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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+2.27%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$369M
AUM Growth
-$16.4M
Cap. Flow
-$29.9M
Cap. Flow %
-8.1%
Top 10 Hldgs %
18.81%
Holding
295
New
30
Increased
93
Reduced
107
Closed
59

Top Buys

Rank Stock Value
1
VNQ icon
Vanguard Real Estate ETF
VNQ
+$3.6M
2
BWA icon
BorgWarner
BWA
+$3.37M
3
WCC
WESCO International
WCC
+$3.3M
4
WDC icon
Western Digital
WDC
+$3.18M
5
VTR icon
Ventas
VTR
+$3.12M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$4.39M
2
SCAI
Surgical Care Affiliates, Inc.
SCAI
+$4.35M
3
IWV icon
iShares Russell 3000 ETF
IWV
+$3.98M
4
ALK icon
Alaska Air
ALK
+$3.85M
5
KFRC icon
Kforce
KFRC
+$3.73M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 8.24%
2 Healthcare 6.68%
3 Communication Services 4.27%
4 Industrials 4.16%
5 Consumer Staples 3.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IJR icon
51
iShares Core S&P Small-Cap ETF
IJR
$111B
$2.76M 0.75%
49,088
-3,642
-7% -$190K
RL icon
52
Ralph Lauren
RL
$23.6B
$2.76M 0.75%
+28,693
New +$2.81M
MDY icon
53
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.9B
$2.75M 0.75%
10,480
-3,345
-24% -$814K
TIP icon
54
iShares TIPS Bond ETF
TIP
$14.5B
$2.71M 0.73%
23,612
+1,797
+8% +$201K
DUK icon
55
Duke Energy
DUK
$96.6B
$2.69M 0.73%
33,390
-1,044
-3% -$79K
VYM icon
56
Vanguard High Dividend Yield ETF
VYM
$82.3B
$2.65M 0.72%
38,385
+31,205
+435% +$2.04M
PG icon
57
Procter & Gamble
PG
$342B
$2.64M 0.71%
32,041
-1,931
-6% -$156K
VIG icon
58
Vanguard Dividend Appreciation ETF
VIG
$114B
$2.59M 0.7%
31,931
+16,519
+107% +$1.27M
JNJ icon
59
Johnson & Johnson
JNJ
$619B
$2.59M 0.7%
23,922
+1,301
+6% +$135K
BSV icon
60
Vanguard Short-Term Bond ETF
BSV
$44.6B
$2.59M 0.7%
32,087
-5,106
-14% -$409K
COP icon
61
ConocoPhillips
COP
$140B
$2.58M 0.7%
64,135
+24
+0% +$913
PII icon
62
Polaris
PII
$3.99B
$2.58M 0.7%
26,146
+210
+0.8% +$18.2K
MBB icon
63
iShares MBS ETF
MBB
$39B
$2.45M 0.66%
22,356
-11,241
-33% -$1.23M
FXD icon
64
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$273M
$2.4M 0.65%
68,196
+9,900
+17% +$324K
TDIV icon
65
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.38B
$2.38M 0.64%
88,409
+405
+0.5% +$10K
VTV icon
66
Vanguard Morningstar Value ETF
VTV
$191B
$2.35M 0.64%
28,561
-4,990
-15% -$391K
AOR icon
67
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.7B
$2.33M 0.63%
59,141
+3,042
+5% +$115K
FLOT icon
68
iShares Floating Rate Bond ETF
FLOT
$10.3B
$2.2M 0.6%
43,716
-17,834
-29% -$897K
PSK icon
69
State Street SPDR ICE Preferred Securities ETF
PSK
$683M
$2.18M 0.59%
48,394
-1,053
-2% -$46.9K
AAXJ icon
70
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.74B
$2.16M 0.58%
+39,506
New +$1.99M
IWF icon
71
iShares Russell 1000 Growth ETF
IWF
$127B
$2.12M 0.57%
84,816
-5,548
-6% -$131K
EMR icon
72
Emerson Electric
EMR
$87.5B
$2.12M 0.57%
38,889
-4,312
-10% -$208K
FDN icon
73
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.34B
$2.04M 0.55%
29,823
+3,745
+14% +$246K
SJNK icon
74
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.75B
$1.82M 0.49%
70,619
-1,264
-2% -$31.9K
NS
75
DELISTED
NuStar Energy L.P.
NS
– –
-44,956
Closed -$1.57M
1 2
3
4 5

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CC
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VCM
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ESBC
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SFI
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MAM
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DF
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WJA
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Regal Investment Advisors's Q1 2016 Portfolio in Review

As of Q1 2016, Regal Investment Advisors held 295 positions worth $369M, down 4.3% from $386M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors withdrew a net $29.9M in Q1 2016, closing 59 positions and reducing 107 holdings. Its most notable exit was Surgical Care Affiliates, Inc., an estimated $4.35M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 8.2% of assets, down from 9% a quarter earlier, followed by Healthcare and Communication Services.

Against the trend, Regal Investment Advisors opened a new position in BorgWarner worth $3.84M.

  • Regal Investment Advisors's largest Q1 2016 buy was BorgWarner: 113,705 shares worth $3.84M.
  • Regal Investment Advisors added most to Vanguard Real Estate ETF in Q1 2016, an estimated $3.6M increase.
  • Regal Investment Advisors's biggest Q1 2016 reduction was Invesco QQQ Trust, cutting an estimated $4.39M.
  • Regal Investment Advisors fully exited Surgical Care Affiliates, Inc. in Q1 2016, selling an estimated $4.35M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $369M portfolio in Q1 2016.
  • Regal Investment Advisors opened 30 new positions and closed 59 in Q1 2016.
  • Regal Investment Advisors's portfolio value fell 4.3% quarter-over-quarter to $369M.

Based on Regal Investment Advisors's 13F filing for Q1 2016, filed 16 May 2016.