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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-1.23%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$370M
AUM Growth
-$35M
Cap. Flow
-$27.9M
Cap. Flow %
-7.56%
Top 10 Hldgs %
16.35%
Holding
1,092
New
87
Increased
249
Reduced
266
Closed
121

Top Buys

Rank Stock Value
1
BKLN icon
Invesco Senior Loan ETF
BKLN
+$3.96M
2
AAXJ icon
iShares MSCI All Country Asia ex Japan ETF
AAXJ
+$3.39M
3
EWJ icon
iShares MSCI Japan ETF
EWJ
+$3.36M
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$3.16M
5
PODD icon
Insulet
PODD
+$3.16M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$9.67M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$4.49M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.43M
4
VNQ icon
Vanguard Real Estate ETF
VNQ
+$4.06M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$3.51M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 8.67%
2 Healthcare 7.38%
3 Financials 6.68%
4 Energy 4.47%
5 Technology 4.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BBWI icon
576
Bath & Body Works
BBWI
$4.1B
$17K ﹤0.01%
247
– –
EFAV icon
577
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.51B
$17K ﹤0.01%
270
+110
+69% +$7.47K
KR icon
578
Kroger
KR
$34.8B
$17K ﹤0.01%
470
+220
+88% +$8K
MLI icon
579
Mueller Industries
MLI
$15.2B
$17K ﹤0.01%
2,068
-323,792
-99% -$2.89M
NCZ
580
Virtus Convertible & Income Fund II
NCZ
$301M
$17K ﹤0.01%
591
– –
NSC icon
581
Norfolk Southern
NSC
$75.1B
$17K ﹤0.01%
200
– –
PRU icon
582
Prudential Financial
PRU
$41.8B
$17K ﹤0.01%
200
– –
HBMD
583
DELISTED
Howard Bancorp, Inc. Common Stock
HBMD
$17K ﹤0.01%
1,230
– –
ARMH
584
DELISTED
ARM HOLDINGS PLC ADS
ARMH
$17K ﹤0.01%
350
– –
AMZN icon
585
Amazon
AMZN
$2.96T
$16K ﹤0.01%
740
-260
-26% -$5.43K
DGS icon
586
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
$1.77B
$16K ﹤0.01%
385
– –
GLW icon
587
Corning
GLW
$143B
$16K ﹤0.01%
+818
New +$17.5K
MED icon
588
Medifast
MED
$141M
$16K ﹤0.01%
500
– –
PBA icon
589
Pembina Pipeline
PBA
$27.6B
$16K ﹤0.01%
510
– –
ANDV
590
DELISTED
Andeavor
ANDV
$16K ﹤0.01%
200
– –
CIEN icon
591
Ciena
CIEN
$58.4B
$15K ﹤0.01%
650
– –
GNSS icon
592
Genasys
GNSS
$79.2M
$15K ﹤0.01%
8,000
– –
HCSG icon
593
Healthcare Services Group
HCSG
$1.53B
$15K ﹤0.01%
481
+1
+0.2% +$31
IAU icon
594
iShares Gold Trust
IAU
$67.5B
$15K ﹤0.01%
703
+638
+982% +$14.7K
NCV
595
Virtus Convertible & Income Fund
NCV
$390M
$15K ﹤0.01%
475
– –
SCHF icon
596
Schwab International Equity ETF
SCHF
$68.7B
$15K ﹤0.01%
1,036
– –
SHV icon
597
iShares 0-1 Year Treasury Bond ETF
SHV
$20.6B
$15K ﹤0.01%
137
-109
-44% -$12K
MFD
598
DELISTED
Macquarie/First Trust Global Infrastructure/Utilities Dividend & Income Fund
MFD
$15K ﹤0.01%
1,000
– –
FGP
599
DELISTED
Ferrellgas Partners, L.P.
FGP
$15K ﹤0.01%
696
+91
+15% +$2.16K
ADRE
600
DELISTED
Invesco BLDRS Emerging Markets 50 ADR Index Fund
ADRE
$15K ﹤0.01%
431
– –
22 23
24
25 26

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
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Regal Investment Advisors's Q2 2015 Portfolio in Review

As of Q2 2015, Regal Investment Advisors held 1,092 positions worth $370M, down 8.7% from $405M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Regal Investment Advisors withdrew a net $27.9M in Q2 2015, closing 121 positions and reducing 266 holdings. Its most notable exit was WisdomTree US SmallCap Dividend Fund, an estimated $1.04M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 8.7% of assets, up from 8.1% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Regal Investment Advisors opened a new position in Insulet worth $3.32M.

  • Regal Investment Advisors's largest Q2 2015 buy was Insulet: 107,267 shares worth $3.32M.
  • Regal Investment Advisors added most to Invesco Senior Loan ETF in Q2 2015, an estimated $3.96M increase.
  • Regal Investment Advisors's biggest Q2 2015 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $9.67M.
  • Regal Investment Advisors fully exited WisdomTree US SmallCap Dividend Fund in Q2 2015, selling an estimated $1.04M.
  • Regal Investment Advisors's ten largest holdings make up 16% of its $370M portfolio in Q2 2015.
  • Regal Investment Advisors opened 87 new positions and closed 121 in Q2 2015.
  • Regal Investment Advisors's portfolio value fell 8.7% quarter-over-quarter to $370M.

Based on Regal Investment Advisors's 13F filing for Q2 2015, filed 23 Jul 2015.