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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+1.94%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$405M
AUM Growth
+$31.8M
Cap. Flow
+$24.7M
Cap. Flow %
6.1%
Top 10 Hldgs %
19.08%
Holding
1,097
New
155
Increased
327
Reduced
249
Closed
92

Top Buys

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$4.18M
2
MON
Monsanto Co
MON
+$3.12M
3
WDR
Waddell & Reed Financial, Inc.
WDR
+$2.92M
4
GILD icon
Gilead Sciences
GILD
+$2.89M
5
PII icon
Polaris
PII
+$2.87M

Top Sells

Rank Stock Value
1
LZB icon
La-Z-Boy
LZB
+$7.6M
2
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$3.57M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$3.32M
4
RGR icon
Sturm, Ruger & Co
RGR
+$3.2M
5
PETM
PETSMART INC
PETM
+$3.16M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 8.15%
2 Financials 6.33%
3 Healthcare 6.27%
4 Consumer Staples 4.44%
5 Energy 4.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INGR icon
51
Ingredion
INGR
$6.58B
$2.73M 0.67%
+35,081
New +$2.87M
SJNK icon
52
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.76B
$2.73M 0.67%
93,377
-3,082
-3% -$89.8K
BAX icon
53
Baxter International
BAX
$14.3B
$2.67M 0.66%
71,887
+7,308
+11% +$277K
ED icon
54
Consolidated Edison
ED
$39.9B
$2.67M 0.66%
43,715
+4,588
+12% +$298K
IWF icon
55
iShares Russell 1000 Growth ETF
IWF
$128B
$2.6M 0.64%
105,288
+204
+0.2% +$4.98K
IBM icon
56
IBM
IBM
$223B
$2.59M 0.64%
16,889
+2,553
+18% +$387K
DUK icon
57
Duke Energy
DUK
$97.7B
$2.59M 0.64%
33,714
-1,298
-4% -$105K
TIP icon
58
iShares TIPS Bond ETF
TIP
$14.5B
$2.58M 0.64%
22,727
-3,848
-14% -$436K
MCD icon
59
McDonald's
MCD
$195B
$2.53M 0.62%
25,928
+4,621
+22% +$438K
UPL
60
DELISTED
Ultra Petroleum Corp. Common Stock
UPL
$2.52M 0.62%
161,405
+58,914
+57% +$856K
PM icon
61
Philip Morris
PM
$295B
$2.46M 0.61%
32,693
+4,591
+16% +$373K
DD icon
62
DuPont de Nemours
DD
$19.2B
$2.42M 0.6%
19,887
+3,753
+23% +$445K
BKNG icon
63
Booking.com
BKNG
$161B
$2.35M 0.58%
50,475
+14,425
+40% +$646K
JNJ icon
64
Johnson & Johnson
JNJ
$621B
$2.35M 0.58%
23,307
+2,742
+13% +$279K
FXG icon
65
First Trust Consumer Staples AlphaDEX Fund
FXG
$228M
$2.28M 0.56%
51,042
+101
+0.2% +$4.44K
NS
66
DELISTED
NuStar Energy L.P.
NS
$2.23M 0.55%
36,797
+5,500
+18% +$333K
NOV icon
67
NOV
NOV
$6.98B
$2.19M 0.54%
43,746
+12,273
+39% +$666K
SLB icon
68
SLB Ltd
SLB
$74.7B
$2.19M 0.54%
26,185
+4,288
+20% +$357K
XLF icon
69
State Street Financial Select Sector SPDR ETF
XLF
$58.3B
$2.15M 0.53%
101,496
-3,898
-4% -$82.5K
GE icon
70
GE Aerospace
GE
$384B
$2.12M 0.52%
17,855
+802
+5% +$95.5K
IJR icon
71
iShares Core S&P Small-Cap ETF
IJR
$112B
$2.11M 0.52%
35,728
-1,610
-4% -$92.3K
FXN icon
72
First Trust Energy AlphaDEX Fund
FXN
$367M
$2.1M 0.52%
99,358
+6,065
+7% +$127K
VYM icon
73
Vanguard High Dividend Yield ETF
VYM
$82.7B
$2.05M 0.51%
30,028
-51,956
-63% -$3.57M
UUP icon
74
Invesco DB US Dollar Index Bullish Fund
UUP
$422M
$1.98M 0.49%
76,485
-33,973
-31% -$856K
BSV icon
75
Vanguard Short-Term Bond ETF
BSV
$44.6B
$1.97M 0.49%
24,500
-1,432
-6% -$115K
1 2
3
4 5

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
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Regal Investment Advisors's Q1 2015 Portfolio in Review

As of Q1 2015, Regal Investment Advisors held 1,097 positions worth $405M, up 8.5% from $373M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $24.7M of net new capital in Q1 2015, opening 155 new positions and adding to 327 existing holdings. Its largest new stake was Monsanto Co: 26,275 shares worth $2.96M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 8.1% of assets, down from 8.6% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was La-Z-Boy, an estimated $7.6M trimmed.

  • Regal Investment Advisors's largest Q1 2015 buy was Monsanto Co: 26,275 shares worth $2.96M.
  • Regal Investment Advisors added most to iShares Core S&P Mid-Cap ETF in Q1 2015, an estimated $4.18M increase.
  • Regal Investment Advisors's biggest Q1 2015 reduction was La-Z-Boy, cutting an estimated $7.6M.
  • Regal Investment Advisors fully exited PETSMART INC in Q1 2015, selling an estimated $3.16M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $405M portfolio in Q1 2015.
  • Regal Investment Advisors opened 155 new positions and closed 92 in Q1 2015.
  • Regal Investment Advisors's portfolio value rose 8.5% quarter-over-quarter to $405M.

Based on Regal Investment Advisors's 13F filing for Q1 2015, filed 30 Apr 2015.