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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-1.23%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+182.67%
AUM
$370M
AUM Growth
-$35M
Cap. Flow
-$27.9M
Cap. Flow %
-7.56%
Top 10 Hldgs %
16.35%
Holding
1,092
New
87
Increased
249
Reduced
266
Closed
121

Top Buys

Rank Stock Value
1
BKLN icon
Invesco Senior Loan ETF
BKLN
+$3.96M
2
AAXJ icon
iShares MSCI All Country Asia ex Japan ETF
AAXJ
+$3.39M
3
EWJ icon
iShares MSCI Japan ETF
EWJ
+$3.36M
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$3.16M
5
PODD icon
Insulet
PODD
+$3.16M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$9.67M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$4.49M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.43M
4
VNQ icon
Vanguard Real Estate ETF
VNQ
+$4.06M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$3.51M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 8.67%
2 Healthcare 7.38%
3 Financials 6.68%
4 Energy 4.47%
5 Technology 4.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VNQ icon
51
Vanguard Real Estate ETF
VNQ
$39.2B
$2.63M 0.71%
35,224
-50,778
-59% -$4.06M
PSK icon
52
State Street SPDR ICE Preferred Securities ETF
PSK
$686M
$2.63M 0.71%
60,581
-32,525
-35% -$1.45M
TIP icon
53
iShares TIPS Bond ETF
TIP
$14.5B
$2.59M 0.7%
23,096
+369
+2% +$41.7K
DD icon
54
DuPont de Nemours
DD
$19.9B
$2.57M 0.7%
19,838
-49
-0.2% -$6.35K
EOG icon
55
EOG Resources
EOG
$71.5B
$2.55M 0.69%
29,095
+28,544
+5,180% +$2.64M
IWF icon
56
iShares Russell 1000 Growth ETF
IWF
$127B
$2.54M 0.69%
102,580
-2,708
-3% -$68.1K
SJNK icon
57
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.75B
$2.51M 0.68%
86,716
-6,661
-7% -$194K
MCD icon
58
McDonald's
MCD
$195B
$2.5M 0.68%
26,296
+368
+1% +$35.6K
BKNG icon
59
Booking.com
BKNG
$160B
$2.48M 0.67%
53,775
+3,300
+7% +$157K
SLB icon
60
SLB Ltd
SLB
$74.1B
$2.46M 0.67%
28,591
+2,406
+9% +$217K
FXG icon
61
First Trust Consumer Staples AlphaDEX Fund
FXG
$228M
$2.32M 0.63%
52,657
+1,615
+3% +$72.1K
DUK icon
62
Duke Energy
DUK
$96.2B
$2.25M 0.61%
31,822
-1,892
-6% -$143K
BSV icon
63
Vanguard Short-Term Bond ETF
BSV
$44.6B
$2.18M 0.59%
27,173
+2,673
+11% +$215K
IWV icon
64
iShares Russell 3000 ETF
IWV
$20.2B
$2.17M 0.59%
17,536
+14,343
+449% +$1.81M
MSFT icon
65
Microsoft
MSFT
$3.62T
$2.13M 0.57%
48,160
+4,587
+11% +$209K
NS
66
DELISTED
NuStar Energy L.P.
NS
$2.1M 0.57%
35,409
-1,388
-4% -$87.8K
JNJ icon
67
Johnson & Johnson
JNJ
$621B
$2.07M 0.56%
21,276
-2,031
-9% -$203K
XLF icon
68
State Street Financial Select Sector SPDR ETF
XLF
$58.6B
$2.06M 0.56%
96,037
-5,459
-5% -$118K
UUP icon
69
Invesco DB US Dollar Index Bullish Fund
UUP
$423M
$1.94M 0.53%
77,633
+1,148
+2% +$29K
VUG icon
70
Vanguard Morningstar Growth ETF
VUG
$230B
$1.92M 0.52%
107,634
+19,872
+23% +$361K
FXD icon
71
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$276M
$1.91M 0.52%
52,421
+2,246
+4% +$83K
FXN icon
72
First Trust Energy AlphaDEX Fund
FXN
$363M
$1.9M 0.51%
95,129
-4,229
-4% -$92.4K
AMJ
73
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$1.8M 0.49%
45,425
-30,162
-40% -$1.31M
IDV icon
74
iShares International Select Dividend ETF
IDV
$8.46B
$1.79M 0.48%
55,408
-47,095
-46% -$1.62M
GE icon
75
GE Aerospace
GE
$396B
$1.75M 0.47%
13,739
-4,116
-23% -$534K
1 2
3
4 5

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CC
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VCM
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ESBC
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SFI
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MAM
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DF
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WJA
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Regal Investment Advisors's Q2 2015 Portfolio in Review

As of Q2 2015, Regal Investment Advisors held 1,092 positions worth $370M, down 8.7% from $405M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Regal Investment Advisors withdrew a net $27.9M in Q2 2015, closing 121 positions and reducing 266 holdings. Its most notable exit was WisdomTree US SmallCap Dividend Fund, an estimated $1.04M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 8.7% of assets, up from 8.1% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Regal Investment Advisors opened a new position in Insulet worth $3.32M.

  • Regal Investment Advisors's largest Q2 2015 buy was Insulet: 107,267 shares worth $3.32M.
  • Regal Investment Advisors added most to Invesco Senior Loan ETF in Q2 2015, an estimated $3.96M increase.
  • Regal Investment Advisors's biggest Q2 2015 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $9.67M.
  • Regal Investment Advisors fully exited WisdomTree US SmallCap Dividend Fund in Q2 2015, selling an estimated $1.04M.
  • Regal Investment Advisors's ten largest holdings make up 16% of its $370M portfolio in Q2 2015.
  • Regal Investment Advisors opened 87 new positions and closed 121 in Q2 2015.
  • Regal Investment Advisors's portfolio value fell 8.7% quarter-over-quarter to $370M.

Based on Regal Investment Advisors's 13F filing for Q2 2015, filed 23 Jul 2015.