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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+8.09%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.03B
AUM Growth
+$84.7M
Cap. Flow
+$15.7M
Cap. Flow %
1.52%
Top 10 Hldgs %
20.27%
Holding
527
New
48
Increased
216
Reduced
195
Closed
45

Top Buys

Rank Stock Value
1
VYMI icon
Vanguard International High Dividend Yield ETF
VYMI
+$4.29M
2
ICSH icon
iShares Ultra Short Duration Bond Active ETF
ICSH
+$3.56M
3
MBB icon
iShares MBS ETF
MBB
+$2.73M
4
VCLT icon
Vanguard Long-Term Corporate Bond ETF
VCLT
+$2.66M
5
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$2.43M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$4.4M
2
VPU
Vanguard Utilities ETF
VPU
+$2.52M
3
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$2.49M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$2.24M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$1.98M

Sector Composition

Rank Sector Weight
1 Healthcare 6.21%
2 Technology 5.85%
3 Consumer Staples 4.96%
4 Financials 3.06%
5 Consumer Discretionary 3.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMZN icon
51
Amazon
AMZN
$2.96T
$5.78M 0.56%
68,853
+660
+1% +$65.2K
VTI icon
52
Vanguard Morningstar Total Stock Market ETF
VTI
$691B
$5.52M 0.53%
28,869
-5,118
-15% -$986K
VZ icon
53
Verizon
VZ
$196B
$5.51M 0.53%
139,906
+58,059
+71% +$2.19M
VCIT icon
54
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$67.8B
$5.22M 0.51%
67,288
+254
+0.4% +$19.5K
SRLN icon
55
State Street Blackstone Senior Loan ETF
SRLN
$5.36B
$5.12M 0.5%
125,290
+562
+0.5% +$23.1K
SPEM icon
56
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.7B
$5.05M 0.49%
153,188
+13,673
+10% +$443K
VCLT icon
57
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.81B
$5.04M 0.49%
66,570
+35,421
+114% +$2.66M
VNQ icon
58
Vanguard Real Estate ETF
VNQ
$39.1B
$4.94M 0.48%
59,883
+1,244
+2% +$103K
VOT icon
59
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.8B
$4.75M 0.46%
26,439
+272
+1% +$49.3K
RSPT icon
60
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.87B
$4.73M 0.46%
194,490
+10,650
+6% +$260K
VOE icon
61
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24.2B
$4.67M 0.45%
34,519
+58
+0.2% +$7.78K
IEFA icon
62
iShares Core MSCI EAFE ETF
IEFA
$196B
$4.62M 0.45%
75,014
+3,617
+5% +$213K
IJH icon
63
iShares Core S&P Mid-Cap ETF
IJH
$127B
$4.54M 0.44%
93,840
+10,280
+12% +$497K
KO icon
64
Coca-Cola
KO
$375B
$4.48M 0.43%
70,492
+3,150
+5% +$190K
EFV icon
65
iShares MSCI EAFE Value ETF
EFV
$30.2B
$4.44M 0.43%
96,698
+10,055
+12% +$436K
AEP icon
66
American Electric Power
AEP
$68.4B
$4.41M 0.43%
46,486
+4,105
+10% +$374K
WMT icon
67
Walmart Inc
WMT
$890B
$4.36M 0.42%
92,289
+1,149
+1% +$54.6K
EFG icon
68
iShares MSCI EAFE Growth ETF
EFG
$17.3B
$4.2M 0.41%
50,125
+5,099
+11% +$412K
GOVT icon
69
iShares US Treasury Bond ETF
GOVT
$43.8B
$4.12M 0.4%
181,389
-109,380
-38% -$2.49M
EEMV icon
70
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.56B
$4.12M 0.4%
77,598
+20,188
+35% +$1.06M
TGT icon
71
Target
TGT
$68B
$3.93M 0.38%
26,393
+3,075
+13% +$482K
FLOT icon
72
iShares Floating Rate Bond ETF
FLOT
$10.5B
$3.91M 0.38%
77,765
-15,078
-16% -$757K
GOOGL icon
73
Alphabet (Google) Class A
GOOGL
$4.33T
$3.91M 0.38%
44,341
-2,909
-6% -$276K
MBB icon
74
iShares MBS ETF
MBB
$39.1B
$3.81M 0.37%
41,061
+29,616
+259% +$2.73M
AGGY icon
75
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
$926M
$3.8M 0.37%
89,169
-4,957
-5% -$211K
1 2
3
4 5

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PAIM
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CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q4 2022 Portfolio in Review

As of Q4 2022, Regal Investment Advisors held 527 positions worth $1.03B, up 8.9% from $948M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Regal Investment Advisors's Q4 2022 filing shows 48 new, 216 increased, 195 reduced and 45 closed positions. Its largest new stake was iShares Ultra Short Duration Bond Active ETF: 71,234 shares worth $3.56M. The largest sale was iShares 20+ Year Treasury Bond ETF, an estimated $4.4M.

By sector, the portfolio is most concentrated in Healthcare at 6.2% of assets, up from 5.9% a quarter earlier, followed by Technology and Consumer Staples.

  • Regal Investment Advisors's largest Q4 2022 buy was iShares Ultra Short Duration Bond Active ETF: 71,234 shares worth $3.56M.
  • Regal Investment Advisors added most to Vanguard International High Dividend Yield ETF in Q4 2022, an estimated $4.29M increase.
  • Regal Investment Advisors's biggest Q4 2022 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $4.4M.
  • Regal Investment Advisors fully exited Vanguard Utilities ETF in Q4 2022, selling an estimated $2.52M.
  • Regal Investment Advisors's ten largest holdings make up 20% of its $1.03B portfolio in Q4 2022.
  • Regal Investment Advisors opened 48 new positions and closed 45 in Q4 2022.
  • Regal Investment Advisors's portfolio value rose 8.9% quarter-over-quarter to $1.03B.

Based on Regal Investment Advisors's 13F filing for Q4 2022, filed 1 Mar 2023.