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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-6.89%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$385M
AUM Growth
+$15.5M
Cap. Flow
+$48.1M
Cap. Flow %
12.48%
Top 10 Hldgs %
18.06%
Holding
1,192
New
215
Increased
313
Reduced
234
Closed
74

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$9M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$8.41M
3
MBB icon
iShares MBS ETF
MBB
+$5.53M
4
KFRC icon
Kforce
KFRC
+$3.55M
5
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$3.41M

Top Sells

Rank Stock Value
1
BKLN icon
Invesco Senior Loan ETF
BKLN
+$4.02M
2
CACC icon
Credit Acceptance
CACC
+$3.68M
3
EWJ icon
iShares MSCI Japan ETF
EWJ
+$3.42M
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$3.42M
5
BAX icon
Baxter International
BAX
+$2.93M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 9.14%
2 Financials 5.94%
3 Healthcare 5.9%
4 Industrials 5.59%
5 Technology 4.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GUT
576
Gabelli Utility Trust
GUT
$559M
$18K ﹤0.01%
3,488
– –
MKC icon
577
McCormick & Company Non-Voting
MKC
$14.2B
$18K ﹤0.01%
450
-3,390
-88% -$138K
NEM icon
578
Newmont
NEM
$119B
$18K ﹤0.01%
1,130
-415
-27% -$7.43K
NOK icon
579
Nokia
NOK
$52.3B
$18K ﹤0.01%
2,800
– –
SPFF icon
580
Global X SuperIncome Preferred ETF
SPFF
$142M
$18K ﹤0.01%
+1,413
New +$19.6K
TPR icon
581
Tapestry
TPR
$32.8B
$18K ﹤0.01%
650
– –
ZBH icon
582
Zimmer Biomet
ZBH
$18.4B
$18K ﹤0.01%
206
– –
ADT
583
DELISTED
ADT Corp
ADT
$18K ﹤0.01%
629
+1
+0.2% +$32
AAL icon
584
American Airlines Group
AAL
$10.6B
$17K ﹤0.01%
450
– –
AXON
585
Axon Enterprise
AXON
$46.4B
$17K ﹤0.01%
800
+500
+167% +$13.2K
BABA icon
586
Alibaba
BABA
$308B
$17K ﹤0.01%
299
-1,001
-77% -$72.8K
DTD icon
587
WisdomTree US Total Dividend Fund
DTD
$1.69B
$17K ﹤0.01%
520
+328
+171% +$11.7K
FXI icon
588
iShares China Large-Cap ETF
FXI
$4.31B
$17K ﹤0.01%
480
-1,745
-78% -$67.8K
GCC icon
589
WisdomTree Enhanced Commodity Strategy Fund
GCC
$274M
$17K ﹤0.01%
911
– –
HAL icon
590
Halliburton
HAL
$26.6B
$17K ﹤0.01%
487
-50
-9% -$1.97K
IGE icon
591
iShares North American Natural Resources ETF
IGE
$758M
$17K ﹤0.01%
610
-238
-28% -$7.66K
MA icon
592
Mastercard
MA
$493B
$17K ﹤0.01%
192
+162
+540% +$15.2K
MMS icon
593
Maximus
MMS
$3.1B
$17K ﹤0.01%
300
– –
NCV
594
Virtus Convertible & Income Fund
NCV
$390M
$17K ﹤0.01%
749
+274
+58% +$7.85K
RWR icon
595
State Street SPDR Dow Jones REIT ETF
RWR
$1.97B
$17K ﹤0.01%
208
-347
-63% -$30.2K
TXT icon
596
Textron
TXT
$15.4B
$17K ﹤0.01%
477
– –
UFPI icon
597
UFP Industries
UFPI
$5.19B
$17K ﹤0.01%
+900
New +$17.9K
HBMD
598
DELISTED
Howard Bancorp, Inc. Common Stock
HBMD
$17K ﹤0.01%
1,230
– –
FGP
599
DELISTED
Ferrellgas Partners, L.P.
FGP
$17K ﹤0.01%
898
+202
+29% +$4.31K
NQU
600
DELISTED
NUVEEN QUALITY INCOME MUNI FD
NQU
$17K ﹤0.01%
1,300
+800
+160% +$10.8K
22 23
24
25 26

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
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Regal Investment Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, Regal Investment Advisors held 1,192 positions worth $385M, up 4.2% from $370M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Regal Investment Advisors deployed $48.1M of net new capital in Q3 2015, opening 215 new positions and adding to 313 existing holdings. Its largest new stake was Kforce: 138,869 shares worth $3.65M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 9.1% of assets, up from 8.7% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Invesco Senior Loan ETF, an estimated $4.02M trimmed.

  • Regal Investment Advisors's largest Q3 2015 buy was Kforce: 138,869 shares worth $3.65M.
  • Regal Investment Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q3 2015, an estimated $9M increase.
  • Regal Investment Advisors's biggest Q3 2015 reduction was Invesco Senior Loan ETF, cutting an estimated $4.02M.
  • Regal Investment Advisors fully exited Invesco CurrencyShares Swiss Franc Trust in Q3 2015, selling an estimated $544K.
  • Regal Investment Advisors's ten largest holdings make up 18% of its $385M portfolio in Q3 2015.
  • Regal Investment Advisors opened 215 new positions and closed 74 in Q3 2015.
  • Regal Investment Advisors's portfolio value rose 4.2% quarter-over-quarter to $385M.

Based on Regal Investment Advisors's 13F filing for Q3 2015, filed 12 Nov 2015.