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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-10.37%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$456M
AUM Growth
-$18.6M
Cap. Flow
+$32.9M
Cap. Flow %
7.21%
Top 10 Hldgs %
19.04%
Holding
386
New
67
Increased
163
Reduced
91
Closed
53

Top Buys

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.41M
2
LZB icon
La-Z-Boy
LZB
+$3.28M
3
HYLS icon
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
+$2.22M
4
CAT icon
Caterpillar
CAT
+$2.21M
5
EMR icon
Emerson Electric
EMR
+$2.17M

Top Sells

Rank Stock Value
1
ICPT
Intercept Pharmaceuticals, Inc.
ICPT
+$3.37M
2
HUM icon
Humana
HUM
+$2.36M
3
ESRX
Express Scripts Holding Company
ESRX
+$2.33M
4
AVX
AVX Corporation
AVX
+$2.14M
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$1.95M

Sector Composition

Rank Sector Weight
1 Healthcare 8.31%
2 Technology 6.97%
3 Consumer Staples 5.7%
4 Industrials 4.58%
5 Consumer Discretionary 4.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTI icon
51
Vanguard Morningstar Total Stock Market ETF
VTI
$684B
$2.52M 0.55%
19,736
+4,635
+31% +$640K
CLX icon
52
Clorox
CLX
$12.7B
$2.44M 0.54%
15,845
+2,113
+15% +$329K
AZO icon
53
AutoZone
AZO
$51.1B
$2.37M 0.52%
2,822
+44
+2% +$35.3K
FV icon
54
First Trust Dorsey Wright Focus 5 ETF
FV
$3.77B
$2.36M 0.52%
93,375
+1,969
+2% +$53.6K
HYLS icon
55
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.63B
$2.35M 0.51%
52,402
+47,595
+990% +$2.22M
VOT icon
56
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.9B
$2.34M 0.51%
19,538
+786
+4% +$101K
VOE icon
57
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24B
$2.28M 0.5%
23,931
+321
+1% +$33.7K
INVA icon
58
Innoviva
INVA
$1.48B
$2.28M 0.5%
130,428
-3,129
-2% -$50.8K
RFAP
59
DELISTED
First Trust RiverFront Dynamic Asia Pacific ETF
RFAP
$2.25M 0.49%
47,410
+8,477
+22% +$439K
VB icon
60
Vanguard Morningstar Small-Cap ETF
VB
$82.4B
$2.17M 0.48%
16,426
+1,578
+11% +$230K
CAT icon
61
Caterpillar
CAT
$387B
$2.15M 0.47%
+16,951
New +$2.21M
VO icon
62
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$2.13M 0.47%
61,764
+4,988
+9% +$187K
META icon
63
Meta Platforms (Facebook)
META
$1.51T
$2.08M 0.45%
15,839
+11,434
+260% +$1.66M
JNK icon
64
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.92B
$2.07M 0.45%
20,569
+331
+2% +$34.6K
CRM icon
65
Salesforce
CRM
$158B
$2.06M 0.45%
15,033
+13,445
+847% +$1.85M
IEFA icon
66
iShares Core MSCI EAFE ETF
IEFA
$196B
$2.04M 0.45%
37,079
-767
-2% -$45K
RTX icon
67
RTX Corp
RTX
$301B
$2.02M 0.44%
30,162
+1,282
+4% +$101K
MCHP icon
68
Microchip Technology
MCHP
$46B
$2M 0.44%
+55,638
New +$1.96M
AFL icon
69
Aflac
AFL
$63.4B
$1.96M 0.43%
43,005
+4,228
+11% +$188K
WMT icon
70
Walmart Inc
WMT
$890B
$1.95M 0.43%
62,727
+21,138
+51% +$678K
RLY icon
71
State Street Multi-Asset Real Return ETF
RLY
$1.28B
$1.94M 0.42%
85,203
-6,393
-7% -$158K
UTHR icon
72
United Therapeutics
UTHR
$23.1B
$1.88M 0.41%
17,280
-274
-2% -$31.8K
BLK icon
73
Blackrock
BLK
$176B
$1.87M 0.41%
+4,764
New +$1.95M
USMV icon
74
iShares MSCI USA Min Vol Factor ETF
USMV
$24.2B
$1.87M 0.41%
35,703
+16,037
+82% +$882K
ORCL icon
75
Oracle
ORCL
$423B
$1.85M 0.41%
41,046
+1,312
+3% +$62.9K
1 2
3
4 5

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CC
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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q4 2018 Portfolio in Review

As of Q4 2018, Regal Investment Advisors held 386 positions worth $456M, down 3.9% from $475M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $32.9M of net new capital in Q4 2018, opening 67 new positions and adding to 163 existing holdings. Its largest new stake was iShares 7-10 Year Treasury Bond ETF: 33,699 shares worth $3.51M.

By sector, the portfolio is most concentrated in Healthcare at 8.3% of assets, down from 8.8% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was iShares Floating Rate Bond ETF, an estimated $1.95M trimmed.

  • Regal Investment Advisors's largest Q4 2018 buy was iShares 7-10 Year Treasury Bond ETF: 33,699 shares worth $3.51M.
  • Regal Investment Advisors added most to First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF in Q4 2018, an estimated $2.22M increase.
  • Regal Investment Advisors's biggest Q4 2018 reduction was iShares Floating Rate Bond ETF, cutting an estimated $1.95M.
  • Regal Investment Advisors fully exited Intercept Pharmaceuticals, Inc. in Q4 2018, selling an estimated $3.37M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $456M portfolio in Q4 2018.
  • Regal Investment Advisors opened 67 new positions and closed 53 in Q4 2018.
  • Regal Investment Advisors's portfolio value fell 3.9% quarter-over-quarter to $456M.

Based on Regal Investment Advisors's 13F filing for Q4 2018, filed 4 Feb 2019.