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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+8.26%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$175M
AUM Growth
+$3.45M
Cap. Flow
+$6.2M
Cap. Flow %
3.55%
Top 10 Hldgs %
15.72%
Holding
1,045
New
138
Increased
210
Reduced
309
Closed
203

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$13.7M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.57M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$1.57M
4
RPXC
RPX Corporation
RPXC
+$1.3M
5
CPLA
Capella Education Company
CPLA
+$1.21M

Top Sells

Rank Stock Value
1
BND icon
Vanguard Total Bond Market
BND
+$1.63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$1.51M
3
SAM icon
Boston Beer
SAM
+$1.43M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.38M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$1.27M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 9.03%
2 Energy 6.62%
3 Industrials 6.39%
4 Consumer Staples 6.37%
5 Healthcare 5.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NXGN
626
DELISTED
NextGen Healthcare, Inc. Common Stock
NXGN
$8K ﹤0.01%
400
– –
JPS
627
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$8K ﹤0.01%
950
-475
-33% -$3.84K
SJI
628
DELISTED
South Jersey Industries, Inc.
SJI
$8K ﹤0.01%
300
– –
ZAGG
629
DELISTED
ZAGG Inc Common Stock (Delaware)
ZAGG
$8K ﹤0.01%
1,850
-4,457
-71% -$19.1K
ACET
630
DELISTED
Aceto Corp
ACET
$8K ﹤0.01%
+336
New +$6.44K
PLKI
631
DELISTED
Popeyes Louisiana Kitchen, Inc.
PLKI
$8K ﹤0.01%
+200
New +$8.41K
DTV
632
DELISTED
DIRECTV COM STK (DE)
DTV
$8K ﹤0.01%
118
+89
+307% +$5.7K
IRC
633
DELISTED
INLAND REAL ESTATE CORP
IRC
$8K ﹤0.01%
750
– –
AIVL icon
634
WisdomTree US AI Enhanced Value Fund
AIVL
$436M
$7K ﹤0.01%
100
– –
EFOR
635
Everforth Inc
EFOR
$1.32B
$7K ﹤0.01%
200
– –
AX icon
636
Axos Financial
AX
$5.68B
$7K ﹤0.01%
+376
New +$6.76K
FDL icon
637
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.82B
$7K ﹤0.01%
327
-25,468
-99% -$549K
GOVI icon
638
Invesco Equal Weight 0-30 Year Treasury ETF
GOVI
$1.23B
$7K ﹤0.01%
236
-718
-75% -$21.5K
KBR icon
639
KBR
KBR
$4.8B
$7K ﹤0.01%
220
-359
-62% -$11.9K
MS icon
640
Morgan Stanley
MS
$340B
$7K ﹤0.01%
235
-3,558
-94% -$106K
NTGR icon
641
NETGEAR
NTGR
$635M
$7K ﹤0.01%
200
– –
SBGI icon
642
Sinclair Inc
SBGI
$1.03B
$7K ﹤0.01%
+200
New +$6.73K
VV icon
643
Vanguard Morningstar Large-Cap ETF
VV
$54.3B
$7K ﹤0.01%
80
-1,310
-94% -$107K
VVR icon
644
Invesco Senior Income Trust
VVR
$454M
$7K ﹤0.01%
1,372
– –
XOP icon
645
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.51B
$7K ﹤0.01%
25
-1
-4% -$273
HBMD
646
DELISTED
Howard Bancorp, Inc. Common Stock
HBMD
$7K ﹤0.01%
780
– –
SFLY
647
DELISTED
Shutterfly, Inc.
SFLY
$7K ﹤0.01%
138
-29
-17% -$1.46K
GM.WS.B
648
DELISTED
General Motors Company
GM.WS.B
$7K ﹤0.01%
294
+12
+4% +$244
CAB
649
DELISTED
Cabela's Inc
CAB
$7K ﹤0.01%
100
– –
ADBE icon
650
Adobe
ADBE
$105B
$6K ﹤0.01%
100
– –
24 25
26
27 28

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VCM
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ESBC
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SFI
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WJA
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Regal Investment Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, Regal Investment Advisors held 1,045 positions worth $175M, up 2% from $171M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Regal Investment Advisors deployed $6.2M of net new capital in Q4 2013, opening 138 new positions and adding to 210 existing holdings. Its largest new stake was RPX Corporation: 76,430 shares worth $1.29M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 9% of assets, up from 7.5% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares 3-7 Year Treasury Bond ETF, an estimated $1.51M trimmed.

  • Regal Investment Advisors's largest Q4 2013 buy was RPX Corporation: 76,430 shares worth $1.29M.
  • Regal Investment Advisors added most to Mastercard in Q4 2013, an estimated $13.7M increase.
  • Regal Investment Advisors's biggest Q4 2013 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $1.51M.
  • Regal Investment Advisors fully exited Vanguard Total Bond Market in Q4 2013, selling an estimated $1.63M.
  • Regal Investment Advisors's ten largest holdings make up 16% of its $175M portfolio in Q4 2013.
  • Regal Investment Advisors opened 138 new positions and closed 203 in Q4 2013.
  • Regal Investment Advisors's portfolio value rose 2% quarter-over-quarter to $175M.

Based on Regal Investment Advisors's 13F filing for Q4 2013, filed 6 Feb 2014.