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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+4.35%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+182.67%
AUM
$383M
AUM Growth
+$21.6M
Cap. Flow
+$5.79M
Cap. Flow %
1.51%
Top 10 Hldgs %
18.9%
Holding
278
New
30
Increased
127
Reduced
90
Closed
16

Top Buys

Rank Stock Value
1
UI icon
Ubiquiti
UI
+$2.68M
2
ANDV
Andeavor
ANDV
+$2.51M
3
CPN
Calpine Corporation
CPN
+$2.28M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$1.86M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$1.41M

Top Sells

Rank Stock Value
1
AXE
Anixter International Inc
AXE
+$3.78M
2
LH icon
Labcorp
LH
+$2.95M
3
BKNG icon
Booking.com
BKNG
+$2.94M
4
RSX
VanEck Russia ETF
RSX
+$1.29M
5
WCC
WESCO International
WCC
+$1.23M

Sector Composition

Rank Sector Weight
1 Healthcare 6.74%
2 Consumer Discretionary 6.66%
3 Financials 5.18%
4 Consumer Staples 4.4%
5 Industrials 4.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FDN icon
51
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.43B
$2.55M 0.67%
28,954
+513
+2% +$44.2K
DUK icon
52
Duke Energy
DUK
$96.9B
$2.54M 0.66%
30,997
+3,245
+12% +$258K
COP icon
53
ConocoPhillips
COP
$144B
$2.5M 0.65%
50,050
-8,533
-15% -$412K
UI icon
54
Ubiquiti
UI
$33.9B
$2.47M 0.64%
+49,107
New +$2.68M
ANDV
55
DELISTED
Andeavor
ANDV
$2.43M 0.63%
+29,964
New +$2.51M
WSM icon
56
Williams-Sonoma
WSM
$29.3B
$2.42M 0.63%
90,142
-13,130
-13% -$320K
BIIB icon
57
Biogen
BIIB
$30.8B
$2.39M 0.62%
8,732
-1,226
-12% -$347K
MCK icon
58
McKesson
MCK
$97.2B
$2.29M 0.6%
15,443
-1,751
-10% -$256K
USMV icon
59
iShares MSCI USA Min Vol Factor ETF
USMV
$24B
$2.29M 0.6%
47,890
-19,339
-29% -$905K
ALXN
60
DELISTED
Alexion Pharmaceuticals
ALXN
$2.27M 0.59%
18,699
-2,810
-13% -$362K
FYX icon
61
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.42B
$2.25M 0.59%
41,431
+14,079
+51% +$763K
ESRX
62
DELISTED
Express Scripts Holding Company
ESRX
$2.19M 0.57%
33,221
-4,703
-12% -$324K
CPN
63
DELISTED
Calpine Corporation
CPN
$2.19M 0.57%
+198,221
New +$2.28M
IWF icon
64
iShares Russell 1000 Growth ETF
IWF
$127B
$2.16M 0.56%
76,004
-2,312
-3% -$64.1K
VOT icon
65
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$20B
$2.16M 0.56%
19,097
+357
+2% +$39.7K
INSY
66
DELISTED
Insys Therapeutics, Inc.
INSY
$2.15M 0.56%
204,145
-24,728
-11% -$263K
VOE icon
67
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24B
$2.13M 0.55%
20,850
+124
+0.6% +$12.5K
FV icon
68
First Trust Dorsey Wright Focus 5 ETF
FV
$3.75B
$2.12M 0.55%
88,205
-3,066
-3% -$73.5K
MMM icon
69
3M
MMM
$93.6B
$1.95M 0.51%
12,203
+1,278
+12% +$196K
GILD icon
70
Gilead Sciences
GILD
$168B
$1.91M 0.5%
28,078
-4,121
-13% -$290K
CLX icon
71
Clorox
CLX
$12.7B
$1.9M 0.5%
14,076
+2,202
+19% +$285K
HBI
72
DELISTED
Hanesbrands
HBI
$1.9M 0.49%
91,397
-11,984
-12% -$254K
RL icon
73
Ralph Lauren
RL
$22.5B
$1.81M 0.47%
22,121
-3,417
-13% -$282K
JNK icon
74
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.92B
$1.75M 0.46%
15,812
-10,582
-40% -$1.17M
AOA icon
75
iShares Core 80/20 Aggressive Allocation ETF
AOA
$3.27B
$1.73M 0.45%
34,598
+1,527
+5% +$74.7K
1 2
3
4 5

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
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SFI
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MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
DF
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WJA
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Regal Investment Advisors's Q1 2017 Portfolio in Review

As of Q1 2017, Regal Investment Advisors held 278 positions worth $383M, up 6% from $362M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors's Q1 2017 filing shows 30 new, 127 increased, 90 reduced and 16 closed positions. Its largest new stake was Ubiquiti: 49,107 shares worth $2.47M. The largest sale was Anixter International Inc, an estimated $3.78M.

By sector, the portfolio is most concentrated in Healthcare at 6.7% of assets, down from 8.1% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Regal Investment Advisors's largest Q1 2017 buy was Ubiquiti: 49,107 shares worth $2.47M.
  • Regal Investment Advisors added most to Invesco QQQ Trust in Q1 2017, an estimated $1.86M increase.
  • Regal Investment Advisors's biggest Q1 2017 reduction was WESCO International, cutting an estimated $1.23M.
  • Regal Investment Advisors fully exited Anixter International Inc in Q1 2017, selling an estimated $3.78M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $383M portfolio in Q1 2017.
  • Regal Investment Advisors opened 30 new positions and closed 16 in Q1 2017.
  • Regal Investment Advisors's portfolio value rose 6% quarter-over-quarter to $383M.

Based on Regal Investment Advisors's 13F filing for Q1 2017, filed 12 May 2017.