We are live on ! Find out more
RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+8.26%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$175M
AUM Growth
+$3.45M
Cap. Flow
+$6.2M
Cap. Flow %
3.55%
Top 10 Hldgs %
15.72%
Holding
1,045
New
138
Increased
210
Reduced
309
Closed
203

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$13.7M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.57M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$1.57M
4
RPXC
RPX Corporation
RPXC
+$1.3M
5
CPLA
Capella Education Company
CPLA
+$1.21M

Top Sells

Rank Stock Value
1
BND icon
Vanguard Total Bond Market
BND
+$1.63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$1.51M
3
SAM icon
Boston Beer
SAM
+$1.43M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.38M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$1.27M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 9.03%
2 Energy 6.62%
3 Industrials 6.39%
4 Consumer Staples 6.37%
5 Healthcare 5.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ICF icon
701
iShares Select U.S. REIT ETF
ICF
$2.09B
$4K ﹤0.01%
100
– –
LHX icon
702
L3Harris
LHX
$53.4B
$4K ﹤0.01%
59
-2
-3% -$127
NOC icon
703
Northrop Grumman
NOC
$81.2B
$4K ﹤0.01%
36
– –
PHO icon
704
Invesco Water Resources ETF
PHO
$2.09B
$4K ﹤0.01%
138
– –
STRA icon
705
Strategic Education
STRA
$1.92B
$4K ﹤0.01%
115
+20
+21% +$775
SYK icon
706
Stryker
SYK
$130B
$4K ﹤0.01%
50
– –
TEL icon
707
TE Connectivity
TEL
$62.6B
$4K ﹤0.01%
66
+24
+57% +$1.26K
TRIP icon
708
TripAdvisor
TRIP
$1.26B
$4K ﹤0.01%
50
– –
UYG icon
709
ProShares Ultra Financials
UYG
$847M
$4K ﹤0.01%
210
– –
ZIV
710
DELISTED
VelocityShares Daily Inverse VIX Medium Term ETN
ZIV
$4K ﹤0.01%
+100
New +$3.5K
STR
711
DELISTED
QUESTAR CORP
STR
$4K ﹤0.01%
160
-600
-79% -$13.8K
UNIS
712
DELISTED
Unilife Corporation
UNIS
$4K ﹤0.01%
80
– –
BRLI
713
DELISTED
BIO-REFERENCE LABS INC-NEW-
BRLI
$4K ﹤0.01%
140
-700
-83% -$21.6K
NPSP
714
DELISTED
NPS PHARMACEUTICALS INC
NPSP
$4K ﹤0.01%
126
+98
+350% +$2.7K
SWY
715
DELISTED
SAFEWAY INC
SWY
$4K ﹤0.01%
125
– –
CA
716
DELISTED
CA, Inc.
CA
$4K ﹤0.01%
105
– –
TSS
717
DELISTED
Total System Services, Inc.
TSS
$4K ﹤0.01%
120
-330
-73% -$10.1K
LNKD
718
DELISTED
LinkedIn Corporation
LNKD
$4K ﹤0.01%
+20
New +$4.55K
ADSK icon
719
Autodesk
ADSK
$52.6B
$3K ﹤0.01%
50
– –
APA icon
720
APA Corp
APA
$13.3B
$3K ﹤0.01%
36
– –
AXON
721
Axon Enterprise
AXON
$46.4B
$3K ﹤0.01%
200
– –
BSX icon
722
Boston Scientific
BSX
$71.5B
$3K ﹤0.01%
245
– –
DBA icon
723
Invesco DB Agriculture Fund
DBA
$1.23B
$3K ﹤0.01%
125
-300
-71% -$7.5K
DLB icon
724
Dolby
DLB
$5.79B
$3K ﹤0.01%
90
– –
EGY icon
725
Vaalco Energy
EGY
$594M
$3K ﹤0.01%
+500
New +$2.99K
27 28
29
30 31

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, Regal Investment Advisors held 1,045 positions worth $175M, up 2% from $171M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Regal Investment Advisors deployed $6.2M of net new capital in Q4 2013, opening 138 new positions and adding to 210 existing holdings. Its largest new stake was RPX Corporation: 76,430 shares worth $1.29M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 9% of assets, up from 7.5% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares 3-7 Year Treasury Bond ETF, an estimated $1.51M trimmed.

  • Regal Investment Advisors's largest Q4 2013 buy was RPX Corporation: 76,430 shares worth $1.29M.
  • Regal Investment Advisors added most to Mastercard in Q4 2013, an estimated $13.7M increase.
  • Regal Investment Advisors's biggest Q4 2013 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $1.51M.
  • Regal Investment Advisors fully exited Vanguard Total Bond Market in Q4 2013, selling an estimated $1.63M.
  • Regal Investment Advisors's ten largest holdings make up 16% of its $175M portfolio in Q4 2013.
  • Regal Investment Advisors opened 138 new positions and closed 203 in Q4 2013.
  • Regal Investment Advisors's portfolio value rose 2% quarter-over-quarter to $175M.

Based on Regal Investment Advisors's 13F filing for Q4 2013, filed 6 Feb 2014.