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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-1.13%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.03B
AUM Growth
+$33.8M
Cap. Flow
+$50.7M
Cap. Flow %
4.92%
Top 10 Hldgs %
19.46%
Holding
557
New
30
Increased
322
Reduced
147
Closed
31

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$2.12M
2
OPTU
Optimum Communications Inc
OPTU
+$1.96M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$1.92M
4
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$1.81M
5
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$1.65M

Top Sells

Rank Stock Value
1
RCL icon
Royal Caribbean
RCL
+$1.39M
2
IPO icon
Renaissance IPO ETF
IPO
+$1.25M
3
FSLY icon
Fastly Inc
FSLY
+$1.2M
4
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$1.2M
5
MAR icon
Marriott International
MAR
+$1.14M

Sector Composition

Rank Sector Weight
1 Technology 9.21%
2 Healthcare 5.36%
3 Consumer Staples 3.85%
4 Consumer Discretionary 3.8%
5 Financials 3.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VOT icon
51
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.8B
$5.1M 0.5%
21,597
+627
+3% +$152K
MCD icon
52
McDonald's
MCD
$195B
$5.08M 0.49%
21,078
+2,417
+13% +$577K
MUB icon
53
iShares National Muni Bond ETF
MUB
$45.9B
$5.07M 0.49%
43,660
+858
+2% +$101K
ED icon
54
Consolidated Edison
ED
$39.9B
$4.85M 0.47%
66,806
+3,242
+5% +$242K
DIS icon
55
Walt Disney
DIS
$181B
$4.8M 0.47%
28,389
+1,935
+7% +$345K
EFV icon
56
iShares MSCI EAFE Value ETF
EFV
$30.2B
$4.73M 0.46%
93,047
+6,429
+7% +$333K
UCON icon
57
First Trust Smith Unconstrained Bond ETF
UCON
$3.28B
$4.64M 0.45%
174,669
+6,341
+4% +$169K
EFG icon
58
iShares MSCI EAFE Growth ETF
EFG
$17.3B
$4.58M 0.44%
42,974
+10,219
+31% +$1.13M
VOE icon
59
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24.2B
$4.42M 0.43%
31,676
+1,801
+6% +$256K
IJH icon
60
iShares Core S&P Mid-Cap ETF
IJH
$127B
$4.4M 0.43%
83,600
-4,725
-5% -$254K
IEFA icon
61
iShares Core MSCI EAFE ETF
IEFA
$196B
$4.29M 0.42%
57,836
+1,388
+2% +$106K
AGGY icon
62
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
$926M
$4.28M 0.42%
82,383
+1,710
+2% +$90K
GOOGL icon
63
Alphabet (Google) Class A
GOOGL
$4.33T
$4.24M 0.41%
31,680
-1,680
-5% -$229K
VOO icon
64
Vanguard S&P 500 ETF
VOO
$1.03T
$4.23M 0.41%
10,735
+63
+0.6% +$25.6K
SHOP icon
65
Shopify
SHOP
$195B
$4.23M 0.41%
31,210
-1,410
-4% -$211K
JNK icon
66
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.31B
$4.09M 0.4%
37,377
+745
+2% +$81.6K
TIP icon
67
iShares TIPS Bond ETF
TIP
$14.7B
$4.07M 0.39%
31,857
+11,127
+54% +$1.43M
TGT icon
68
Target
TGT
$68B
$4.05M 0.39%
17,703
-174
-1% -$43.6K
IUSB icon
69
iShares Core Universal USD Bond ETF
IUSB
$43.3B
$4.01M 0.39%
75,331
+3,588
+5% +$193K
VZ icon
70
Verizon
VZ
$196B
$3.85M 0.37%
71,298
+4,314
+6% +$239K
AGG icon
71
iShares Core US Aggregate Bond ETF
AGG
$138B
$3.83M 0.37%
33,347
+636
+2% +$73.7K
CVX icon
72
Chevron
CVX
$366B
$3.83M 0.37%
37,715
+1,536
+4% +$153K
BRK.B icon
73
Berkshire Hathaway Class B
BRK.B
$1.13T
$3.74M 0.36%
13,688
+1,546
+13% +$434K
AEP icon
74
American Electric Power
AEP
$68.4B
$3.7M 0.36%
45,592
+1,148
+3% +$100K
FLOT icon
75
iShares Floating Rate Bond ETF
FLOT
$10.5B
$3.59M 0.35%
70,595
+3,363
+5% +$171K
1 2
3
4 5

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Regal Investment Advisors held 557 positions worth $1.03B, up 3.4% from $997M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $50.7M of net new capital in Q3 2021, opening 30 new positions and adding to 322 existing holdings. Its largest new stake was Optimum Communications Inc: 67,397 shares worth $1.4M.

By sector, the portfolio is most concentrated in Technology at 9.2% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was Renaissance IPO ETF, an estimated $1.25M trimmed.

  • Regal Investment Advisors's largest Q3 2021 buy was Optimum Communications Inc: 67,397 shares worth $1.4M.
  • Regal Investment Advisors added most to iShares 20+ Year Treasury Bond ETF in Q3 2021, an estimated $2.12M increase.
  • Regal Investment Advisors's biggest Q3 2021 reduction was Renaissance IPO ETF, cutting an estimated $1.25M.
  • Regal Investment Advisors fully exited Royal Caribbean in Q3 2021, selling an estimated $1.39M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $1.03B portfolio in Q3 2021.
  • Regal Investment Advisors opened 30 new positions and closed 31 in Q3 2021.
  • Regal Investment Advisors's portfolio value rose 3.4% quarter-over-quarter to $1.03B.

Based on Regal Investment Advisors's 13F filing for Q3 2021, filed 5 Nov 2021.