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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+7.15%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.13B
AUM Growth
+$98.4M
Cap. Flow
+$34.6M
Cap. Flow %
3.06%
Top 10 Hldgs %
20.53%
Holding
569
New
43
Increased
298
Reduced
171
Closed
34

Top Buys

Rank Stock Value
1
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$3.67M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$3.29M
3
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$2.01M
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$1.78M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$1.62M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$2.32M
2
IXN icon
iShares Global Tech ETF
IXN
+$1.79M
3
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$1.33M
4
RSPD icon
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
+$1.23M
5
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$1.23M

Sector Composition

Rank Sector Weight
1 Technology 9.17%
2 Healthcare 5.51%
3 Consumer Staples 3.91%
4 Consumer Discretionary 3.82%
5 Financials 3.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ED icon
51
Consolidated Edison
ED
$39.9B
$5.57M 0.49%
65,295
-1,511
-2% -$119K
FDN icon
52
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.45B
$5.51M 0.49%
24,369
+234
+1% +$55.4K
EFG icon
53
iShares MSCI EAFE Growth ETF
EFG
$17.3B
$5.38M 0.48%
48,788
+5,814
+14% +$637K
EFV icon
54
iShares MSCI EAFE Value ETF
EFV
$29.4B
$5.33M 0.47%
105,823
+12,776
+14% +$652K
JPM icon
55
JPMorgan Chase
JPM
$950B
$5.14M 0.46%
32,479
-1,881
-5% -$309K
VOO icon
56
Vanguard S&P 500 ETF
VOO
$1.01T
$5.1M 0.45%
11,674
+939
+9% +$396K
TIP icon
57
iShares TIPS Bond ETF
TIP
$14.5B
$5.06M 0.45%
39,189
+7,332
+23% +$945K
MDT icon
58
Medtronic
MDT
$112B
$4.95M 0.44%
47,812
+2,046
+4% +$237K
IJH icon
59
iShares Core S&P Mid-Cap ETF
IJH
$127B
$4.93M 0.44%
87,000
+3,400
+4% +$189K
VOE icon
60
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24B
$4.92M 0.44%
32,706
+1,030
+3% +$151K
GOOGL icon
61
Alphabet (Google) Class A
GOOGL
$4.33T
$4.89M 0.43%
33,760
+2,080
+7% +$300K
IUSB icon
62
iShares Core Universal USD Bond ETF
IUSB
$43.1B
$4.81M 0.43%
90,937
+15,606
+21% +$827K
UCON icon
63
First Trust Smith Unconstrained Bond ETF
UCON
$3.28B
$4.68M 0.41%
177,426
+2,757
+2% +$72.9K
CVX icon
64
Chevron
CVX
$366B
$4.46M 0.4%
38,026
+311
+0.8% +$35.3K
IEFA icon
65
iShares Core MSCI EAFE ETF
IEFA
$196B
$4.45M 0.39%
59,611
+1,775
+3% +$133K
EFAV icon
66
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.51B
$4.45M 0.39%
57,935
+23,313
+67% +$1.78M
DIS icon
67
Walt Disney
DIS
$181B
$4.41M 0.39%
28,450
+61
+0.2% +$9.85K
AGGY icon
68
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
$926M
$4.33M 0.38%
83,855
+1,472
+2% +$76.3K
SHOP icon
69
Shopify
SHOP
$195B
$4.08M 0.36%
29,590
-1,620
-5% -$237K
GSIE icon
70
Goldman Sachs ActiveBeta International Equity ETF
GSIE
$6.16B
$4.07M 0.36%
115,374
+11,266
+11% +$394K
TDIV icon
71
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.44B
$4.05M 0.36%
64,400
+6,235
+11% +$372K
AGG icon
72
iShares Core US Aggregate Bond ETF
AGG
$138B
$4.03M 0.36%
35,325
+1,978
+6% +$226K
MO icon
73
Altria Group
MO
$114B
$3.99M 0.35%
84,239
+6,869
+9% +$315K
LZB icon
74
La-Z-Boy
LZB
$1.69B
$3.99M 0.35%
109,856
– –
AEP icon
75
American Electric Power
AEP
$68.4B
$3.99M 0.35%
44,821
-771
-2% -$65K
1 2
3
4 5

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CC
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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q4 2021 Portfolio in Review

As of Q4 2021, Regal Investment Advisors held 569 positions worth $1.13B, up 9.5% from $1.03B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors deployed $34.6M of net new capital in Q4 2021, opening 43 new positions and adding to 298 existing holdings. Its largest new stake was iShares Morningstar Mid-Cap Growth ETF: 22,293 shares worth $1.63M.

By sector, the portfolio is most concentrated in Technology at 9.2% of assets, down from 9.2% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares 20+ Year Treasury Bond ETF, an estimated $2.32M trimmed.

  • Regal Investment Advisors's largest Q4 2021 buy was iShares Morningstar Mid-Cap Growth ETF: 22,293 shares worth $1.63M.
  • Regal Investment Advisors added most to iShares Preferred and Income Securities ETF in Q4 2021, an estimated $3.67M increase.
  • Regal Investment Advisors's biggest Q4 2021 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $2.32M.
  • Regal Investment Advisors fully exited Invesco S&P 500 Equal Weight Consumer Discretionary ETF in Q4 2021, selling an estimated $1.23M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $1.13B portfolio in Q4 2021.
  • Regal Investment Advisors opened 43 new positions and closed 34 in Q4 2021.
  • Regal Investment Advisors's portfolio value rose 9.5% quarter-over-quarter to $1.13B.

Based on Regal Investment Advisors's 13F filing for Q4 2021, filed 10 Feb 2022.