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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+5.17%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$171M
AUM Growth
-$9.92M
Cap. Flow
-$18.2M
Cap. Flow %
-10.63%
Top 10 Hldgs %
14.72%
Holding
996
New
72
Increased
239
Reduced
249
Closed
90

Top Buys

Rank Stock Value
1
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$2.45M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$1.92M
3
ISHG icon
iShares 1-3 Year International Treasury Bond ETF
ISHG
+$1.9M
4
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$1.83M
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$1.61M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$5.06M
2
SSO icon
ProShares Ultra S&P500
SSO
+$4.82M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$4.56M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$4.46M
5
DDM icon
ProShares Ultra Dow30
DDM
+$4.35M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 7.46%
2 Industrials 5.12%
3 Energy 5.1%
4 Consumer Staples 5.09%
5 Healthcare 4.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLB icon
51
State Street Materials Select Sector SPDR ETF
XLB
$8.58B
$1.12M 0.66%
53,474
+48,128
+900% +$985K
GCE
52
DELISTED
Claymore/Robb CEF GS Connect ETN
GCE
$1.12M 0.66%
64,731
+27,878
+76% +$479K
TPR icon
53
Tapestry
TPR
$32.6B
$1.12M 0.65%
20,459
-789
-4% -$43.4K
IYE icon
54
iShares US Energy ETF
IYE
$1.72B
$1.11M 0.65%
23,633
+21,076
+824% +$986K
XLF icon
55
State Street Financial Select Sector SPDR ETF
XLF
$58.4B
$1.11M 0.65%
63,690
+56,290
+761% +$998K
NEU icon
56
NewMarket
NEU
$8.23B
$1.11M 0.65%
3,831
-221
-5% -$61.4K
VAR
57
DELISTED
Varian Medical Systems, Inc.
VAR
$1.1M 0.64%
16,745
-634
-4% -$40.2K
RES icon
58
RPC Inc
RES
$1.31B
$1.09M 0.64%
70,748
-1,685
-2% -$24.7K
AAP icon
59
Advance Auto Parts
AAP
$3.5B
$1.09M 0.64%
+13,210
New +$1.08M
EXC icon
60
Exelon
EXC
$46.5B
$1.08M 0.63%
51,139
+4,078
+9% +$89.2K
DD icon
61
DuPont de Nemours
DD
$19.6B
$1.06M 0.62%
10,934
+239
+2% +$22.3K
GAP
62
The Gap Inc
GAP
$7.4B
$1.04M 0.61%
25,749
-1,533
-6% -$66.1K
HIBB
63
DELISTED
Hibbett, Inc. Common Stock
HIBB
$1.03M 0.6%
18,349
-401
-2% -$22.5K
JNK icon
64
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.91B
$1.03M 0.6%
8,598
-19,633
-70% -$2.35M
KMB icon
65
Kimberly-Clark
KMB
$36.2B
$1.02M 0.6%
11,180
+701
+7% +$64.9K
STLD icon
66
Steel Dynamics
STLD
$37.8B
$1M 0.58%
59,869
+15
+0% +$238
SPY icon
67
State Street SPDR S&P 500 ETF Trust
SPY
$819B
$996K 0.58%
5,929
+1,644
+38% +$276K
IDU icon
68
iShares US Utilities ETF
IDU
$1.39B
$994K 0.58%
21,172
+17,568
+487% +$840K
IPGP icon
69
IPG Photonics
IPGP
$3.81B
$961K 0.56%
17,053
-15
-0.1% -$877
JNJ icon
70
Johnson & Johnson
JNJ
$619B
$938K 0.55%
10,815
+368
+4% +$33K
VRA icon
71
Vera Bradley
VRA
$97.3M
$926K 0.54%
45,087
+47
+0.1% +$1K
FGD icon
72
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.58B
$917K 0.54%
35,701
-7,876
-18% -$194K
F icon
73
Ford
F
$55.4B
$884K 0.52%
52,416
+1,836
+4% +$31K
VMBS icon
74
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.4B
$874K 0.51%
+16,983
New +$865K
IJR icon
75
iShares Core S&P Small-Cap ETF
IJR
$112B
$866K 0.51%
17,358
-7,826
-31% -$378K
1 2
3
4 5

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CC
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VCM
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ESBC
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SFI
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MAM
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DF
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WJA
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Regal Investment Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, Regal Investment Advisors held 996 positions worth $171M, down 5.5% from $181M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Regal Investment Advisors withdrew a net $18.2M in Q3 2013, closing 90 positions and reducing 249 holdings. Its most notable exit was ProShares Ultra Dow30, an estimated $4.35M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 7.5% of assets, up from 6.5% a quarter earlier, followed by Industrials and Energy.

Against the trend, Regal Investment Advisors opened a new position in State Street SPDR Bloomberg Short Term High Yield Bond ETF worth $1.92M.

  • Regal Investment Advisors's largest Q3 2013 buy was State Street SPDR Bloomberg Short Term High Yield Bond ETF: 62,957 shares worth $1.92M.
  • Regal Investment Advisors added most to Vanguard Short-Term Inflation-Protected Securities Index Fund in Q3 2013, an estimated $2.45M increase.
  • Regal Investment Advisors's biggest Q3 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $5.06M.
  • Regal Investment Advisors fully exited ProShares Ultra Dow30 in Q3 2013, selling an estimated $4.35M.
  • Regal Investment Advisors's ten largest holdings make up 15% of its $171M portfolio in Q3 2013.
  • Regal Investment Advisors opened 72 new positions and closed 90 in Q3 2013.
  • Regal Investment Advisors's portfolio value fell 5.5% quarter-over-quarter to $171M.

Based on Regal Investment Advisors's 13F filing for Q3 2013, filed 12 Nov 2013.