RIA

Regal Investment Advisors Portfolio holdings

AUM $1.33B
1-Year Return 14.14%
This Quarter Return
+8.09%
1 Year Return
+14.14%
3 Year Return
+50.89%
5 Year Return
+76.19%
10 Year Return
+154.28%
AUM
$1.46B
AUM Growth
+$140M
Cap. Flow
+$46M
Cap. Flow %
3.15%
Top 10 Hldgs %
19.38%
Holding
610
New
66
Increased
277
Reduced
206
Closed
31

Top Buys

1
FYT icon
First Trust Small Cap Value AlphaDEX Fund
FYT
$6.93M
2
DYNF icon
BlackRock US Equity Factor Rotation ETF
DYNF
$6.58M
3
PWB icon
Invesco Large Cap Growth ETF
PWB
$6.3M
4
NFTY icon
First Trust India Nifty 50 Equal Weight ETF
NFTY
$6.25M
5
GTO icon
Invesco Total Return Bond ETF
GTO
$5.74M

Top Sells

1
IVV icon
iShares Core S&P 500 ETF
IVV
$14.2M
2
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
$6.5M
3
SPEM icon
SPDR Portfolio Emerging Markets ETF
SPEM
$6.39M
4
FTA icon
First Trust Large Cap Value AlphaDEX Fund
FTA
$5.62M
5
FYX icon
First Trust Small Cap Core AlphaDEX Fund
FYX
$4.75M

Sector Composition

1 Technology 8.36%
2 Healthcare 5.17%
3 Consumer Staples 4.55%
4 Financials 3.98%
5 Consumer Discretionary 3.89%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
AKTS
576
DELISTED
AKOUSTIS TECHNOLOGIES, INC.
AKTS
$12.8K ﹤0.01%
21,672
+389
+2% +$230
CTSO icon
577
Cytosorbents Corp
CTSO
$60.6M
$10.9K ﹤0.01%
11,509
-34,315
-75% -$32.6K
USBC
578
USBC, Inc.
USBC
$323M
$6.93K ﹤0.01%
275
– –
BUD icon
579
AB InBev
BUD
$118B
– –
-3,234
Closed -$209K
DFS
580
DELISTED
Discover Financial Services
DFS
– –
-6,276
Closed -$705K
DHY
581
Credit Suisse High Yield Bond Fund
DHY
$217M
– –
-19,221
Closed -$38.1K
DPST icon
582
Direxion Daily Regional Banks Bull 3X Shares
DPST
$750M
– –
-2,231
Closed -$217K
EAGG icon
583
iShares ESG Aware US Aggregate Bond ETF
EAGG
$4.12B
– –
-4,255
Closed -$203K
FLIA icon
584
Franklin International Aggregate Bond ETF
FLIA
$713M
– –
-37,298
Closed -$761K
GEM icon
585
Goldman Sachs ActiveBeta Emerging Markets Equity ETF
GEM
$1.08B
– –
-6,611
Closed -$203K
GILD icon
586
Gilead Sciences
GILD
$143B
– –
-3,818
Closed -$309K
GSBD icon
587
Goldman Sachs BDC
GSBD
$1.31B
– –
-12,823
Closed -$188K
HIX
588
Western Asset High Income Fund II
HIX
$391M
– –
-11,892
Closed -$59K
LEG icon
589
Leggett & Platt
LEG
$1.35B
– –
-88,861
Closed -$2.33M
LMBS icon
590
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$5.32B
– –
-55,275
Closed -$2.67M
LYB icon
591
LyondellBasell Industries
LYB
$17.7B
– –
-2,161
Closed -$205K
MNMD icon
592
MindMed
MNMD
$702M
– –
-14,556
Closed -$53.3K
PAYX icon
593
Paychex
PAYX
$48.7B
– –
-1,966
Closed -$234K
ROK icon
594
Rockwell Automation
ROK
$38.2B
– –
-786
Closed -$244K
SIRI icon
595
SiriusXM
SIRI
$8.1B
– –
-1,107
Closed -$60.5K
SNX icon
596
TD Synnex
SNX
$12.3B
– –
-2,266
Closed -$244K
SSUS icon
597
Day Hagan/Ned Davis Research Smart Sector ETF
SSUS
$562M
– –
-6,784
Closed -$242K
TDTF icon
598
FlexShares iBoxx 5-Year Target Duration TIPS Index Fund
TDTF
$882M
– –
-15,708
Closed -$371K
TROW icon
599
T Rowe Price
TROW
$23.8B
– –
-2,829
Closed -$305K
UNM icon
600
Unum
UNM
$12.6B
– –
-6,713
Closed -$304K
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