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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+3.53%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$281M
AUM Growth
+$44.5M
Cap. Flow
+$34.4M
Cap. Flow %
12.25%
Top 10 Hldgs %
18.03%
Holding
994
New
85
Increased
274
Reduced
215
Closed
66

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$7.84M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$4.56M
3
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$3.19M
4
TIP icon
iShares TIPS Bond ETF
TIP
+$2.61M
5
DKS icon
Dick's Sporting Goods
DKS
+$2.6M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.73M
2
AAP icon
Advance Auto Parts
AAP
+$2.3M
3
NEU icon
NewMarket
NEU
+$2.3M
4
ARLP icon
Alliance Resource Partners
ARLP
+$2.15M
5
LUV icon
Southwest Airlines
LUV
+$2.13M

Sector Composition

Rank Sector Weight
1 Financials 7.07%
2 Energy 6.65%
3 Consumer Staples 6.23%
4 Healthcare 5.97%
5 Consumer Discretionary 5.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EES icon
701
WisdomTree US SmallCap Earnings Fund
EES
$726M
$8K ﹤0.01%
300
– –
K
702
DELISTED
Kellanova
K
$8K ﹤0.01%
128
– –
TEI
703
Templeton Emerging Markets Income Fund
TEI
$318M
$8K ﹤0.01%
585
+108
+23% +$1.53K
TMO icon
704
Thermo Fisher Scientific
TMO
$214B
$8K ﹤0.01%
70
– –
WELL icon
705
Welltower
WELL
$170B
$8K ﹤0.01%
125
+30
+32% +$1.89K
XOP icon
706
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.52B
$8K ﹤0.01%
25
– –
YELP icon
707
Yelp
YELP
$1.38B
$8K ﹤0.01%
100
-200
-67% -$13K
MRO
708
DELISTED
Marathon Oil Corporation
MRO
$8K ﹤0.01%
203
+1
+0.5% +$37
HBMD
709
DELISTED
Howard Bancorp, Inc. Common Stock
HBMD
$8K ﹤0.01%
780
– –
KSU
710
DELISTED
Kansas City Southern
KSU
$8K ﹤0.01%
70
– –
RAI
711
DELISTED
Reynolds American Inc
RAI
$8K ﹤0.01%
264
– –
VIIX
712
DELISTED
VelocityShares VIX Short Term ETN
VIIX
$8K ﹤0.01%
8
– –
GM.WS.A
713
DELISTED
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
$8K ﹤0.01%
294
– –
AVNR
714
DELISTED
AVANIR PHARMACEUTICALS, INC CL A
AVNR
$8K ﹤0.01%
1,400
– –
IRC
715
DELISTED
INLAND REAL ESTATE CORP
IRC
$8K ﹤0.01%
750
– –
MBT
716
DELISTED
Mobile TeleSystems Public Joint Stock Company American Depositary Shares (Each representing 2 Shares
MBT
$8K ﹤0.01%
+400
New +$7.15K
ADBE icon
717
Adobe
ADBE
$103B
$7K ﹤0.01%
100
– –
AIVL icon
718
WisdomTree US AI Enhanced Value Fund
AIVL
$433M
$7K ﹤0.01%
100
– –
EFOR
719
Everforth Inc
EFOR
$1.29B
$7K ﹤0.01%
200
– –
DGZ icon
720
DB Gold Short ETN due Feb 15 2038
DGZ
$1.79M
$7K ﹤0.01%
500
– –
LEA icon
721
Lear
LEA
$7.93B
$7K ﹤0.01%
75
-23,995
-100% -$2.07M
MU icon
722
Micron Technology
MU
$996B
$7K ﹤0.01%
200
-150
-43% -$4.09K
NTGR icon
723
NETGEAR
NTGR
$652M
$7K ﹤0.01%
200
– –
OTEX icon
724
Open Text
OTEX
$6.23B
$7K ﹤0.01%
280
– –
PCG icon
725
PG&E
PCG
$37.4B
$7K ﹤0.01%
150
– –
27 28
29
30 31

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PAIM
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CC
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VCM
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ESBC
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SFI
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MAM
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DF
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WJA
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Regal Investment Advisors's Q2 2014 Portfolio in Review

As of Q2 2014, Regal Investment Advisors held 994 positions worth $281M, up 19% from $236M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Regal Investment Advisors deployed $34.4M of net new capital in Q2 2014, opening 85 new positions and adding to 274 existing holdings. Its largest new stake was Dick's Sporting Goods: 53,308 shares worth $2.48M.

By sector, the portfolio is most concentrated in Financials at 7.1% of assets, up from 5.1% a quarter earlier, followed by Energy and Consumer Staples.

On the sell side, the largest reduction was Apple, an estimated $2.73M trimmed.

  • Regal Investment Advisors's largest Q2 2014 buy was Dick's Sporting Goods: 53,308 shares worth $2.48M.
  • Regal Investment Advisors added most to iShares 20+ Year Treasury Bond ETF in Q2 2014, an estimated $7.84M increase.
  • Regal Investment Advisors's biggest Q2 2014 reduction was Apple, cutting an estimated $2.73M.
  • Regal Investment Advisors fully exited Interparfums in Q2 2014, selling an estimated $2.02M.
  • Regal Investment Advisors's ten largest holdings make up 18% of its $281M portfolio in Q2 2014.
  • Regal Investment Advisors opened 85 new positions and closed 66 in Q2 2014.
  • Regal Investment Advisors's portfolio value rose 19% quarter-over-quarter to $281M.

Based on Regal Investment Advisors's 13F filing for Q2 2014, filed 4 Aug 2014.