We are live on ! Find out more
RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+3.5%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+182.67%
AUM
$429M
AUM Growth
+$25M
Cap. Flow
+$12.6M
Cap. Flow %
2.95%
Top 10 Hldgs %
19.82%
Holding
294
New
33
Increased
133
Reduced
98
Closed
15

Top Buys

Rank Stock Value
1
ORLY icon
O'Reilly Automotive
ORLY
+$1.99M
2
MA icon
Mastercard
MA
+$1.93M
3
ADI icon
Analog Devices
ADI
+$1.92M
4
BNY
Bank of New York Mellon
BNY
+$1.89M
5
RTX icon
RTX Corp
RTX
+$1.88M

Top Sells

Rank Stock Value
1
CPN
Calpine Corporation
CPN
+$2.38M
2
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$2.1M
3
WSM icon
Williams-Sonoma
WSM
+$1.96M
4
HBI
Hanesbrands
HBI
+$1.92M
5
HDV
iShares Core High Dividend ETF
HDV
+$1.31M

Sector Composition

Rank Sector Weight
1 Financials 5.85%
2 Healthcare 5.64%
3 Industrials 4.97%
4 Consumer Staples 4.77%
5 Technology 4.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MUB icon
51
iShares National Muni Bond ETF
MUB
$45.2B
$2.46M 0.57%
22,157
-1,718
-7% -$191K
RFAP
52
DELISTED
First Trust RiverFront Dynamic Asia Pacific ETF
RFAP
$2.4M 0.56%
40,981
+2,759
+7% +$159K
ANDV
53
DELISTED
Andeavor
ANDV
$2.39M 0.56%
23,139
-3,702
-14% -$364K
COP icon
54
ConocoPhillips
COP
$145B
$2.36M 0.55%
47,209
+443
+0.9% +$19.9K
GBX icon
55
The Greenbrier Companies
GBX
$1.54B
$2.36M 0.55%
49,065
-8,521
-15% -$378K
VYM icon
56
Vanguard High Dividend Yield ETF
VYM
$81.4B
$2.35M 0.55%
29,031
+19,940
+219% +$1.58M
VOE icon
57
Vanguard Morningstar Mid-Cap Value ETF
VOE
$23.8B
$2.33M 0.54%
22,067
-169
-0.8% -$17.6K
BLK icon
58
Blackrock
BLK
$175B
$2.28M 0.53%
5,098
-647
-11% -$276K
VOT icon
59
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.6B
$2.27M 0.53%
18,609
-463
-2% -$55.2K
CERN
60
DELISTED
Cerner Corp
CERN
$2.22M 0.52%
31,140
-4,312
-12% -$286K
MMM icon
61
3M
MMM
$91.4B
$2.21M 0.52%
12,580
+957
+8% +$166K
ORLY icon
62
O'Reilly Automotive
ORLY
$73.3B
$2.16M 0.5%
+150,480
New +$1.99M
UI icon
63
Ubiquiti
UI
$33.2B
$2.16M 0.5%
38,542
-5,279
-12% -$304K
MON
64
DELISTED
Monsanto Co
MON
$2.16M 0.5%
17,992
-2,757
-13% -$324K
RTX icon
65
RTX Corp
RTX
$292B
$2.15M 0.5%
29,493
+25,401
+621% +$1.88M
UNP icon
66
Union Pacific
UNP
$173B
$2.15M 0.5%
18,509
-2,311
-11% -$248K
VTI icon
67
Vanguard Morningstar Total Stock Market ETF
VTI
$670B
$2.13M 0.5%
16,430
-813
-5% -$103K
WFC icon
68
Wells Fargo
WFC
$266B
$2.11M 0.49%
38,273
-5,908
-13% -$314K
FV icon
69
First Trust Dorsey Wright Focus 5 ETF
FV
$3.64B
$2.1M 0.49%
80,141
+219
+0.3% +$5.56K
AXP icon
70
American Express
AXP
$233B
$2.1M 0.49%
23,158
-3,050
-12% -$262K
PFE icon
71
Pfizer
PFE
$143B
$2.09M 0.49%
61,748
+23,800
+63% +$765K
MA icon
72
Mastercard
MA
$500B
$2.06M 0.48%
+14,567
New +$1.93M
IEFA icon
73
iShares Core MSCI EAFE ETF
IEFA
$191B
$2.05M 0.48%
31,944
+1,113
+4% +$69.6K
ADI icon
74
Analog Devices
ADI
$176B
$2.05M 0.48%
+23,751
New +$1.92M
KO icon
75
Coca-Cola
KO
$374B
$2.02M 0.47%
44,941
+3,483
+8% +$158K
1 2
3
4 5

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return

Regal Investment Advisors's Q3 2017 Portfolio in Review

As of Q3 2017, Regal Investment Advisors held 294 positions worth $429M, up 6.2% from $404M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Regal Investment Advisors's Q3 2017 filing shows 33 new, 133 increased, 98 reduced and 15 closed positions. Its largest new stake was O'Reilly Automotive: 150,480 shares worth $2.16M. The largest sale was Calpine Corporation, an estimated $2.38M.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.1% a quarter earlier, followed by Healthcare and Industrials.

  • Regal Investment Advisors's largest Q3 2017 buy was O'Reilly Automotive: 150,480 shares worth $2.16M.
  • Regal Investment Advisors added most to RTX Corp in Q3 2017, an estimated $1.88M increase.
  • Regal Investment Advisors's biggest Q3 2017 reduction was iShares Russell 2000 Growth ETF, cutting an estimated $2.1M.
  • Regal Investment Advisors fully exited Calpine Corporation in Q3 2017, selling an estimated $2.38M.
  • Regal Investment Advisors's ten largest holdings make up 20% of its $429M portfolio in Q3 2017.
  • Regal Investment Advisors opened 33 new positions and closed 15 in Q3 2017.
  • Regal Investment Advisors's portfolio value rose 6.2% quarter-over-quarter to $429M.

Based on Regal Investment Advisors's 13F filing for Q3 2017, filed 8 Nov 2017.