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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+5.17%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$171M
AUM Growth
-$9.92M
Cap. Flow
-$18.2M
Cap. Flow %
-10.63%
Top 10 Hldgs %
14.72%
Holding
996
New
72
Increased
239
Reduced
249
Closed
90

Top Buys

Rank Stock Value
1
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$2.45M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$1.92M
3
ISHG icon
iShares 1-3 Year International Treasury Bond ETF
ISHG
+$1.9M
4
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$1.83M
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$1.61M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$5.06M
2
SSO icon
ProShares Ultra S&P500
SSO
+$4.82M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$4.56M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$4.46M
5
DDM icon
ProShares Ultra Dow30
DDM
+$4.35M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 7.46%
2 Industrials 5.12%
3 Energy 5.1%
4 Consumer Staples 5.09%
5 Healthcare 4.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IRC
651
DELISTED
INLAND REAL ESTATE CORP
IRC
$8K ﹤0.01%
750
– –
AA icon
652
Alcoa
AA
$13.2B
$7K ﹤0.01%
355
+48
+16% +$929
AIG icon
653
American International
AIG
$41.3B
$7K ﹤0.01%
148
-203
-58% -$9.65K
EFOR
654
Everforth Inc
EFOR
$1.32B
$7K ﹤0.01%
+200
New +$6.2K
AYI icon
655
Acuity Brands
AYI
$10.8B
$7K ﹤0.01%
80
– –
CMPR icon
656
Cimpress
CMPR
$2.31B
$7K ﹤0.01%
+120
New +$6.38K
CMRE icon
657
Costamare
CMRE
$1.77B
$7K ﹤0.01%
400
-1,693
-81% -$29.8K
COF icon
658
Capital One
COF
$134B
$7K ﹤0.01%
102
+1
+1% +$67
DEO icon
659
Diageo
DEO
$53.6B
$7K ﹤0.01%
57
– –
FNB icon
660
FNB Corp
FNB
$6.75B
$7K ﹤0.01%
544
+6
+1% +$75
HRL icon
661
Hormel Foods
HRL
$13.8B
$7K ﹤0.01%
310
+150
+94% +$3.15K
INFY icon
662
Infosys
INFY
$50.7B
$7K ﹤0.01%
1,160
– –
IWV icon
663
iShares Russell 3000 ETF
IWV
$20.3B
$7K ﹤0.01%
+68
New +$6.81K
PAA icon
664
Plains All American Pipeline
PAA
$16.1B
$7K ﹤0.01%
136
+2
+1% +$107
PHD
665
DELISTED
Pioneer Floating Rate Fund
PHD
$7K ﹤0.01%
542
-1,128
-68% -$14.5K
SMCI icon
666
Super Micro Computer
SMCI
$20.1B
$7K ﹤0.01%
4,920
– –
STPZ icon
667
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
$516M
$7K ﹤0.01%
+141
New +$7.46K
TEF
668
DELISTED
Telefonica
TEF
$7K ﹤0.01%
656
+86
+15% +$889
VVR icon
669
Invesco Senior Income Trust
VVR
$454M
$7K ﹤0.01%
1,372
– –
XLE icon
670
State Street Energy Select Sector SPDR ETF
XLE
$37.7B
$7K ﹤0.01%
170
-34
-17% -$1.4K
XOP icon
671
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.51B
$7K ﹤0.01%
26
+1
+4% +$251
HBMD
672
DELISTED
Howard Bancorp, Inc. Common Stock
HBMD
$7K ﹤0.01%
780
– –
DATA
673
DELISTED
Tableau Software, Inc.
DATA
$7K ﹤0.01%
+100
New +$6.43K
AIVL icon
674
WisdomTree US AI Enhanced Value Fund
AIVL
$436M
$6K ﹤0.01%
100
– –
ALEX
675
DELISTED
Alexander & Baldwin
ALEX
$6K ﹤0.01%
170
– –
25 26
27
28 29

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CC
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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, Regal Investment Advisors held 996 positions worth $171M, down 5.5% from $181M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Regal Investment Advisors withdrew a net $18.2M in Q3 2013, closing 90 positions and reducing 249 holdings. Its most notable exit was ProShares Ultra Dow30, an estimated $4.35M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 7.5% of assets, up from 6.5% a quarter earlier, followed by Industrials and Energy.

Against the trend, Regal Investment Advisors opened a new position in State Street SPDR Bloomberg Short Term High Yield Bond ETF worth $1.92M.

  • Regal Investment Advisors's largest Q3 2013 buy was State Street SPDR Bloomberg Short Term High Yield Bond ETF: 62,957 shares worth $1.92M.
  • Regal Investment Advisors added most to Vanguard Short-Term Inflation-Protected Securities Index Fund in Q3 2013, an estimated $2.45M increase.
  • Regal Investment Advisors's biggest Q3 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $5.06M.
  • Regal Investment Advisors fully exited ProShares Ultra Dow30 in Q3 2013, selling an estimated $4.35M.
  • Regal Investment Advisors's ten largest holdings make up 15% of its $171M portfolio in Q3 2013.
  • Regal Investment Advisors opened 72 new positions and closed 90 in Q3 2013.
  • Regal Investment Advisors's portfolio value fell 5.5% quarter-over-quarter to $171M.

Based on Regal Investment Advisors's 13F filing for Q3 2013, filed 12 Nov 2013.