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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+6.85%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$556M
AUM Growth
+$43.5M
Cap. Flow
+$11M
Cap. Flow %
1.98%
Top 10 Hldgs %
20.2%
Holding
361
New
43
Increased
151
Reduced
131
Closed
17

Top Buys

Rank Stock Value
1
XOM icon
ExxonMobil
XOM
+$2.03M
2
PFE icon
Pfizer
PFE
+$1.96M
3
PJAN icon
Innovator US Equity Power Buffer ETF January
PJAN
+$1.23M
4
OUSA icon
ALPS O'Shares U.S. Quality Dividend ETF
OUSA
+$746K
5
YYY icon
Amplify CEF High Income ETF
YYY
+$658K

Top Sells

Rank Stock Value
1
CAH icon
Cardinal Health
CAH
+$1.74M
2
PARA
Paramount Global Class B
PARA
+$1.52M
3
BOCT icon
Innovator US Equity Buffer ETF October
BOCT
+$1.28M
4
UUP icon
Invesco DB US Dollar Index Bullish Fund
UUP
+$886K
5
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$634K

Sector Composition

Rank Sector Weight
1 Healthcare 8.38%
2 Technology 7.43%
3 Consumer Staples 6.43%
4 Industrials 4.63%
5 Utilities 3.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VOE icon
51
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24B
$3.17M 0.57%
26,566
+907
+4% +$105K
RFDI icon
52
First Trust RiverFront Dynamic Developed International ETF
RFDI
$168M
$3.14M 0.56%
52,340
+45
+0.1% +$2.6K
RFEU
53
DELISTED
First Trust RiverFront Dynamic Europe ETF
RFEU
$3.11M 0.56%
49,637
-661
-1% -$39.5K
BMY icon
54
Bristol-Myers Squibb
BMY
$132B
$2.84M 0.51%
44,193
+331
+0.8% +$19K
META icon
55
Meta Platforms (Facebook)
META
$1.51T
$2.8M 0.5%
13,655
+113
+0.8% +$21.9K
TGT icon
56
Target
TGT
$68B
$2.77M 0.5%
21,591
-1,227
-5% -$144K
AFL icon
57
Aflac
AFL
$63.4B
$2.7M 0.49%
50,993
+5,118
+11% +$272K
CVS icon
58
CVS Health
CVS
$122B
$2.68M 0.48%
36,096
-6,977
-16% -$490K
MO icon
59
Altria Group
MO
$114B
$2.63M 0.47%
52,611
+1,180
+2% +$55.7K
GIS icon
60
General Mills
GIS
$19.7B
$2.6M 0.47%
48,642
-425
-0.9% -$22.4K
VO icon
61
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$2.6M 0.47%
58,308
-1,668
-3% -$71.6K
VB icon
62
Vanguard Morningstar Small-Cap ETF
VB
$82.4B
$2.57M 0.46%
15,515
-215
-1% -$34.2K
RTX icon
63
RTX Corp
RTX
$301B
$2.55M 0.46%
27,048
-181
-0.7% -$16.4K
AMAT icon
64
Applied Materials
AMAT
$428B
$2.54M 0.46%
41,532
-6,522
-14% -$367K
JNK icon
65
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.92B
$2.53M 0.46%
23,124
+853
+4% +$92.5K
ADP icon
66
Automatic Data Processing
ADP
$108B
$2.51M 0.45%
14,737
+262
+2% +$43.4K
MCHP icon
67
Microchip Technology
MCHP
$46B
$2.5M 0.45%
47,752
-1,990
-4% -$96.1K
CLX icon
68
Clorox
CLX
$12.7B
$2.4M 0.43%
15,654
+261
+2% +$39K
VZ icon
69
Verizon
VZ
$196B
$2.38M 0.43%
38,841
+3,430
+10% +$207K
BLK icon
70
Blackrock
BLK
$176B
$2.35M 0.42%
4,672
-136
-3% -$64.5K
WMT icon
71
Walmart Inc
WMT
$890B
$2.35M 0.42%
59,217
-2,010
-3% -$79.8K
JLL icon
72
Jones Lang LaSalle
JLL
$16.7B
$2.33M 0.42%
13,355
-356
-3% -$56K
RLY icon
73
State Street Multi-Asset Real Return ETF
RLY
$1.28B
$2.32M 0.42%
91,422
+3,815
+4% +$95.7K
CAT icon
74
Caterpillar
CAT
$387B
$2.32M 0.42%
15,704
-181
-1% -$25.3K
CRM icon
75
Salesforce
CRM
$158B
$2.3M 0.41%
14,133
-326
-2% -$51.1K
1 2
3
4 5

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CC
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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q4 2019 Portfolio in Review

As of Q4 2019, Regal Investment Advisors held 361 positions worth $556M, up 8.5% from $512M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Regal Investment Advisors's Q4 2019 filing shows 43 new, 151 increased, 131 reduced and 17 closed positions. Its largest new stake was Innovator US Equity Power Buffer ETF January: 43,880 shares worth $1.25M. The largest sale was Cardinal Health, an estimated $1.74M.

By sector, the portfolio is most concentrated in Healthcare at 8.4% of assets, up from 8.1% a quarter earlier, followed by Technology and Consumer Staples.

  • Regal Investment Advisors's largest Q4 2019 buy was Innovator US Equity Power Buffer ETF January: 43,880 shares worth $1.25M.
  • Regal Investment Advisors added most to ExxonMobil in Q4 2019, an estimated $2.03M increase.
  • Regal Investment Advisors's biggest Q4 2019 reduction was Sysco, cutting an estimated $618K.
  • Regal Investment Advisors fully exited Cardinal Health in Q4 2019, selling an estimated $1.74M.
  • Regal Investment Advisors's ten largest holdings make up 20% of its $556M portfolio in Q4 2019.
  • Regal Investment Advisors opened 43 new positions and closed 17 in Q4 2019.
  • Regal Investment Advisors's portfolio value rose 8.5% quarter-over-quarter to $556M.

Based on Regal Investment Advisors's 13F filing for Q4 2019, filed 29 Jan 2020.