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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+8.26%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$175M
AUM Growth
+$3.45M
Cap. Flow
+$6.2M
Cap. Flow %
3.55%
Top 10 Hldgs %
15.72%
Holding
1,045
New
138
Increased
210
Reduced
309
Closed
203

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$13.7M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.57M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$1.57M
4
RPXC
RPX Corporation
RPXC
+$1.3M
5
CPLA
Capella Education Company
CPLA
+$1.21M

Top Sells

Rank Stock Value
1
BND icon
Vanguard Total Bond Market
BND
+$1.63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$1.51M
3
SAM icon
Boston Beer
SAM
+$1.43M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.38M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$1.27M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 9.03%
2 Energy 6.62%
3 Industrials 6.39%
4 Consumer Staples 6.37%
5 Healthcare 5.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NEOG icon
676
Neogen
NEOG
$2.5B
$5K ﹤0.01%
307
-2,213
-88% -$38.5K
NOG icon
677
Northern Oil and Gas
NOG
$2.35B
$5K ﹤0.01%
33
– –
PGX icon
678
Invesco Preferred ETF
PGX
$3.79B
$5K ﹤0.01%
361
-463
-56% -$6.31K
SNEX icon
679
StoneX
SNEX
$7.94B
$5K ﹤0.01%
1,493
– –
UUP icon
680
Invesco DB US Dollar Index Bullish Fund
UUP
$422M
$5K ﹤0.01%
220
+200
+1,000% +$4.33K
VYX icon
681
NCR Voyix
VYX
$1.14B
$5K ﹤0.01%
259
+93
+56% +$2.07K
EQC
682
DELISTED
Equity Commonwealth
EQC
$5K ﹤0.01%
200
– –
CLR
683
DELISTED
CONTINENTAL RESOURCES INC.
CLR
$5K ﹤0.01%
80
+60
+300% +$3.35K
APC
684
DELISTED
Anadarko Petroleum
APC
$5K ﹤0.01%
67
-1
-1% -$90
INSY
685
DELISTED
Insys Therapeutics, Inc.
INSY
$5K ﹤0.01%
+360
New +$4.99K
AET
686
DELISTED
Aetna Inc
AET
$5K ﹤0.01%
76
– –
SYNT
687
DELISTED
Syntel Inc
SYNT
$5K ﹤0.01%
120
-820
-87% -$35.5K
NTI
688
DELISTED
NORTHERN TIER ENERGY LP CLASS A
NTI
$5K ﹤0.01%
+200
New +$4.72K
RNF
689
DELISTED
RENTECH NITROGEN PARTNERS, L.P. INT
RNF
$5K ﹤0.01%
+300
New +$6.5K
BRCM
690
DELISTED
BROADCOM CORP CL-A
BRCM
$5K ﹤0.01%
155
-473
-75% -$12.9K
THOR
691
DELISTED
THORATEC CORPORATION
THOR
$5K ﹤0.01%
140
+20
+17% +$785
LPNT
692
DELISTED
LifePoint Health, Inc.
LPNT
$5K ﹤0.01%
100
– –
GAS
693
DELISTED
AGL Resources Inc
GAS
$5K ﹤0.01%
+100
New +$4.66K
BIP icon
694
Brookfield Infrastructure Partners
BIP
$18B
$4K ﹤0.01%
280
-7
-2% -$107
BR icon
695
Broadridge
BR
$19B
$4K ﹤0.01%
+91
New +$3.29K
CCL icon
696
Carnival Corporation Ltd
CCL
$39.7B
$4K ﹤0.01%
100
-400
-80% -$14.1K
EGO icon
697
Eldorado Gold
EGO
$9.89B
$4K ﹤0.01%
140
+128
+1,067% +$3.92K
GD icon
698
General Dynamics
GD
$106B
$4K ﹤0.01%
41
-1
-2% -$89
HPI
699
John Hancock Preferred Income Fund
HPI
$433M
$4K ﹤0.01%
250
– –
IAU icon
700
iShares Gold Trust
IAU
$67.5B
$4K ﹤0.01%
190
-745
-80% -$18.4K
26 27
28
29 30

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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, Regal Investment Advisors held 1,045 positions worth $175M, up 2% from $171M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Regal Investment Advisors deployed $6.2M of net new capital in Q4 2013, opening 138 new positions and adding to 210 existing holdings. Its largest new stake was RPX Corporation: 76,430 shares worth $1.29M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 9% of assets, up from 7.5% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares 3-7 Year Treasury Bond ETF, an estimated $1.51M trimmed.

  • Regal Investment Advisors's largest Q4 2013 buy was RPX Corporation: 76,430 shares worth $1.29M.
  • Regal Investment Advisors added most to Mastercard in Q4 2013, an estimated $13.7M increase.
  • Regal Investment Advisors's biggest Q4 2013 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $1.51M.
  • Regal Investment Advisors fully exited Vanguard Total Bond Market in Q4 2013, selling an estimated $1.63M.
  • Regal Investment Advisors's ten largest holdings make up 16% of its $175M portfolio in Q4 2013.
  • Regal Investment Advisors opened 138 new positions and closed 203 in Q4 2013.
  • Regal Investment Advisors's portfolio value rose 2% quarter-over-quarter to $175M.

Based on Regal Investment Advisors's 13F filing for Q4 2013, filed 6 Feb 2014.