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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+4.14%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$373M
AUM Growth
+$42.1M
Cap. Flow
+$35.3M
Cap. Flow %
9.46%
Top 10 Hldgs %
21.59%
Holding
1,086
New
121
Increased
327
Reduced
243
Closed
144

Top Buys

Rank Stock Value
1
LZB icon
La-Z-Boy
LZB
+$12.8M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$6.16M
3
VNQ icon
Vanguard Real Estate ETF
VNQ
+$3.77M
4
RGR icon
Sturm, Ruger & Co
RGR
+$2.89M
5
WFM
Whole Foods Market Inc
WFM
+$2.56M

Top Sells

Rank Stock Value
1
AAXJ icon
iShares MSCI All Country Asia ex Japan ETF
AAXJ
+$3.49M
2
PCYC
PHARMACYCLICS INC
PCYC
+$2.92M
3
KMR
KINDER MORGAN MANAGEMENT LLC
KMR
+$2.83M
4
EBAY icon
eBay
EBAY
+$2.42M
5
KO icon
Coca-Cola
KO
+$2.28M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 8.61%
2 Financials 5.71%
3 Healthcare 5.48%
4 Consumer Staples 4.32%
5 Energy 3.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RSP icon
601
Invesco S&P 500 Equal Weight ETF
RSP
$99.5B
$14K ﹤0.01%
170
+10
+6% +$777
HBMD
602
DELISTED
Howard Bancorp, Inc. Common Stock
HBMD
$14K ﹤0.01%
1,230
+450
+58% +$4.89K
CIEN icon
603
Ciena
CIEN
$58.4B
$13K ﹤0.01%
650
– –
EW icon
604
Edwards Lifesciences
EW
$51.7B
$13K ﹤0.01%
630
-138
-18% -$2.77K
FAF icon
605
First American
FAF
$7.58B
$13K ﹤0.01%
378
– –
FSLR icon
606
First Solar
FSLR
$26.9B
$13K ﹤0.01%
300
– –
HIG icon
607
Hartford Financial Services
HIG
$39.3B
$13K ﹤0.01%
300
– –
LPX icon
608
Louisiana-Pacific
LPX
$5.49B
$13K ﹤0.01%
+812
New +$12.1K
NI icon
609
NiSource
NI
$20.4B
$13K ﹤0.01%
809
– –
PGX icon
610
Invesco Preferred ETF
PGX
$3.79B
$13K ﹤0.01%
909
– –
VXUS icon
611
Vanguard Total International Stock ETF
VXUS
$160B
$13K ﹤0.01%
265
+50
+23% +$2.48K
ZTS icon
612
Zoetis
ZTS
$30B
$13K ﹤0.01%
295
– –
FGP
613
DELISTED
Ferrellgas Partners, L.P.
FGP
$13K ﹤0.01%
592
+11
+2% +$288
MWE
614
DELISTED
MARKWEST ENERGY PARTNERS, LP
MWE
$13K ﹤0.01%
+200
New +$13.9K
PXMC
615
DELISTED
POWERSHARES FUNDAMENTAL PURE MID CORE PORTFOLIO
PXMC
$13K ﹤0.01%
335
– –
BLV icon
616
Vanguard Long-Term Bond ETF
BLV
$5.75B
$12K ﹤0.01%
131
– –
GAM
617
General American Investors Company
GAM
$1.61B
$12K ﹤0.01%
333
– –
HIX
618
Western Asset High Income Fund II
HIX
$355M
$12K ﹤0.01%
1,500
– –
HMC icon
619
Honda
HMC
$41.3B
$12K ﹤0.01%
400
+140
+54% +$4.35K
OHI icon
620
Omega Healthcare
OHI
$14.7B
$12K ﹤0.01%
300
– –
SHV icon
621
iShares 0-1 Year Treasury Bond ETF
SHV
$20.6B
$12K ﹤0.01%
109
– –
AVNR
622
DELISTED
AVANIR PHARMACEUTICALS, INC CL A
AVNR
$12K ﹤0.01%
700
– –
BTI icon
623
British American Tobacco
BTI
$128B
$11K ﹤0.01%
200
– –
EWJ icon
624
iShares MSCI Japan ETF
EWJ
$23B
$11K ﹤0.01%
250
– –
MXI icon
625
iShares Global Materials ETF
MXI
$362M
$11K ﹤0.01%
200
– –
23 24
25
26 27

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q4 2014 Portfolio in Review

As of Q4 2014, Regal Investment Advisors held 1,086 positions worth $373M, up 13% from $331M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Regal Investment Advisors deployed $35.3M of net new capital in Q4 2014, opening 121 new positions and adding to 327 existing holdings. Its largest new stake was CF Industries: 48,460 shares worth $2.64M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 8.6% of assets, up from 5% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares MSCI All Country Asia ex Japan ETF, an estimated $3.49M trimmed.

  • Regal Investment Advisors's largest Q4 2014 buy was CF Industries: 48,460 shares worth $2.64M.
  • Regal Investment Advisors added most to La-Z-Boy in Q4 2014, an estimated $12.8M increase.
  • Regal Investment Advisors's biggest Q4 2014 reduction was iShares MSCI All Country Asia ex Japan ETF, cutting an estimated $3.49M.
  • Regal Investment Advisors fully exited PHARMACYCLICS INC in Q4 2014, selling an estimated $2.92M.
  • Regal Investment Advisors's ten largest holdings make up 22% of its $373M portfolio in Q4 2014.
  • Regal Investment Advisors opened 121 new positions and closed 144 in Q4 2014.
  • Regal Investment Advisors's portfolio value rose 13% quarter-over-quarter to $373M.

Based on Regal Investment Advisors's 13F filing for Q4 2014, filed 11 Feb 2015.