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RIA
Regal Investment Advisors Portfolio holdings
AUM
$1.73B
1-Year Est. Return
17.74%
This Fund
S&P 500
This Quarter
Est. Return
-15.8%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$68.1M
AUM Growth
-$488M
(-88%)
Cap. Flow
-$472M
Cap. Flow
% of AUM
-692.75%
Top 10 Holdings %
Top 10 Hldgs %
70.36%
Holding
344
New
–
Increased
5
Reduced
22
Closed
317
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Schwab US Dividend Equity ETF
SCHD
|
+$386K |
| 2 |
State Street SPDR S&P Global Natural Resources ETF
GNR
|
+$19.4K |
| 3 |
FM
iShares Frontier and Select EM ETF
FM
|
+$14.9K |
| 4 |
Vanguard Emerging Markets Government Bond ETF
VWOB
|
+$12.4K |
| 5 |
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
|
+$9.71K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$14.8M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$11.6M |
| 3 |
Apple
AAPL
|
+$9.63M |
| 4 |
Procter & Gamble
PG
|
+$9.52M |
| 5 |
Microsoft
MSFT
|
+$9.09M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Communication Services | 0% |
| 2 | Consumer Discretionary | 0% |
| 3 | Consumer Staples | 0% |
| 4 | Energy | 0% |
| 5 | Financials | 0% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
51
Biogen
BIIB
$30.7B
| – | – |
-5,953
| Closed | -$1.77M |
|
52
Blackrock
BLK
$176B
| – | – |
-4,672
| Closed | -$2.35M |
|
53
Blackbaud
BLKB
$2.08B
| – | – |
-23,474
| Closed | -$1.87M |
|
54
Vanguard Total Bond Market
BND
$161B
| – | – |
-3,525
| Closed | -$296K |
|
55
Bristol-Myers Squibb
BMY
$132B
| – | – |
-44,193
| Closed | -$2.84M |
|
56
Vanguard Total International Bond ETF
BNDX
$83.1B
| – | – |
-15,361
| Closed | -$869K |
|
57
Scotiabank
BNS
$108B
| – | – |
-6,324
| Closed | -$357K |
|
58
BP
BP
$107B
| – | – |
-7,539
| Closed | -$285K |
|
59
Berkshire Hathaway Class B
BRK.B
$1.13T
| – | – |
-1,540
| Closed | -$349K |
|
60
British American Tobacco
BTI
$128B
| – | – |
-5,014
| Closed | -$213K |
|
61
Caterpillar
CAT
$387B
| – | – |
-15,704
| Closed | -$2.32M |
|
|
CGC
62
Canopy Growth
CGC
$410M
| – | – |
-1,168
| Closed | -$246K |
|
63
Cincinnati Financial
CINF
$27.1B
| – | – |
-19,806
| Closed | -$2.08M |
|
64
Colgate-Palmolive
CL
$74.4B
| – | – |
-3,882
| Closed | -$267K |
|
65
Clorox
CLX
$12.7B
| – | – |
-15,654
| Closed | -$2.4M |
|
66
Canadian Imperial Bank of Commerce
CM
$108B
| – | – |
-8,492
| Closed | -$353K |
|
67
Chipotle Mexican Grill
CMG
$41.5B
| – | – |
-19,100
| Closed | -$320K |
|
68
Compass Minerals
CMP
$1.15B
| – | – |
-32,702
| Closed | -$1.99M |
|
69
ConocoPhillips
COP
$141B
| – | – |
-24,075
| Closed | -$1.57M |
|
70
Costco
COST
$420B
| – | – |
-5,912
| Closed | -$1.74M |
|
71
Salesforce
CRM
$158B
| – | – |
-14,133
| Closed | -$2.3M |
|
72
Cisco
CSCO
$479B
| – | – |
-18,585
| Closed | -$891K |
|
73
CSX Corp
CSX
$93.1B
| – | – |
-14,655
| Closed | -$353K |
|
74
Corteva
CTVA
$51.3B
| – | – |
-76,507
| Closed | -$2.26M |
|
75
CVS Health
CVS
$122B
| – | – |
-36,096
| Closed | -$2.68M |
|
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Regal Investment Advisors's Q1 2020 Portfolio in Review
As of Q1 2020, Regal Investment Advisors held 344 positions worth $68.1M, down 88% from $556M the previous quarter. Its ten largest holdings account for 70% of the portfolio.
Regal Investment Advisors withdrew a net $472M in Q1 2020, closing 317 positions and reducing 22 holdings. Its most notable exit was State Street SPDR S&P 500 ETF Trust, an estimated $11.6M position sold in full.
By sector, the portfolio is most concentrated in Communication Services at 0% of assets, down from 3.7% a quarter earlier, followed by Consumer Discretionary and Consumer Staples.
Against the trend, Regal Investment Advisors added an estimated $386K to Schwab US Dividend Equity ETF.
- Regal Investment Advisors added most to Schwab US Dividend Equity ETF in Q1 2020, an estimated $386K increase.
- Regal Investment Advisors's biggest Q1 2020 reduction was iShares Core S&P 500 ETF, cutting an estimated $14.8M.
- Regal Investment Advisors fully exited State Street SPDR S&P 500 ETF Trust in Q1 2020, selling an estimated $11.6M.
- Regal Investment Advisors's ten largest holdings make up 70% of its $68.1M portfolio in Q1 2020.
- Regal Investment Advisors opened 0 new positions and closed 317 in Q1 2020.
- Regal Investment Advisors's portfolio value fell 88% quarter-over-quarter to $68.1M.
Based on Regal Investment Advisors's 13F filing for Q1 2020, filed 12 May 2020.