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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+2.7%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+182.67%
AUM
$404M
AUM Growth
+$20.4M
Cap. Flow
+$12.4M
Cap. Flow %
3.07%
Top 10 Hldgs %
19.6%
Holding
281
New
20
Increased
142
Reduced
87
Closed
20

Top Buys

Rank Stock Value
1
AOA icon
iShares Core 80/20 Aggressive Allocation ETF
AOA
+$3.82M
2
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$3.29M
3
RFEU
First Trust RiverFront Dynamic Europe ETF
RFEU
+$2.84M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$2.41M
5
BLK icon
Blackrock
BLK
+$2.29M

Top Sells

Rank Stock Value
1
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$3.89M
2
STT icon
State Street
STT
+$3.03M
3
BWA icon
BorgWarner
BWA
+$2.97M
4
COF icon
Capital One
COF
+$2.97M
5
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$2.83M

Sector Composition

Rank Sector Weight
1 Healthcare 5.09%
2 Financials 5.09%
3 Consumer Staples 4.85%
4 Consumer Discretionary 4.78%
5 Industrials 4.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FYX icon
51
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.36B
$2.45M 0.61%
44,027
+2,596
+6% +$142K
WFC icon
52
Wells Fargo
WFC
$261B
$2.45M 0.61%
44,181
+37,557
+567% +$2.01M
AMGN icon
53
Amgen
AMGN
$208B
$2.44M 0.6%
14,145
-1,591
-10% -$259K
BLK icon
54
Blackrock
BLK
$169B
$2.43M 0.6%
+5,745
New +$2.29M
CPN
55
DELISTED
Calpine Corporation
CPN
$2.38M 0.59%
176,232
-21,989
-11% -$265K
CERN
56
DELISTED
Cerner Corp
CERN
$2.36M 0.58%
+35,452
New +$2.27M
AGG icon
57
iShares Core US Aggregate Bond ETF
AGG
$137B
$2.35M 0.58%
21,441
-5,434
-20% -$594K
USMV icon
58
iShares MSCI USA Min Vol Factor ETF
USMV
$23.5B
$2.31M 0.57%
47,125
-765
-2% -$37.3K
INSY
59
DELISTED
Insys Therapeutics, Inc.
INSY
$2.3M 0.57%
181,603
-22,542
-11% -$267K
IWO icon
60
iShares Russell 2000 Growth ETF
IWO
$14.3B
$2.29M 0.57%
+13,589
New +$2.24M
RFEM icon
61
First Trust RiverFront Dynamic Emerging Markets ETF
RFEM
$78.3M
$2.29M 0.57%
36,829
+21,959
+148% +$1.35M
VOE icon
62
Vanguard Morningstar Mid-Cap Value ETF
VOE
$23.7B
$2.29M 0.57%
22,236
+1,386
+7% +$142K
UI icon
63
Ubiquiti
UI
$33.7B
$2.28M 0.56%
43,821
-5,286
-11% -$262K
UNP icon
64
Union Pacific
UNP
$174B
$2.27M 0.56%
+20,820
New +$2.27M
VOT icon
65
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.2B
$2.24M 0.56%
19,072
-25
-0.1% -$2.9K
MCK icon
66
McKesson
MCK
$100B
$2.21M 0.55%
13,428
-2,015
-13% -$305K
AXP icon
67
American Express
AXP
$227B
$2.21M 0.55%
+26,208
New +$2.07M
RFAP
68
DELISTED
First Trust RiverFront Dynamic Asia Pacific ETF
RFAP
$2.16M 0.53%
+38,222
New +$2.12M
VTI icon
69
Vanguard Morningstar Total Stock Market ETF
VTI
$660B
$2.15M 0.53%
17,243
-31,570
-65% -$3.89M
NS
70
DELISTED
NuStar Energy L.P.
NS
– –
0
– –
D icon
71
Dominion Energy
D
$60.8B
$2.12M 0.53%
+27,692
New +$2.18M
AEP icon
72
American Electric Power
AEP
$69.6B
$2.06M 0.51%
29,681
+4,715
+19% +$328K
COP icon
73
ConocoPhillips
COP
$147B
$2.06M 0.51%
46,766
-3,284
-7% -$153K
CMP icon
74
Compass Minerals
CMP
$1.23B
$2.04M 0.51%
+31,296
New +$2.08M
MMM icon
75
3M
MMM
$90.9B
$2.02M 0.5%
11,623
-580
-5% -$97K
1 2
3
4 5

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PAIM
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CC
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VCM
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ESBC
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SFI
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MAM
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GAM
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DF
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Regal Investment Advisors's Q2 2017 Portfolio in Review

As of Q2 2017, Regal Investment Advisors held 281 positions worth $404M, up 5.3% from $383M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Regal Investment Advisors deployed $12.4M of net new capital in Q2 2017, opening 20 new positions and adding to 142 existing holdings. Its largest new stake was First Trust RiverFront Dynamic Europe ETF: 47,119 shares worth $2.88M.

By sector, the portfolio is most concentrated in Healthcare at 5.1% of assets, down from 6.7% a quarter earlier, followed by Financials and Consumer Staples.

On the sell side, the largest reduction was Vanguard Morningstar Total Stock Market ETF, an estimated $3.89M trimmed.

  • Regal Investment Advisors's largest Q2 2017 buy was First Trust RiverFront Dynamic Europe ETF: 47,119 shares worth $2.88M.
  • Regal Investment Advisors added most to iShares Core 80/20 Aggressive Allocation ETF in Q2 2017, an estimated $3.82M increase.
  • Regal Investment Advisors's biggest Q2 2017 reduction was Vanguard Morningstar Total Stock Market ETF, cutting an estimated $3.89M.
  • Regal Investment Advisors fully exited State Street in Q2 2017, selling an estimated $3.03M.
  • Regal Investment Advisors's ten largest holdings make up 20% of its $404M portfolio in Q2 2017.
  • Regal Investment Advisors opened 20 new positions and closed 20 in Q2 2017.
  • Regal Investment Advisors's portfolio value rose 5.3% quarter-over-quarter to $404M.

Based on Regal Investment Advisors's 13F filing for Q2 2017, filed 10 Aug 2017.