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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+1.81%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$512M
AUM Growth
-$811K
Cap. Flow
-$5.23M
Cap. Flow %
-1.02%
Top 10 Hldgs %
20.61%
Holding
342
New
31
Increased
120
Reduced
151
Closed
24

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$2.42M
2
CVS icon
CVS Health
CVS
+$1.98M
3
GILD icon
Gilead Sciences
GILD
+$1.95M
4
JLL icon
Jones Lang LaSalle
JLL
+$1.9M
5
TEN
Tenneco Inc. Class A Voting Common Stock
TEN
+$1.72M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$2.76M
2
AZO icon
AutoZone
AZO
+$2.53M
3
HF
HFF Inc.
HF
+$2.04M
4
MCK icon
McKesson
MCK
+$1.76M
5
BNY
Bank of New York Mellon
BNY
+$1.63M

Sector Composition

Rank Sector Weight
1 Healthcare 8.1%
2 Technology 7.06%
3 Consumer Staples 6.95%
4 Industrials 4.8%
5 Utilities 4.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CVS icon
51
CVS Health
CVS
$122B
$2.72M 0.53%
43,073
+33,491
+350% +$1.98M
GIS icon
52
General Mills
GIS
$19.5B
$2.71M 0.53%
49,067
-2,212
-4% -$119K
XOM icon
53
ExxonMobil
XOM
$633B
$2.66M 0.52%
37,673
-4,018
-10% -$291K
VTI icon
54
Vanguard Morningstar Total Stock Market ETF
VTI
$682B
$2.63M 0.51%
17,387
+2,365
+16% +$356K
NOC icon
55
Northrop Grumman
NOC
$81B
$2.55M 0.5%
6,794
-260
-4% -$92.1K
VO icon
56
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$2.51M 0.49%
59,976
-60
-0.1% -$2.51K
IEFA icon
57
iShares Core MSCI EAFE ETF
IEFA
$195B
$2.49M 0.49%
40,829
+3,811
+10% +$230K
SJNK icon
58
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.76B
$2.45M 0.48%
90,633
+17,201
+23% +$465K
TGT icon
59
Target
TGT
$67.5B
$2.44M 0.48%
22,818
-485
-2% -$46.1K
JNK icon
60
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.92B
$2.42M 0.47%
22,271
+732
+3% +$79.4K
WMT icon
61
Walmart Inc
WMT
$885B
$2.42M 0.47%
61,227
-4,782
-7% -$180K
VB icon
62
Vanguard Morningstar Small-Cap ETF
VB
$82.3B
$2.42M 0.47%
15,730
-78
-0.5% -$12.1K
META icon
63
Meta Platforms (Facebook)
META
$1.51T
$2.41M 0.47%
13,542
-1,093
-7% -$208K
AFL icon
64
Aflac
AFL
$63.5B
$2.4M 0.47%
45,875
-1,411
-3% -$74.5K
AMAT icon
65
Applied Materials
AMAT
$426B
$2.4M 0.47%
48,054
-3,807
-7% -$184K
CINF icon
66
Cincinnati Financial
CINF
$27.2B
$2.35M 0.46%
20,115
-200
-1% -$22K
RTX icon
67
RTX Corp
RTX
$300B
$2.34M 0.46%
27,229
-1,251
-4% -$104K
CLX icon
68
Clorox
CLX
$12.8B
$2.34M 0.46%
15,393
-1,889
-11% -$299K
ADP icon
69
Automatic Data Processing
ADP
$108B
$2.34M 0.46%
14,475
-584
-4% -$96.4K
MCHP icon
70
Microchip Technology
MCHP
$46.3B
$2.31M 0.45%
49,742
-2,762
-5% -$125K
CTVA icon
71
Corteva
CTVA
$51.3B
$2.28M 0.45%
81,564
+57,856
+244% +$1.67M
BMY icon
72
Bristol-Myers Squibb
BMY
$131B
$2.22M 0.43%
43,862
-1,976
-4% -$92.9K
EFX icon
73
Equifax
EFX
$21.3B
$2.22M 0.43%
15,811
-1,820
-10% -$256K
RFAP
74
DELISTED
First Trust RiverFront Dynamic Asia Pacific ETF
RFAP
$2.19M 0.43%
43,584
-2,993
-6% -$149K
BLKB icon
75
Blackbaud
BLKB
$2.08B
$2.17M 0.42%
23,990
-1,265
-5% -$113K
1 2
3
4 5

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VCM
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SFI
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Regal Investment Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, Regal Investment Advisors held 342 positions worth $512M, down 0.16% from $513M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors's Q3 2019 filing shows 31 new, 120 increased, 151 reduced and 24 closed positions. Its largest new stake was Gilead Sciences: 29,806 shares worth $1.89M. The largest sale was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $2.76M.

By sector, the portfolio is most concentrated in Healthcare at 8.1% of assets, up from 8% a quarter earlier, followed by Technology and Consumer Staples.

  • Regal Investment Advisors's largest Q3 2019 buy was Gilead Sciences: 29,806 shares worth $1.89M.
  • Regal Investment Advisors added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2019, an estimated $2.42M increase.
  • Regal Investment Advisors's biggest Q3 2019 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $2.76M.
  • Regal Investment Advisors fully exited AutoZone in Q3 2019, selling an estimated $2.53M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $512M portfolio in Q3 2019.
  • Regal Investment Advisors opened 31 new positions and closed 24 in Q3 2019.
  • Regal Investment Advisors's portfolio value fell 0.16% quarter-over-quarter to $512M.

Based on Regal Investment Advisors's 13F filing for Q3 2019, filed 15 Nov 2019.