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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+8.09%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.46B
AUM Growth
+$141M
Cap. Flow
+$44.3M
Cap. Flow %
3.03%
Top 10 Hldgs %
19.38%
Holding
611
New
67
Increased
277
Reduced
206
Closed
31

Top Buys

Rank Stock Value
1
FYT icon
First Trust Small Cap Value AlphaDEX Fund
FYT
+$6.7M
2
DYNF icon
BlackRock US Equity Factor Rotation ETF
DYNF
+$6.22M
3
NFTY icon
First Trust India Nifty 50 Equal Weight ETF
NFTY
+$6.13M
4
PWB icon
Invesco Large Cap Growth ETF
PWB
+$5.98M
5
GTO icon
Invesco Total Return Bond ETF
GTO
+$5.73M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.5M
2
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$6.28M
3
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$6.21M
4
FTA icon
First Trust Large Cap Value AlphaDEX Fund
FTA
+$5.28M
5
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$4.65M

Sector Composition

Rank Sector Weight
1 Technology 8.36%
2 Healthcare 5.17%
3 Consumer Staples 4.54%
4 Financials 3.98%
5 Consumer Discretionary 3.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VIEW
576
DELISTED
View, Inc. Class A Common Stock
VIEW
$20.1K ﹤0.01%
17,506
-757
-4% -$1.14K
AKTS
577
DELISTED
Akoustis Technologies Inc
AKTS
$12.8K ﹤0.01%
21,672
+389
+2% +$251
CTSO icon
578
Cytosorbents Corp
CTSO
$23.9M
$10.9K ﹤0.01%
11,509
-34,315
-75% -$33.4K
USBC
579
USBC Inc
USBC
$136M
$6.93K ﹤0.01%
275
– –
BUD icon
580
AB InBev
BUD
$163B
– –
-3,234
Closed -$209K
DFS
581
DELISTED
Discover Financial Services
DFS
– –
-6,276
Closed -$705K
DHY
582
Credit Suisse High Yield Credit Fund
DHY
$240M
– –
-19,221
Closed -$38.1K
DPST icon
583
Direxion Daily Regional Banks Bull 3X ETF
DPST
$384M
– –
-2,231
Closed -$217K
EAGG icon
584
iShares ESG Aware US Aggregate Bond ETF
EAGG
$4.97B
– –
-4,255
Closed -$203K
FLIA icon
585
Franklin International Aggregate Bond ETF
FLIA
$765M
– –
-37,298
Closed -$761K
GEM icon
586
Goldman Sachs ActiveBeta Emerging Markets Equity ETF
GEM
$1.7B
– –
-6,611
Closed -$203K
GILD icon
587
Gilead Sciences
GILD
$166B
– –
-3,818
Closed -$309K
GSBD icon
588
Goldman Sachs BDC
GSBD
$1.09B
– –
-12,823
Closed -$188K
HIX
589
Western Asset High Income Fund II
HIX
$354M
– –
-11,892
Closed -$59K
LEG icon
590
Leggett & Platt
LEG
$1.28B
– –
-88,861
Closed -$2.33M
LMBS icon
591
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.39B
– –
-55,275
Closed -$2.67M
LYB icon
592
LyondellBasell Industries
LYB
$20B
– –
-2,161
Closed -$205K
DFTX
593
Definium Therapeutics
DFTX
$5.85B
– –
-14,556
Closed -$53.3K
PAYX icon
594
Paychex
PAYX
$42.9B
– –
-1,966
Closed -$234K
ROK icon
595
Rockwell Automation
ROK
$48.5B
– –
-786
Closed -$244K
SIRI icon
596
SiriusXM
SIRI
$9.77B
– –
-1,107
Closed -$60.5K
SNX icon
597
TD Synnex
SNX
$20.6B
– –
-2,266
Closed -$244K
SSUS icon
598
Day Hagan/Ned Davis Research Smart Sector ETF
SSUS
$585M
– –
-6,784
Closed -$242K
TDTF icon
599
FlexShares iBoxx 5-Year Target Duration TIPS Index Fund
TDTF
$1.04B
– –
-15,708
Closed -$371K
TROW icon
600
T. Rowe Price
TROW
$24.4B
– –
-2,829
Closed -$305K
21 22 23
24
25

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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q1 2024 Portfolio in Review

As of Q1 2024, Regal Investment Advisors held 611 positions worth $1.46B, up 11% from $1.32B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $44.3M of net new capital in Q1 2024, opening 67 new positions and adding to 277 existing holdings. Its largest new stake was First Trust Small Cap Value AlphaDEX Fund: 127,623 shares worth $6.93M.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, up from 8.3% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $13.5M trimmed.

  • Regal Investment Advisors's largest Q1 2024 buy was First Trust Small Cap Value AlphaDEX Fund: 127,623 shares worth $6.93M.
  • Regal Investment Advisors added most to Goldman Sachs Access Investment Grade Corporate Bond ETF in Q1 2024, an estimated $4.07M increase.
  • Regal Investment Advisors's biggest Q1 2024 reduction was iShares Core S&P 500 ETF, cutting an estimated $13.5M.
  • Regal Investment Advisors fully exited First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF in Q1 2024, selling an estimated $2.67M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $1.46B portfolio in Q1 2024.
  • Regal Investment Advisors opened 67 new positions and closed 31 in Q1 2024.
  • Regal Investment Advisors's portfolio value rose 11% quarter-over-quarter to $1.46B.

Based on Regal Investment Advisors's 13F filing for Q1 2024, filed 15 May 2024.