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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+4.14%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$373M
AUM Growth
+$42.1M
Cap. Flow
+$35.3M
Cap. Flow %
9.46%
Top 10 Hldgs %
21.59%
Holding
1,086
New
121
Increased
327
Reduced
243
Closed
144

Top Buys

Rank Stock Value
1
LZB icon
La-Z-Boy
LZB
+$12.8M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$6.16M
3
VNQ icon
Vanguard Real Estate ETF
VNQ
+$3.77M
4
RGR icon
Sturm, Ruger & Co
RGR
+$2.89M
5
WFM
Whole Foods Market Inc
WFM
+$2.56M

Top Sells

Rank Stock Value
1
AAXJ icon
iShares MSCI All Country Asia ex Japan ETF
AAXJ
+$3.49M
2
PCYC
PHARMACYCLICS INC
PCYC
+$2.92M
3
KMR
KINDER MORGAN MANAGEMENT LLC
KMR
+$2.83M
4
EBAY icon
eBay
EBAY
+$2.42M
5
KO icon
Coca-Cola
KO
+$2.28M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 8.61%
2 Financials 5.71%
3 Healthcare 5.48%
4 Consumer Staples 4.32%
5 Energy 3.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MFC icon
651
Manulife Financial
MFC
$73.5B
$9K ﹤0.01%
494
– –
PAAS icon
652
Pan American Silver
PAAS
$21.6B
$9K ﹤0.01%
1,000
– –
PRU icon
653
Prudential Financial
PRU
$41.8B
$9K ﹤0.01%
100
-100
-50% -$8.59K
TMO icon
654
Thermo Fisher Scientific
TMO
$220B
$9K ﹤0.01%
70
– –
VTR icon
655
Ventas
VTR
$47.9B
$9K ﹤0.01%
112
-96
-46% -$7.58K
KSU
656
DELISTED
Kansas City Southern
KSU
$9K ﹤0.01%
70
– –
AXON
657
Axon Enterprise
AXON
$46.4B
$8K ﹤0.01%
300
– –
DGZ icon
658
DB Gold Short ETN due Feb 15 2038
DGZ
$1.72M
$8K ﹤0.01%
500
– –
EWC icon
659
iShares MSCI Canada ETF
EWC
$6.33B
$8K ﹤0.01%
292
-9,421
-97% -$277K
EXP icon
660
Eagle Materials
EXP
$6.57B
$8K ﹤0.01%
100
-90
-47% -$7.61K
EZU icon
661
iShare MSCI Eurozone ETF
EZU
$9.91B
$8K ﹤0.01%
+213
New +$7.92K
FTGC icon
662
First Trust Global Tactical Commodity Strategy Fund
FTGC
$3B
$8K ﹤0.01%
300
– –
HOG icon
663
Harley-Davidson
HOG
$2.71B
$8K ﹤0.01%
120
-72
-38% -$4.65K
IYT icon
664
iShares US Transportation ETF
IYT
$2.29B
$8K ﹤0.01%
192
-4,484
-96% -$176K
KR icon
665
Kroger
KR
$34.8B
$8K ﹤0.01%
+250
New +$7.24K
M icon
666
Macy's
M
$6.68B
$8K ﹤0.01%
+120
New +$7.26K
MDLZ icon
667
Mondelez International
MDLZ
$79.9B
$8K ﹤0.01%
214
– –
KG
668
Kestrel Group
KG
$69M
$8K ﹤0.01%
+30
New +$7.42K
PDP icon
669
Invesco Dorsey Wright Momentum ETF
PDP
$1.5B
$8K ﹤0.01%
190
– –
PHM icon
670
Pultegroup
PHM
$25.3B
$8K ﹤0.01%
+350
New +$6.98K
PHT
671
DELISTED
Pioneer High Income Fund
PHT
$8K ﹤0.01%
+472
New +$8.18K
REM icon
672
iShares Mortgage Real Estate ETF
REM
$548M
$8K ﹤0.01%
+174
New +$8.55K
RHI icon
673
Robert Half
RHI
$4.37B
$8K ﹤0.01%
136
+1
+0.7% +$54
XLI icon
674
State Street Industrial Select Sector SPDR ETF
XLI
$33.7B
$8K ﹤0.01%
142
+73
+106% +$4.01K
CNH
675
CNH Industrial
CNH
$17.5B
$8K ﹤0.01%
1,084
– –
25 26
27
28 29

Similar funds

PAIM
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CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q4 2014 Portfolio in Review

As of Q4 2014, Regal Investment Advisors held 1,086 positions worth $373M, up 13% from $331M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Regal Investment Advisors deployed $35.3M of net new capital in Q4 2014, opening 121 new positions and adding to 327 existing holdings. Its largest new stake was CF Industries: 48,460 shares worth $2.64M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 8.6% of assets, up from 5% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares MSCI All Country Asia ex Japan ETF, an estimated $3.49M trimmed.

  • Regal Investment Advisors's largest Q4 2014 buy was CF Industries: 48,460 shares worth $2.64M.
  • Regal Investment Advisors added most to La-Z-Boy in Q4 2014, an estimated $12.8M increase.
  • Regal Investment Advisors's biggest Q4 2014 reduction was iShares MSCI All Country Asia ex Japan ETF, cutting an estimated $3.49M.
  • Regal Investment Advisors fully exited PHARMACYCLICS INC in Q4 2014, selling an estimated $2.92M.
  • Regal Investment Advisors's ten largest holdings make up 22% of its $373M portfolio in Q4 2014.
  • Regal Investment Advisors opened 121 new positions and closed 144 in Q4 2014.
  • Regal Investment Advisors's portfolio value rose 13% quarter-over-quarter to $373M.

Based on Regal Investment Advisors's 13F filing for Q4 2014, filed 11 Feb 2015.