We are live on ! Find out more
RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+3.53%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$281M
AUM Growth
+$44.5M
Cap. Flow
+$34.4M
Cap. Flow %
12.25%
Top 10 Hldgs %
18.03%
Holding
994
New
85
Increased
274
Reduced
215
Closed
66

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$7.84M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$4.56M
3
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$3.19M
4
TIP icon
iShares TIPS Bond ETF
TIP
+$2.61M
5
DKS icon
Dick's Sporting Goods
DKS
+$2.6M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.73M
2
AAP icon
Advance Auto Parts
AAP
+$2.3M
3
NEU icon
NewMarket
NEU
+$2.3M
4
ARLP icon
Alliance Resource Partners
ARLP
+$2.15M
5
LUV icon
Southwest Airlines
LUV
+$2.13M

Sector Composition

Rank Sector Weight
1 Financials 7.07%
2 Energy 6.65%
3 Consumer Staples 6.23%
4 Healthcare 5.97%
5 Consumer Discretionary 5.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTR icon
601
Ventas
VTR
$47.3B
$15K 0.01%
208
+70
+51% +$5.2K
BITA
602
DELISTED
Bitauto Holdings Limited
BITA
$15K 0.01%
+307
New +$12K
WFM
603
DELISTED
Whole Foods Market Inc
WFM
$15K 0.01%
400
– –
CB
604
DELISTED
CHUBB CORPORATION
CB
$15K 0.01%
162
-1
-0.6% -$92
EMN icon
605
Eastman Chemical
EMN
$8.4B
$14K 0.01%
155
-55
-26% -$4.78K
HIX
606
Western Asset High Income Fund II
HIX
$353M
$14K 0.01%
1,500
– –
ISTB icon
607
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.12B
$14K 0.01%
+288
New +$14.5K
IVR icon
608
Invesco Mortgage Capital
IVR
$797M
$14K 0.01%
80
– –
PFM icon
609
Invesco Dividend Achievers ETF
PFM
$805M
$14K 0.01%
650
– –
SBGI icon
610
Sinclair Inc
SBGI
$1.07B
$14K 0.01%
413
+213
+107% +$6.2K
SCHW
611
Charles Schwab
SCHW
$187B
$14K 0.01%
+531
New +$13.9K
STZ icon
612
Constellation Brands
STZ
$22.6B
$14K 0.01%
156
-299
-66% -$24.7K
AT
613
DELISTED
Atlantic Power Corporation
AT
$14K 0.01%
3,290
+955
+41% +$3.12K
DNKN
614
DELISTED
Dunkin' Brands Group, Inc.
DNKN
$14K 0.01%
302
+1
+0.3% +$46
DNR
615
DELISTED
Denbury Resources, Inc.
DNR
$14K 0.01%
775
– –
APC
616
DELISTED
Anadarko Petroleum
APC
$14K 0.01%
127
-78
-38% -$7.94K
ARII
617
DELISTED
American Railcar Industries, Inc.
ARII
$14K 0.01%
+200
New +$12.9K
CBI
618
DELISTED
Chicago Bridge & Iron Nv
CBI
$14K 0.01%
200
-248
-55% -$19.7K
AGU
619
DELISTED
Agrium
AGU
$14K 0.01%
150
– –
MXI icon
620
iShares Global Materials ETF
MXI
$355M
$13K ﹤0.01%
200
– –
NI icon
621
NiSource
NI
$20.8B
$13K ﹤0.01%
809
– –
PGX icon
622
Invesco Preferred ETF
PGX
$3.78B
$13K ﹤0.01%
909
– –
PH icon
623
Parker-Hannifin
PH
$135B
$13K ﹤0.01%
100
– –
POR icon
624
Portland General Electric
POR
$5.71B
$13K ﹤0.01%
375
– –
MBTF
625
DELISTED
MBT Financial Corporation
MBTF
$13K ﹤0.01%
2,308
– –
23 24
25
26 27

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return

Regal Investment Advisors's Q2 2014 Portfolio in Review

As of Q2 2014, Regal Investment Advisors held 994 positions worth $281M, up 19% from $236M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Regal Investment Advisors deployed $34.4M of net new capital in Q2 2014, opening 85 new positions and adding to 274 existing holdings. Its largest new stake was Dick's Sporting Goods: 53,308 shares worth $2.48M.

By sector, the portfolio is most concentrated in Financials at 7.1% of assets, up from 5.1% a quarter earlier, followed by Energy and Consumer Staples.

On the sell side, the largest reduction was Apple, an estimated $2.73M trimmed.

  • Regal Investment Advisors's largest Q2 2014 buy was Dick's Sporting Goods: 53,308 shares worth $2.48M.
  • Regal Investment Advisors added most to iShares 20+ Year Treasury Bond ETF in Q2 2014, an estimated $7.84M increase.
  • Regal Investment Advisors's biggest Q2 2014 reduction was Apple, cutting an estimated $2.73M.
  • Regal Investment Advisors fully exited Interparfums in Q2 2014, selling an estimated $2.02M.
  • Regal Investment Advisors's ten largest holdings make up 18% of its $281M portfolio in Q2 2014.
  • Regal Investment Advisors opened 85 new positions and closed 66 in Q2 2014.
  • Regal Investment Advisors's portfolio value rose 19% quarter-over-quarter to $281M.

Based on Regal Investment Advisors's 13F filing for Q2 2014, filed 4 Aug 2014.