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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-6.89%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$385M
AUM Growth
+$15.5M
Cap. Flow
+$48.1M
Cap. Flow %
12.48%
Top 10 Hldgs %
18.06%
Holding
1,192
New
215
Increased
313
Reduced
234
Closed
74

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$9M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$8.41M
3
MBB icon
iShares MBS ETF
MBB
+$5.53M
4
KFRC icon
Kforce
KFRC
+$3.55M
5
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$3.41M

Top Sells

Rank Stock Value
1
BKLN icon
Invesco Senior Loan ETF
BKLN
+$4.02M
2
CACC icon
Credit Acceptance
CACC
+$3.68M
3
EWJ icon
iShares MSCI Japan ETF
EWJ
+$3.42M
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$3.42M
5
BAX icon
Baxter International
BAX
+$2.93M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 9.14%
2 Financials 5.94%
3 Healthcare 5.9%
4 Industrials 5.59%
5 Technology 4.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PHM icon
676
Pultegroup
PHM
$25.3B
$11K ﹤0.01%
592
+242
+69% +$4.92K
QDEF icon
677
FlexShares Quality Dividend Defensive Index Fund
QDEF
$562M
$11K ﹤0.01%
+350
New +$12.2K
RIG icon
678
Transocean
RIG
$5.82B
$11K ﹤0.01%
894
-1,648
-65% -$22.9K
SCCO icon
679
Southern Copper
SCCO
$166B
$11K ﹤0.01%
453
– –
MEN
680
DELISTED
Blackrock Muni Enhanced Fund, Inc.
MEN
$11K ﹤0.01%
+1,000
New +$11.3K
RAI
681
DELISTED
Reynolds American Inc
RAI
$11K ﹤0.01%
264
– –
PXMC
682
DELISTED
POWERSHARES FUNDAMENTAL PURE MID CORE PORTFOLIO
PXMC
$11K ﹤0.01%
335
– –
AFB
683
AllianceBernstein National Municipal Income Fund
AFB
$317M
$10K ﹤0.01%
+800
New +$10.6K
ALE
684
DELISTED
Allete
ALE
$10K ﹤0.01%
200
– –
ANDE icon
685
Andersons Inc
ANDE
$2.22B
$10K ﹤0.01%
300
– –
ASR icon
686
Grupo Aeroportuario del Sureste
ASR
$8.3B
$10K ﹤0.01%
70
– –
BSX icon
687
Boston Scientific
BSX
$71.5B
$10K ﹤0.01%
620
+375
+153% +$6.41K
DIV icon
688
Global X SuperDividend US ETF
DIV
$783M
$10K ﹤0.01%
+449
New +$11.4K
EFG icon
689
iShares MSCI EAFE Growth ETF
EFG
$17.3B
$10K ﹤0.01%
164
-995
-86% -$67.8K
EVTC icon
690
Evertec
EVTC
$1.78B
$10K ﹤0.01%
585
-9,676
-94% -$183K
GAM
691
General American Investors Company
GAM
$1.61B
$10K ﹤0.01%
333
– –
GD icon
692
General Dynamics
GD
$106B
$10K ﹤0.01%
+75
New +$10.8K
HOLX
693
DELISTED
Hologic
HOLX
$10K ﹤0.01%
+262
New +$10.4K
OPK icon
694
Opko Health
OPK
$1.02B
$10K ﹤0.01%
+1,275
New +$16.9K
SAN icon
695
Banco Santander
SAN
$210B
$10K ﹤0.01%
2,124
-1,107
-34% -$6.72K
SIMO icon
696
Silicon Motion
SIMO
$8.68B
$10K ﹤0.01%
373
-6,080
-94% -$163K
UGI icon
697
UGI
UGI
$7.33B
$10K ﹤0.01%
300
-375
-56% -$13.1K
URBN icon
698
Urban Outfitters
URBN
$6.59B
$10K ﹤0.01%
363
– –
VALE icon
699
Vale
VALE
$62.6B
$10K ﹤0.01%
2,460
-1,394
-36% -$7.12K
SDPI
700
DELISTED
Superior Drilling Products Inc.
SDPI
$10K ﹤0.01%
7,600
+500
+7% +$894
26 27
28
29 30

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PAIM
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CC
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VCM
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ESBC
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SFI
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DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
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OMC
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Regal Investment Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, Regal Investment Advisors held 1,192 positions worth $385M, up 4.2% from $370M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Regal Investment Advisors deployed $48.1M of net new capital in Q3 2015, opening 215 new positions and adding to 313 existing holdings. Its largest new stake was Kforce: 138,869 shares worth $3.65M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 9.1% of assets, up from 8.7% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Invesco Senior Loan ETF, an estimated $4.02M trimmed.

  • Regal Investment Advisors's largest Q3 2015 buy was Kforce: 138,869 shares worth $3.65M.
  • Regal Investment Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q3 2015, an estimated $9M increase.
  • Regal Investment Advisors's biggest Q3 2015 reduction was Invesco Senior Loan ETF, cutting an estimated $4.02M.
  • Regal Investment Advisors fully exited Invesco CurrencyShares Swiss Franc Trust in Q3 2015, selling an estimated $544K.
  • Regal Investment Advisors's ten largest holdings make up 18% of its $385M portfolio in Q3 2015.
  • Regal Investment Advisors opened 215 new positions and closed 74 in Q3 2015.
  • Regal Investment Advisors's portfolio value rose 4.2% quarter-over-quarter to $385M.

Based on Regal Investment Advisors's 13F filing for Q3 2015, filed 12 Nov 2015.