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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+2.35%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$236M
AUM Growth
+$61.6M
Cap. Flow
+$45M
Cap. Flow %
19.05%
Top 10 Hldgs %
15.29%
Holding
993
New
153
Increased
307
Reduced
176
Closed
84

Top Buys

Rank Stock Value
1
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$3.59M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.17M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$2.8M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$2.6M
5
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$2.57M

Top Sells

Rank Stock Value
1
MA icon
Mastercard
MA
+$13.5M
2
PBI icon
Pitney Bowes
PBI
+$2.01M
3
RGR icon
Sturm, Ruger & Co
RGR
+$1.64M
4
RES icon
RPC Inc
RES
+$1.54M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$1.52M

Sector Composition

Rank Sector Weight
1 Healthcare 6.9%
2 Industrials 6.03%
3 Energy 5.68%
4 Technology 5.59%
5 Consumer Discretionary 5.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MU icon
676
Micron Technology
MU
$991B
$8K ﹤0.01%
350
– –
PRU icon
677
Prudential Financial
PRU
$41.8B
$8K ﹤0.01%
100
– –
TMO icon
678
Thermo Fisher Scientific
TMO
$220B
$8K ﹤0.01%
+70
New +$8.32K
JPS
679
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$8K ﹤0.01%
950
– –
BBBY
680
DELISTED
Bed Bath & Beyond Inc
BBBY
$8K ﹤0.01%
120
-60
-33% -$4.06K
SJI
681
DELISTED
South Jersey Industries, Inc.
SJI
$8K ﹤0.01%
300
– –
DATA
682
DELISTED
Tableau Software, Inc.
DATA
$8K ﹤0.01%
+100
New +$8.41K
PLKI
683
DELISTED
Popeyes Louisiana Kitchen, Inc.
PLKI
$8K ﹤0.01%
200
– –
IRC
684
DELISTED
INLAND REAL ESTATE CORP
IRC
$8K ﹤0.01%
750
– –
STMP
685
DELISTED
Stamps.com, Inc.
STMP
$8K ﹤0.01%
237
-33,795
-99% -$1.27M
WES
686
DELISTED
Western Gas Partners Lp
WES
$8K ﹤0.01%
126
-44
-26% -$2.74K
ADBE icon
687
Adobe
ADBE
$105B
$7K ﹤0.01%
100
– –
AIVL icon
688
WisdomTree US AI Enhanced Value Fund
AIVL
$436M
$7K ﹤0.01%
100
– –
AWK icon
689
American Water Works
AWK
$26.9B
$7K ﹤0.01%
146
-3
-2% -$130
DGZ icon
690
DB Gold Short ETN due Feb 15 2038
DGZ
$1.72M
$7K ﹤0.01%
500
-3,000
-86% -$43.8K
DLS icon
691
WisdomTree International SmallCap Dividend Fund
DLS
$1.08B
$7K ﹤0.01%
100
– –
GAIN icon
692
Gladstone Investment Corp
GAIN
$661M
$7K ﹤0.01%
800
– –
HYD icon
693
VanEck High Yield Muni ETF
HYD
$4.45B
$7K ﹤0.01%
123
+83
+208% +$4.84K
MDLZ icon
694
Mondelez International
MDLZ
$79.9B
$7K ﹤0.01%
214
– –
NEOG icon
695
Neogen
NEOG
$2.5B
$7K ﹤0.01%
440
+133
+43% +$2.17K
NHI icon
696
National Health Investors
NHI
$3.65B
$7K ﹤0.01%
119
-60
-34% -$3.64K
NTGR icon
697
NETGEAR
NTGR
$635M
$7K ﹤0.01%
200
– –
OTEX icon
698
Open Text
OTEX
$6.04B
$7K ﹤0.01%
280
+40
+17% +$971
PDP icon
699
Invesco Dorsey Wright Momentum ETF
PDP
$1.5B
$7K ﹤0.01%
+190
New +$7.04K
RAMP icon
700
LiveRamp
RAMP
$2.3B
$7K ﹤0.01%
200
+30
+18% +$1.08K
26 27
28
29 30

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q1 2014 Portfolio in Review

As of Q1 2014, Regal Investment Advisors held 993 positions worth $236M, up 35% from $175M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Regal Investment Advisors deployed $45M of net new capital in Q1 2014, opening 153 new positions and adding to 307 existing holdings. Its largest new stake was Natus Medical Inc: 78,841 shares worth $2.03M.

By sector, the portfolio is most concentrated in Healthcare at 6.9% of assets, up from 5.5% a quarter earlier, followed by Industrials and Energy.

On the sell side, the largest reduction was Mastercard, an estimated $13.5M trimmed.

  • Regal Investment Advisors's largest Q1 2014 buy was Natus Medical Inc: 78,841 shares worth $2.03M.
  • Regal Investment Advisors added most to iShares MSCI Emerging Markets ETF in Q1 2014, an estimated $3.59M increase.
  • Regal Investment Advisors's biggest Q1 2014 reduction was Mastercard, cutting an estimated $13.5M.
  • Regal Investment Advisors fully exited United States Natural Gas Fund in Q1 2014, selling an estimated $560K.
  • Regal Investment Advisors's ten largest holdings make up 15% of its $236M portfolio in Q1 2014.
  • Regal Investment Advisors opened 153 new positions and closed 84 in Q1 2014.
  • Regal Investment Advisors's portfolio value rose 35% quarter-over-quarter to $236M.

Based on Regal Investment Advisors's 13F filing for Q1 2014, filed 18 Apr 2014.