
iShares Core MSCI EAFE ETF
IEFA
$196B
$4.89M 0.41%
75,937
-93
-0.1% -$6.23K
USMV icon
72
iShares MSCI USA Min Vol Factor ETF
USMV
$24.4B
$4.84M 0.41%
66,899
-5,744
-8% -$428K
VNQ icon
73
Vanguard Real Estate ETF
VNQ
$39.1B
$4.61M 0.39%
60,918
+1,544
+3% +$127K
KO icon
74
Coca-Cola
KO
$375B
$4.55M 0.38%
81,278
+5,135
+7% +$308K
VCIT icon
75
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$67.8B
$4.54M 0.38%
59,744
-15,477
-21% -$1.2M
1 2
3
4 5

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, Regal Investment Advisors held 546 positions worth $1.19B, down 0.42% from $1.19B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Regal Investment Advisors's Q3 2023 filing shows 32 new, 246 increased, 188 reduced and 51 closed positions. Its largest new stake was Pioneer Natural Resource Co.: 12,802 shares worth $2.94M. The largest sale was Invesco QQQ Trust, an estimated $22.9M.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, down from 7.5% a quarter earlier, followed by Healthcare and Consumer Staples.

  • Regal Investment Advisors's largest Q3 2023 buy was Pioneer Natural Resource Co.: 12,802 shares worth $2.94M.
  • Regal Investment Advisors added most to iShares S&P Small-Cap 600 Value ETF in Q3 2023, an estimated $6.14M increase.
  • Regal Investment Advisors's biggest Q3 2023 reduction was First Trust SMID Cap Rising Dividend Achievers ETF, cutting an estimated $4.94M.
  • Regal Investment Advisors fully exited Invesco QQQ Trust in Q3 2023, selling an estimated $22.9M.
  • Regal Investment Advisors's ten largest holdings make up 22% of its $1.19B portfolio in Q3 2023.
  • Regal Investment Advisors opened 32 new positions and closed 51 in Q3 2023.
  • Regal Investment Advisors's portfolio value fell 0.42% quarter-over-quarter to $1.19B.

Based on Regal Investment Advisors's 13F filing for Q3 2023, filed 13 Nov 2023.