We are live on ! Find out more
RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+15.72%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$492M
AUM Growth
+$35.5M
Cap. Flow
-$11M
Cap. Flow %
-2.23%
Top 10 Hldgs %
19.98%
Holding
399
New
65
Increased
147
Reduced
121
Closed
45

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$2.64M
2
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$1.3M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$1.14M
4
HYMB icon
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
+$1.05M
5
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$1.04M

Top Sells

Rank Stock Value
1
AOA icon
iShares Core 80/20 Aggressive Allocation ETF
AOA
+$6.77M
2
AOR icon
iShares Core 60/40 Balanced Allocation ETF
AOR
+$5.04M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.51M
4
HYLS icon
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
+$2.2M
5
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$1.18M

Sector Composition

Rank Sector Weight
1 Healthcare 8.12%
2 Technology 7.87%
3 Consumer Staples 6.26%
4 Industrials 5.2%
5 Consumer Discretionary 4.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VOT icon
51
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.9B
$2.71M 0.55%
18,947
-591
-3% -$79.5K
AGG icon
52
iShares Core US Aggregate Bond ETF
AGG
$138B
$2.56M 0.52%
23,451
-3,304
-12% -$354K
VOE icon
53
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24B
$2.54M 0.52%
23,592
-339
-1% -$35.6K
GIS icon
54
General Mills
GIS
$19.7B
$2.54M 0.52%
49,141
+3,547
+8% +$161K
RFAP
55
DELISTED
First Trust RiverFront Dynamic Asia Pacific ETF
RFAP
$2.5M 0.51%
48,917
+1,507
+3% +$76.8K
META icon
56
Meta Platforms (Facebook)
META
$1.51T
$2.46M 0.5%
14,758
-1,081
-7% -$172K
RTX icon
57
RTX Corp
RTX
$301B
$2.39M 0.49%
29,436
-726
-2% -$55.2K
CAT icon
58
Caterpillar
CAT
$387B
$2.38M 0.48%
17,575
+624
+4% +$82.9K
CRM icon
59
Salesforce
CRM
$158B
$2.37M 0.48%
14,983
-50
-0.3% -$7.75K
ADP icon
60
Automatic Data Processing
ADP
$108B
$2.33M 0.47%
14,607
+749
+5% +$109K
AFL icon
61
Aflac
AFL
$63.4B
$2.26M 0.46%
45,179
+2,174
+5% +$105K
MCHP icon
62
Microchip Technology
MCHP
$46B
$2.26M 0.46%
54,382
-1,256
-2% -$52K
VB icon
63
Vanguard Morningstar Small-Cap ETF
VB
$82.4B
$2.26M 0.46%
14,764
-1,662
-10% -$247K
JNK icon
64
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.92B
$2.25M 0.46%
20,848
+279
+1% +$29.5K
VO icon
65
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$2.24M 0.46%
55,736
-6,028
-10% -$232K
ORCL icon
66
Oracle
ORCL
$423B
$2.23M 0.45%
41,592
+546
+1% +$27.8K
RLY icon
67
State Street Multi-Asset Real Return ETF
RLY
$1.28B
$2.19M 0.45%
87,191
+1,988
+2% +$48.8K
GLD icon
68
SPDR Gold Trust
GLD
$141B
$2.17M 0.44%
17,815
+6,265
+54% +$772K
HF
69
DELISTED
HFF Inc.
HF
$2.16M 0.44%
45,251
+1,602
+4% +$68.1K
BLK icon
70
Blackrock
BLK
$176B
$2.15M 0.44%
5,034
+270
+6% +$113K
IEFA icon
71
iShares Core MSCI EAFE ETF
IEFA
$196B
$2.14M 0.44%
35,258
-1,821
-5% -$107K
QQQ icon
72
Invesco QQQ Trust
QQQ
$484B
$2.14M 0.44%
11,930
+241
+2% +$40.9K
EFX icon
73
Equifax
EFX
$21.4B
$2.13M 0.43%
18,020
+177
+1% +$18.9K
MMM icon
74
3M
MMM
$94.3B
$2.1M 0.43%
12,083
+524
+5% +$88.2K
AMAT icon
75
Applied Materials
AMAT
$428B
$2.09M 0.42%
52,702
+658
+1% +$25K
1 2
3
4 5

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q1 2019 Portfolio in Review

As of Q1 2019, Regal Investment Advisors held 399 positions worth $492M, up 7.8% from $456M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Regal Investment Advisors's Q1 2019 filing shows 65 new, 147 increased, 121 reduced and 45 closed positions. Its largest new stake was iShares 0-1 Year Treasury Bond ETF: 9,454 shares worth $1.04M. The largest sale was iShares Core 80/20 Aggressive Allocation ETF, an estimated $6.77M.

By sector, the portfolio is most concentrated in Healthcare at 8.1% of assets, down from 8.3% a quarter earlier, followed by Technology and Consumer Staples.

  • Regal Investment Advisors's largest Q1 2019 buy was iShares 0-1 Year Treasury Bond ETF: 9,454 shares worth $1.04M.
  • Regal Investment Advisors added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q1 2019, an estimated $2.64M increase.
  • Regal Investment Advisors's biggest Q1 2019 reduction was First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF, cutting an estimated $2.2M.
  • Regal Investment Advisors fully exited iShares Core 80/20 Aggressive Allocation ETF in Q1 2019, selling an estimated $6.77M.
  • Regal Investment Advisors's ten largest holdings make up 20% of its $492M portfolio in Q1 2019.
  • Regal Investment Advisors opened 65 new positions and closed 45 in Q1 2019.
  • Regal Investment Advisors's portfolio value rose 7.8% quarter-over-quarter to $492M.

Based on Regal Investment Advisors's 13F filing for Q1 2019, filed 9 May 2019.