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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+12.2%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$885M
AUM Growth
+$800M
Cap. Flow
+$753M
Cap. Flow %
85.12%
Top 10 Hldgs %
21.32%
Holding
468
New
440
Increased
27
Reduced
1
Closed
–

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$35M
2
FTCS icon
First Trust Capital Strength ETF
FTCS
+$18.9M
3
AAPL icon
Apple
AAPL
+$16.1M
4
MSFT icon
Microsoft
MSFT
+$15.1M
5
ACWV icon
iShares MSCI Global Min Vol Factor ETF
ACWV
+$14.7M

Top Sells

Rank Stock Value
1
IWC icon
iShares Micro-Cap ETF
IWC
+$82.9K

Sector Composition

Rank Sector Weight
1 Technology 9.22%
2 Healthcare 5.8%
3 Consumer Staples 4.83%
4 Consumer Discretionary 4.01%
5 Financials 3.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VOT icon
51
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.8B
$4.39M 0.5%
20,689
+5,836
+39% +$1.15M
IEFA icon
52
iShares Core MSCI EAFE ETF
IEFA
$196B
$4.38M 0.5%
+63,445
New +$4.1M
LZB icon
53
La-Z-Boy
LZB
$1.69B
$4.38M 0.49%
+109,856
New +$4.07M
VTI icon
54
Vanguard Morningstar Total Stock Market ETF
VTI
$691B
$4.16M 0.47%
+21,371
New +$3.91M
JPM icon
55
JPMorgan Chase
JPM
$950B
$4.13M 0.47%
+32,509
New +$3.63M
GLD icon
56
SPDR Gold Trust
GLD
$142B
$4.08M 0.46%
+22,895
New +$4.03M
KO icon
57
Coca-Cola
KO
$375B
$3.99M 0.45%
+72,683
New +$3.76M
FLOT icon
58
iShares Floating Rate Bond ETF
FLOT
$10.5B
$3.83M 0.43%
75,602
+33,556
+80% +$1.7M
VOE icon
59
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24.2B
$3.83M 0.43%
32,223
+10,578
+49% +$1.18M
IJH icon
60
iShares Core S&P Mid-Cap ETF
IJH
$127B
$3.81M 0.43%
82,805
+14,900
+22% +$628K
TGT icon
61
Target
TGT
$68B
$3.8M 0.43%
+21,542
New +$3.59M
INTC icon
62
Intel
INTC
$513B
$3.66M 0.41%
+73,443
New +$3.59M
VYM icon
63
Vanguard High Dividend Yield ETF
VYM
$83.5B
$3.65M 0.41%
+39,912
New +$3.47M
VNLA icon
64
Janus Henderson Short Duration Income ETF
VNLA
$3.35B
$3.6M 0.41%
+71,410
New +$3.6M
SHOP icon
65
Shopify
SHOP
$195B
$3.58M 0.41%
+31,650
New +$3.32M
EFG icon
66
iShares MSCI EAFE Growth ETF
EFG
$17.3B
$3.55M 0.4%
+35,202
New +$3.33M
SOXX icon
67
iShares Semiconductor ETF
SOXX
$45.9B
$3.52M 0.4%
+27,870
New +$3.2M
VZ icon
68
Verizon
VZ
$196B
$3.52M 0.4%
+59,876
New +$3.56M
CVX icon
69
Chevron
CVX
$366B
$3.46M 0.39%
+40,945
New +$3.32M
NVDA icon
70
NVIDIA
NVDA
$5.42T
$3.46M 0.39%
+264,640
New +$3.54M
ESGE icon
71
iShares ESG Aware MSCI EM ETF
ESGE
$6.73B
$3.45M 0.39%
+82,135
New +$3.2M
SLYV icon
72
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$5.08B
$3.42M 0.39%
+51,690
New +$3.07M
WMT icon
73
Walmart Inc
WMT
$890B
$3.4M 0.39%
+70,860
New +$3.44M
DUK icon
74
Duke Energy
DUK
$97.3B
$3.4M 0.38%
+37,131
New +$3.43M
AGG icon
75
iShares Core US Aggregate Bond ETF
AGG
$138B
$3.22M 0.36%
+27,270
New +$3.21M
1 2
3
4 5

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
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SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
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Regal Investment Advisors's Q4 2020 Portfolio in Review

As of Q4 2020, Regal Investment Advisors held 468 positions worth $885M, up 945% from $84.6M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors deployed $753M of net new capital in Q4 2020, opening 440 new positions and adding to 27 existing holdings. Its largest new stake was First Trust Capital Strength ETF: 289,257 shares worth $19.5M.

By sector, the portfolio is most concentrated in Technology at 9.2% of assets, up from 0% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares Micro-Cap ETF, an estimated $82.9K trimmed.

  • Regal Investment Advisors's largest Q4 2020 buy was First Trust Capital Strength ETF: 289,257 shares worth $19.5M.
  • Regal Investment Advisors added most to iShares Core S&P 500 ETF in Q4 2020, an estimated $35M increase.
  • Regal Investment Advisors's biggest Q4 2020 reduction was iShares Micro-Cap ETF, cutting an estimated $82.9K.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $885M portfolio in Q4 2020.
  • Regal Investment Advisors opened 440 new positions and closed 0 in Q4 2020.
  • Regal Investment Advisors's portfolio value rose 945% quarter-over-quarter to $885M.

Based on Regal Investment Advisors's 13F filing for Q4 2020, filed 12 Feb 2021.