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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+8.26%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$175M
AUM Growth
+$3.45M
Cap. Flow
+$6.2M
Cap. Flow %
3.55%
Top 10 Hldgs %
15.72%
Holding
1,045
New
138
Increased
210
Reduced
309
Closed
203

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$13.7M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.57M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$1.57M
4
RPXC
RPX Corporation
RPXC
+$1.3M
5
CPLA
Capella Education Company
CPLA
+$1.21M

Top Sells

Rank Stock Value
1
BND icon
Vanguard Total Bond Market
BND
+$1.63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$1.51M
3
SAM icon
Boston Beer
SAM
+$1.43M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.38M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$1.27M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 9.03%
2 Energy 6.62%
3 Industrials 6.39%
4 Consumer Staples 6.37%
5 Healthcare 5.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CPLA
51
DELISTED
Capella Education Company
CPLA
$1.3M 0.75%
19,601
+19,294
+6,285% +$1.21M
RPXC
52
DELISTED
RPX Corporation
RPXC
$1.29M 0.74%
+76,430
New +$1.3M
GAP
53
The Gap Inc
GAP
$7.4B
$1.28M 0.73%
32,753
+7,004
+27% +$274K
ETR icon
54
Entergy
ETR
$49.9B
$1.28M 0.73%
40,422
+784
+2% +$25K
ED icon
55
Consolidated Edison
ED
$39.9B
$1.28M 0.73%
23,114
-894
-4% -$50.3K
IPAR icon
56
Interparfums
IPAR
$3.95B
$1.26M 0.72%
+35,080
New +$1.21M
VGK icon
57
Vanguard FTSE Europe ETF
VGK
$31.1B
$1.25M 0.72%
21,282
+20,598
+3,011% +$1.16M
LEA icon
58
Lear
LEA
$8.34B
$1.23M 0.71%
15,242
+15,218
+63,408% +$1.19M
CJES
59
DELISTED
C&J ENERGY SVCS LTD
CJES
$1.2M 0.69%
+52,096
New +$1.19M
DD icon
60
DuPont de Nemours
DD
$19.9B
$1.2M 0.68%
10,640
-294
-3% -$30.1K
CVY icon
61
Invesco Zacks Multi-Asset Income ETF
CVY
$125M
$1.18M 0.68%
47,718
-3,899
-8% -$95.6K
EEM icon
62
iShares MSCI Emerging Markets ETF
EEM
$29.5B
$1.17M 0.67%
28,099
-7,535
-21% -$316K
DVY icon
63
iShares Select Dividend ETF
DVY
$23.5B
$1.16M 0.67%
16,320
-1,491
-8% -$104K
PGF icon
64
Invesco Financial Preferred ETF
PGF
$674M
$1.15M 0.66%
67,696
-5,371
-7% -$91.8K
IWV icon
65
iShares Russell 3000 ETF
IWV
$20.2B
$1.14M 0.65%
10,313
+10,245
+15,066% +$1.09M
MCD icon
66
McDonald's
MCD
$195B
$1.14M 0.65%
11,758
-647
-5% -$62.2K
GCE
67
DELISTED
Claymore/Robb CEF GS Connect ETN
GCE
$1.09M 0.63%
60,627
-4,104
-6% -$71.9K
GE icon
68
GE Aerospace
GE
$396B
$964K 0.55%
7,178
-230
-3% -$29K
IVW icon
69
iShares S&P 500 Growth ETF
IVW
$77.1B
$876K 0.5%
35,496
+23,744
+202% +$560K
EXC icon
70
Exelon
EXC
$47.1B
$871K 0.5%
44,558
-6,581
-13% -$132K
JNJ icon
71
Johnson & Johnson
JNJ
$621B
$845K 0.48%
9,228
-1,587
-15% -$146K
CLX icon
72
Clorox
CLX
$12.8B
$811K 0.46%
8,743
-485
-5% -$43.7K
KMB icon
73
Kimberly-Clark
KMB
$37.4B
$804K 0.46%
8,025
-3,155
-28% -$315K
SPY icon
74
State Street SPDR S&P 500 ETF Trust
SPY
$819B
$790K 0.45%
4,276
-1,653
-28% -$293K
VMBS icon
75
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.4B
$788K 0.45%
15,437
-1,546
-9% -$79.5K
1 2
3
4 5

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CC
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VCM
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ESBC
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SFI
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MAM
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DF
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WJA
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Regal Investment Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, Regal Investment Advisors held 1,045 positions worth $175M, up 2% from $171M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Regal Investment Advisors deployed $6.2M of net new capital in Q4 2013, opening 138 new positions and adding to 210 existing holdings. Its largest new stake was RPX Corporation: 76,430 shares worth $1.29M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 9% of assets, up from 7.5% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares 3-7 Year Treasury Bond ETF, an estimated $1.51M trimmed.

  • Regal Investment Advisors's largest Q4 2013 buy was RPX Corporation: 76,430 shares worth $1.29M.
  • Regal Investment Advisors added most to Mastercard in Q4 2013, an estimated $13.7M increase.
  • Regal Investment Advisors's biggest Q4 2013 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $1.51M.
  • Regal Investment Advisors fully exited Vanguard Total Bond Market in Q4 2013, selling an estimated $1.63M.
  • Regal Investment Advisors's ten largest holdings make up 16% of its $175M portfolio in Q4 2013.
  • Regal Investment Advisors opened 138 new positions and closed 203 in Q4 2013.
  • Regal Investment Advisors's portfolio value rose 2% quarter-over-quarter to $175M.

Based on Regal Investment Advisors's 13F filing for Q4 2013, filed 6 Feb 2014.