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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+7.01%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.43B
AUM Growth
-$104M
Cap. Flow
-$193M
Cap. Flow %
-13.53%
Top 10 Hldgs %
20.8%
Holding
589
New
19
Increased
212
Reduced
246
Closed
89

Top Buys

Rank Stock Value
1
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$7.98M
2
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$6.18M
3
TLH icon
iShares 10-20 Year Treasury Bond ETF
TLH
+$3.48M
4
SLB icon
SLB Ltd
SLB
+$2.45M
5
DYNF icon
BlackRock US Equity Factor Rotation ETF
DYNF
+$2.44M

Top Sells

Rank Stock Value
1
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$17.5M
2
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$17M
3
BUFF icon
Innovator Laddered Allocation Power Buffer ETF
BUFF
+$10M
4
SPGP icon
Invesco S&P 500 GARP ETF
SPGP
+$9.74M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$8.61M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Healthcare 5.26%
3 Consumer Staples 4.97%
4 Consumer Discretionary 4.21%
5 Financials 3.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
USHY icon
576
iShares Broad USD High Yield Corporate Bond ETF
USHY
$29.1B
– –
-6,085
Closed -$221K
UTG icon
577
Reaves Utility Income Fund
UTG
$3.61B
– –
-8,023
Closed -$219K
VDC icon
578
Vanguard Consumer Staples ETF
VDC
$7.97B
– –
-1,007
Closed -$204K
VFLO icon
579
VictoryShares Free Cash Flow ETF
VFLO
$9.64B
– –
-6,870
Closed -$212K
VLO icon
580
Valero Energy
VLO
$85.9B
– –
-1,421
Closed -$223K
VNLA icon
581
Janus Henderson Short Duration Income ETF
VNLA
$3.35B
– –
-5,520
Closed -$268K
VTIP icon
582
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.8B
– –
-4,808
Closed -$233K
WEN icon
583
Wendy's
WEN
$1.46B
– –
-47,439
Closed -$805K
WYNN icon
584
Wynn Resorts
WYNN
$10.6B
– –
-2,538
Closed -$227K
XAR icon
585
State Street SPDR S&P Aerospace & Defense ETF
XAR
$6.5B
– –
-2,344
Closed -$328K
XHB icon
586
State Street SPDR S&P Homebuilders ETF
XHB
$1.62B
– –
-3,302
Closed -$334K
XMAR icon
587
FT Vest US Equity Enhance & Moderate Buffer ETF March
XMAR
$155M
– –
-5,855
Closed -$202K
XYZ
588
Block Inc
XYZ
$47.5B
– –
-6,474
Closed -$418K
20 21 22 23
24

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VCM
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ESBC
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SFI
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Regal Investment Advisors's Q3 2024 Portfolio in Review

As of Q3 2024, Regal Investment Advisors held 589 positions worth $1.43B, down 6.8% from $1.53B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors withdrew a net $193M in Q3 2024, closing 89 positions and reducing 246 holdings. Its most notable exit was WisdomTree Trust WisdomTree US Quality Dividend Growth Fund, an estimated $8.61M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, down from 9.3% a quarter earlier, followed by Healthcare and Consumer Staples.

Against the trend, Regal Investment Advisors opened a new position in BondBloxx Bloomberg One Year Target Duration US Treasury ETF worth $943K.

  • Regal Investment Advisors's largest Q3 2024 buy was BondBloxx Bloomberg One Year Target Duration US Treasury ETF: 18,875 shares worth $943K.
  • Regal Investment Advisors added most to iShares Core Universal USD Bond ETF in Q3 2024, an estimated $7.98M increase.
  • Regal Investment Advisors's biggest Q3 2024 reduction was Fidelity Nasdaq Composite Index ETF, cutting an estimated $17.5M.
  • Regal Investment Advisors fully exited WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q3 2024, selling an estimated $8.61M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $1.43B portfolio in Q3 2024.
  • Regal Investment Advisors opened 19 new positions and closed 89 in Q3 2024.
  • Regal Investment Advisors's portfolio value fell 6.8% quarter-over-quarter to $1.43B.

Based on Regal Investment Advisors's 13F filing for Q3 2024, filed 12 Nov 2024.