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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-5.8%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$948M
AUM Growth
-$12.6M
Cap. Flow
+$38.6M
Cap. Flow %
4.07%
Top 10 Hldgs %
21.07%
Holding
538
New
39
Increased
250
Reduced
164
Closed
58

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$10.3M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.42M
3
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$6.03M
4
VYMI icon
Vanguard International High Dividend Yield ETF
VYMI
+$5.92M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$5.11M

Top Sells

Rank Stock Value
1
ACWV icon
iShares MSCI Global Min Vol Factor ETF
ACWV
+$8.02M
2
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$7.36M
3
FTCS icon
First Trust Capital Strength ETF
FTCS
+$6.45M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$5.22M
5
TDIV icon
First Trust NASDAQ Technology Dividend Index Fund
TDIV
+$3.72M

Sector Composition

Rank Sector Weight
1 Technology 5.97%
2 Healthcare 5.9%
3 Consumer Staples 4.66%
4 Consumer Discretionary 3.31%
5 Financials 2.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AFL icon
51
Aflac
AFL
$62.6B
$5.23M 0.55%
92,997
+9,517
+11% +$560K
SRLN icon
52
State Street Blackstone Senior Loan ETF
SRLN
$5.36B
$5.1M 0.54%
124,728
+4,495
+4% +$190K
VCIT icon
53
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$67.8B
$5.07M 0.54%
67,034
+3,732
+6% +$299K
FXH icon
54
First Trust Health Care AlphaDEX Fund
FXH
$1.11B
$5.03M 0.53%
51,708
-1,286
-2% -$135K
SHY icon
55
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
$4.94M 0.52%
60,801
+28,615
+89% +$2.35M
BSV icon
56
Vanguard Short-Term Bond ETF
BSV
$45.6B
$4.83M 0.51%
64,510
-3,591
-5% -$274K
T icon
57
AT&T
T
$163B
$4.7M 0.5%
306,437
+32,344
+12% +$588K
VNQ icon
58
Vanguard Real Estate ETF
VNQ
$39.1B
$4.7M 0.5%
58,639
+1,679
+3% +$157K
FLOT icon
59
iShares Floating Rate Bond ETF
FLOT
$10.5B
$4.67M 0.49%
92,843
+15,541
+20% +$780K
GOOGL icon
60
Alphabet (Google) Class A
GOOGL
$4.33T
$4.52M 0.48%
47,250
+850
+2% +$94.3K
VOT icon
61
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.8B
$4.46M 0.47%
26,167
+185
+0.7% +$35K
SPEM icon
62
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.7B
$4.33M 0.46%
139,515
-1,606
-1% -$54.6K
VOE icon
63
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24.2B
$4.2M 0.44%
34,461
+1,340
+4% +$181K
UCON icon
64
First Trust Smith Unconstrained Bond ETF
UCON
$3.28B
$4.17M 0.44%
175,207
-430
-0.2% -$10.6K
RSPT icon
65
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.87B
$4.16M 0.44%
+183,840
New +$4.7M
AGGY icon
66
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
$926M
$3.97M 0.42%
94,126
+4,342
+5% +$194K
WMT icon
67
Walmart Inc
WMT
$890B
$3.94M 0.42%
91,140
+1,650
+2% +$72.3K
KO icon
68
Coca-Cola
KO
$375B
$3.77M 0.4%
67,342
+5,842
+9% +$363K
IEFA icon
69
iShares Core MSCI EAFE ETF
IEFA
$196B
$3.76M 0.4%
71,397
+4,810
+7% +$283K
AEP icon
70
American Electric Power
AEP
$68.4B
$3.66M 0.39%
42,381
+1,006
+2% +$99.5K
IJH icon
71
iShares Core S&P Mid-Cap ETF
IJH
$127B
$3.66M 0.39%
83,560
+940
+1% +$45.4K
GSIE icon
72
Goldman Sachs ActiveBeta International Equity ETF
GSIE
$6.16B
$3.61M 0.38%
146,002
+7,742
+6% +$215K
HDV
73
iShares Core High Dividend ETF
HDV
$14.8B
$3.61M 0.38%
197,845
-2,525
-1% -$51K
WM icon
74
Waste Management
WM
$91B
$3.53M 0.37%
22,008
+715
+3% +$118K
TGT icon
75
Target
TGT
$68B
$3.46M 0.37%
23,318
+5,917
+34% +$947K
1 2
3
4 5

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CC
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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q3 2022 Portfolio in Review

As of Q3 2022, Regal Investment Advisors held 538 positions worth $948M, down 1.3% from $961M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors deployed $38.6M of net new capital in Q3 2022, opening 39 new positions and adding to 250 existing holdings. Its largest new stake was WisdomTree Trust WisdomTree US Quality Dividend Growth Fund: 173,435 shares worth $9.35M.

By sector, the portfolio is most concentrated in Technology at 6% of assets, down from 6.7% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares MSCI Global Min Vol Factor ETF, an estimated $8.02M trimmed.

  • Regal Investment Advisors's largest Q3 2022 buy was WisdomTree Trust WisdomTree US Quality Dividend Growth Fund: 173,435 shares worth $9.35M.
  • Regal Investment Advisors added most to iShares Core S&P 500 ETF in Q3 2022, an estimated $7.42M increase.
  • Regal Investment Advisors's biggest Q3 2022 reduction was iShares MSCI Global Min Vol Factor ETF, cutting an estimated $8.02M.
  • Regal Investment Advisors fully exited iShares MSCI EAFE Min Vol Factor ETF in Q3 2022, selling an estimated $7.36M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $948M portfolio in Q3 2022.
  • Regal Investment Advisors opened 39 new positions and closed 58 in Q3 2022.
  • Regal Investment Advisors's portfolio value fell 1.3% quarter-over-quarter to $948M.

Based on Regal Investment Advisors's 13F filing for Q3 2022, filed 15 Nov 2022.