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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+3.53%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$281M
AUM Growth
+$44.5M
Cap. Flow
+$34.4M
Cap. Flow %
12.25%
Top 10 Hldgs %
18.03%
Holding
994
New
85
Increased
274
Reduced
215
Closed
66

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$7.84M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$4.56M
3
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$3.19M
4
TIP icon
iShares TIPS Bond ETF
TIP
+$2.61M
5
DKS icon
Dick's Sporting Goods
DKS
+$2.6M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.73M
2
AAP icon
Advance Auto Parts
AAP
+$2.3M
3
NEU icon
NewMarket
NEU
+$2.3M
4
ARLP icon
Alliance Resource Partners
ARLP
+$2.15M
5
LUV icon
Southwest Airlines
LUV
+$2.13M

Sector Composition

Rank Sector Weight
1 Financials 7.07%
2 Energy 6.65%
3 Consumer Staples 6.23%
4 Healthcare 5.97%
5 Consumer Discretionary 5.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CRM icon
651
Salesforce
CRM
$153B
$11K ﹤0.01%
190
+20
+12% +$1.08K
DEW icon
652
WisdomTree Global High Dividend Fund
DEW
$154M
$11K ﹤0.01%
225
– –
FAF icon
653
First American
FAF
$7.67B
$11K ﹤0.01%
378
– –
FNX icon
654
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.4B
$11K ﹤0.01%
200
– –
HIG icon
655
Hartford Financial Services
HIG
$39.6B
$11K ﹤0.01%
300
– –
NFLX icon
656
Netflix
NFLX
$307B
$11K ﹤0.01%
1,750
– –
NHI icon
657
National Health Investors
NHI
$3.65B
$11K ﹤0.01%
180
+61
+51% +$3.76K
OHI icon
658
Omega Healthcare
OHI
$14.8B
$11K ﹤0.01%
300
– –
WTRG icon
659
Essential Utilities
WTRG
$11.3B
$11K ﹤0.01%
406
– –
TBRG
660
DELISTED
TruBridge
TBRG
$11K ﹤0.01%
172
-33,547
-99% -$2.11M
BBBY
661
DELISTED
Bed Bath & Beyond Inc
BBBY
$11K ﹤0.01%
200
+80
+67% +$4.99K
CMA
662
DELISTED
Comerica
CMA
$10K ﹤0.01%
200
– –
DLTR icon
663
Dollar Tree
DLTR
$24.9B
$10K ﹤0.01%
176
-13
-7% -$683
HYD icon
664
VanEck High Yield Muni ETF
HYD
$4.44B
$10K ﹤0.01%
161
+38
+31% +$2.29K
IONS icon
665
Ionis Pharmaceuticals
IONS
$9.06B
$10K ﹤0.01%
+300
New +$9.45K
JPC icon
666
Nuveen Preferred & Income Opportunities Fund
JPC
$2.9B
$10K ﹤0.01%
980
+150
+18% +$1.43K
MFC icon
667
Manulife Financial
MFC
$74B
$10K ﹤0.01%
494
– –
NDLS icon
668
Noodles & Co
NDLS
$108M
$10K ﹤0.01%
38
– –
TMV icon
669
Direxion Daily 20+ Year Treasury Bear 3X ETF
TMV
$189M
$10K ﹤0.01%
80
– –
TPR icon
670
Tapestry
TPR
$32.7B
$10K ﹤0.01%
305
-1,384
-82% -$59.4K
XEL icon
671
Xcel Energy
XEL
$48.1B
$10K ﹤0.01%
300
– –
ZTS icon
672
Zoetis
ZTS
$32.4B
$10K ﹤0.01%
295
– –
CNH
673
CNH Industrial
CNH
$17.4B
$10K ﹤0.01%
1,084
+26
+2% +$248
GAP
674
The Gap Inc
GAP
$7.39B
$10K ﹤0.01%
249
-48,447
-99% -$1.96M
FMO
675
DELISTED
Fiduciary/Claymore Energy Infrastructure Fund
FMO
$10K ﹤0.01%
67
– –
25 26
27
28 29

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VCM
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ESBC
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SFI
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MAM
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DF
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WJA
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Regal Investment Advisors's Q2 2014 Portfolio in Review

As of Q2 2014, Regal Investment Advisors held 994 positions worth $281M, up 19% from $236M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Regal Investment Advisors deployed $34.4M of net new capital in Q2 2014, opening 85 new positions and adding to 274 existing holdings. Its largest new stake was Dick's Sporting Goods: 53,308 shares worth $2.48M.

By sector, the portfolio is most concentrated in Financials at 7.1% of assets, up from 5.1% a quarter earlier, followed by Energy and Consumer Staples.

On the sell side, the largest reduction was Apple, an estimated $2.73M trimmed.

  • Regal Investment Advisors's largest Q2 2014 buy was Dick's Sporting Goods: 53,308 shares worth $2.48M.
  • Regal Investment Advisors added most to iShares 20+ Year Treasury Bond ETF in Q2 2014, an estimated $7.84M increase.
  • Regal Investment Advisors's biggest Q2 2014 reduction was Apple, cutting an estimated $2.73M.
  • Regal Investment Advisors fully exited Interparfums in Q2 2014, selling an estimated $2.02M.
  • Regal Investment Advisors's ten largest holdings make up 18% of its $281M portfolio in Q2 2014.
  • Regal Investment Advisors opened 85 new positions and closed 66 in Q2 2014.
  • Regal Investment Advisors's portfolio value rose 19% quarter-over-quarter to $281M.

Based on Regal Investment Advisors's 13F filing for Q2 2014, filed 4 Aug 2014.