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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-1.23%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$370M
AUM Growth
-$35M
Cap. Flow
-$27.9M
Cap. Flow %
-7.56%
Top 10 Hldgs %
16.35%
Holding
1,092
New
87
Increased
249
Reduced
266
Closed
121

Top Buys

Rank Stock Value
1
BKLN icon
Invesco Senior Loan ETF
BKLN
+$3.96M
2
AAXJ icon
iShares MSCI All Country Asia ex Japan ETF
AAXJ
+$3.39M
3
EWJ icon
iShares MSCI Japan ETF
EWJ
+$3.36M
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$3.16M
5
PODD icon
Insulet
PODD
+$3.16M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$9.67M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$4.49M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.43M
4
VNQ icon
Vanguard Real Estate ETF
VNQ
+$4.06M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$3.51M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 8.67%
2 Healthcare 7.38%
3 Financials 6.68%
4 Energy 4.47%
5 Technology 4.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMA
651
DELISTED
Comerica
CMA
$10K ﹤0.01%
200
– –
CRM icon
652
Salesforce
CRM
$158B
$10K ﹤0.01%
150
-142
-49% -$10.1K
DG icon
653
Dollar General
DG
$27.9B
$10K ﹤0.01%
135
– –
FHLC icon
654
Fidelity MSCI Health Care Index ETF
FHLC
$3.36B
$10K ﹤0.01%
+277
New +$9.95K
GXC icon
655
State Street SPDR S&P China ETF
GXC
$482M
$10K ﹤0.01%
114
– –
HSY icon
656
Hershey
HSY
$36.6B
$10K ﹤0.01%
115
-435
-79% -$41K
IYY icon
657
iShares Dow Jones US ETF
IYY
$3.06B
$10K ﹤0.01%
200
– –
VVR icon
658
Invesco Senior Income Trust
VVR
$454M
$10K ﹤0.01%
2,372
– –
UPGD icon
659
Invesco Bloomberg Analyst Rating Improvers ETF
UPGD
$121M
$10K ﹤0.01%
300
– –
COL
660
DELISTED
Rockwell Collins
COL
$10K ﹤0.01%
117
– –
BSJG
661
DELISTED
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
$10K ﹤0.01%
381
+159
+72% +$4.19K
ALE
662
DELISTED
Allete
ALE
$9K ﹤0.01%
200
– –
ASR icon
663
Grupo Aeroportuario del Sureste
ASR
$8.3B
$9K ﹤0.01%
70
– –
AXON
664
Axon Enterprise
AXON
$46.4B
$9K ﹤0.01%
300
– –
CRT
665
Cross Timbers Royalty Trust
CRT
$60.2M
$9K ﹤0.01%
600
– –
DLTR icon
666
Dollar Tree
DLTR
$25.2B
$9K ﹤0.01%
+125
New +$9.88K
FWRD icon
667
Forward Air
FWRD
$654M
$9K ﹤0.01%
180
– –
GT icon
668
Goodyear
GT
$1.85B
$9K ﹤0.01%
300
– –
HPI
669
John Hancock Preferred Income Fund
HPI
$433M
$9K ﹤0.01%
500
– –
IEP icon
670
Icahn Enterprises
IEP
$5.3B
$9K ﹤0.01%
+110
New +$9.91K
IYK icon
671
iShares US Consumer Staples ETF
IYK
$1.41B
$9K ﹤0.01%
285
– –
KKR icon
672
KKR & Co
KKR
$92.3B
$9K ﹤0.01%
400
– –
MFC icon
673
Manulife Financial
MFC
$73.5B
$9K ﹤0.01%
494
– –
SCHX icon
674
Schwab US Large- Cap ETF
SCHX
$74.5B
$9K ﹤0.01%
1,200
-210
-15% -$1.76K
SH icon
675
ProShares Short S&P500
SH
$897M
$9K ﹤0.01%
56
– –
25 26
27
28 29

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PAIM
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CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q2 2015 Portfolio in Review

As of Q2 2015, Regal Investment Advisors held 1,092 positions worth $370M, down 8.7% from $405M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Regal Investment Advisors withdrew a net $27.9M in Q2 2015, closing 121 positions and reducing 266 holdings. Its most notable exit was WisdomTree US SmallCap Dividend Fund, an estimated $1.04M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 8.7% of assets, up from 8.1% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Regal Investment Advisors opened a new position in Insulet worth $3.32M.

  • Regal Investment Advisors's largest Q2 2015 buy was Insulet: 107,267 shares worth $3.32M.
  • Regal Investment Advisors added most to Invesco Senior Loan ETF in Q2 2015, an estimated $3.96M increase.
  • Regal Investment Advisors's biggest Q2 2015 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $9.67M.
  • Regal Investment Advisors fully exited WisdomTree US SmallCap Dividend Fund in Q2 2015, selling an estimated $1.04M.
  • Regal Investment Advisors's ten largest holdings make up 16% of its $370M portfolio in Q2 2015.
  • Regal Investment Advisors opened 87 new positions and closed 121 in Q2 2015.
  • Regal Investment Advisors's portfolio value fell 8.7% quarter-over-quarter to $370M.

Based on Regal Investment Advisors's 13F filing for Q2 2015, filed 23 Jul 2015.