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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+5.02%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$475M
AUM Growth
+$146M
Cap. Flow
+$131M
Cap. Flow %
27.62%
Top 10 Hldgs %
19.25%
Holding
348
New
87
Increased
181
Reduced
41
Closed
29

Top Buys

Rank Stock Value
1
AOA icon
iShares Core 80/20 Aggressive Allocation ETF
AOA
+$7.24M
2
AOR icon
iShares Core 60/40 Balanced Allocation ETF
AOR
+$5.26M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.28M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$4.06M
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$3.35M

Top Sells

Rank Stock Value
1
LZB icon
La-Z-Boy
LZB
+$2.82M
2
ANDV
Andeavor
ANDV
+$2.22M
3
MA icon
Mastercard
MA
+$2.2M
4
ORLY icon
O'Reilly Automotive
ORLY
+$2.07M
5
UNP icon
Union Pacific
UNP
+$2.01M

Sector Composition

Rank Sector Weight
1 Healthcare 8.81%
2 Technology 6.09%
3 Industrials 5.36%
4 Consumer Staples 4.98%
5 Consumer Discretionary 4.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IEFA icon
51
iShares Core MSCI EAFE ETF
IEFA
$196B
$2.42M 0.51%
37,846
+6,816
+22% +$435K
RLY icon
52
State Street Multi-Asset Real Return ETF
RLY
$1.28B
$2.42M 0.51%
91,596
+42,907
+88% +$1.13M
VB icon
53
Vanguard Morningstar Small-Cap ETF
VB
$82.4B
$2.41M 0.51%
14,848
+6,258
+73% +$1.01M
RFEM icon
54
First Trust RiverFront Dynamic Emerging Markets ETF
RFEM
$81.7M
$2.39M 0.5%
38,368
-7,656
-17% -$492K
KO icon
55
Coca-Cola
KO
$375B
$2.38M 0.5%
51,518
+17,699
+52% +$809K
HUM icon
56
Humana
HUM
$46.2B
$2.36M 0.5%
6,960
+1,003
+17% +$326K
ESRX
57
DELISTED
Express Scripts Holding Company
ESRX
$2.33M 0.49%
24,570
+4,022
+20% +$343K
VO icon
58
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$2.33M 0.49%
56,776
+26,936
+90% +$1.1M
EFA icon
59
iShares MSCI EAFE ETF
EFA
$80.2B
$2.28M 0.48%
33,584
+14,951
+80% +$1.01M
VTI icon
60
Vanguard Morningstar Total Stock Market ETF
VTI
$684B
$2.26M 0.48%
15,101
+2,737
+22% +$403K
UTHR icon
61
United Therapeutics
UTHR
$23.1B
$2.25M 0.47%
17,554
+2,596
+17% +$321K
RFAP
62
DELISTED
First Trust RiverFront Dynamic Asia Pacific ETF
RFAP
$2.22M 0.47%
38,933
-6,749
-15% -$380K
AGG icon
63
iShares Core US Aggregate Bond ETF
AGG
$138B
$2.2M 0.46%
20,881
+10,269
+97% +$1.09M
FDN icon
64
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.45B
$2.2M 0.46%
15,539
-11,061
-42% -$1.57M
JNK icon
65
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.92B
$2.19M 0.46%
20,238
+6,669
+49% +$717K
COP icon
66
ConocoPhillips
COP
$141B
$2.17M 0.46%
28,009
+3,347
+14% +$241K
AZO icon
67
AutoZone
AZO
$51.1B
$2.15M 0.45%
+2,778
New +$2.04M
AVX
68
DELISTED
AVX Corporation
AVX
$2.14M 0.45%
118,728
+18,054
+18% +$348K
IDCC icon
69
InterDigital
IDCC
$8.89B
$2.08M 0.44%
25,984
+3,892
+18% +$319K
ADP icon
70
Automatic Data Processing
ADP
$108B
$2.07M 0.44%
13,724
+2,496
+22% +$353K
CLX icon
71
Clorox
CLX
$12.7B
$2.06M 0.43%
13,732
+3,048
+29% +$433K
ORCL icon
72
Oracle
ORCL
$423B
$2.05M 0.43%
39,734
+5,755
+17% +$280K
INVA icon
73
Innoviva
INVA
$1.48B
$2.04M 0.43%
133,557
+21,189
+19% +$305K
AMZN icon
74
Amazon
AMZN
$2.96T
$1.94M 0.41%
19,400
+11,380
+142% +$1.07M
VCSH icon
75
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$1.91M 0.4%
24,446
+12,914
+112% +$1.01M
1 2
3
4 5

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CC
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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q3 2018 Portfolio in Review

As of Q3 2018, Regal Investment Advisors held 348 positions worth $475M, up 44% from $329M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $131M of net new capital in Q3 2018, opening 87 new positions and adding to 181 existing holdings. Its largest new stake was iShares Core 80/20 Aggressive Allocation ETF: 133,751 shares worth $7.31M.

By sector, the portfolio is most concentrated in Healthcare at 8.8% of assets, up from 6.4% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Mastercard, an estimated $2.2M trimmed.

  • Regal Investment Advisors's largest Q3 2018 buy was iShares Core 80/20 Aggressive Allocation ETF: 133,751 shares worth $7.31M.
  • Regal Investment Advisors added most to iShares Core S&P 500 ETF in Q3 2018, an estimated $4.28M increase.
  • Regal Investment Advisors's biggest Q3 2018 reduction was Mastercard, cutting an estimated $2.2M.
  • Regal Investment Advisors fully exited La-Z-Boy in Q3 2018, selling an estimated $2.82M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $475M portfolio in Q3 2018.
  • Regal Investment Advisors opened 87 new positions and closed 29 in Q3 2018.
  • Regal Investment Advisors's portfolio value rose 44% quarter-over-quarter to $475M.

Based on Regal Investment Advisors's 13F filing for Q3 2018, filed 5 Nov 2018.