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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+8.26%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$175M
AUM Growth
+$3.45M
Cap. Flow
+$6.2M
Cap. Flow %
3.55%
Top 10 Hldgs %
15.72%
Holding
1,045
New
138
Increased
210
Reduced
309
Closed
203

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$13.7M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.57M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$1.57M
4
RPXC
RPX Corporation
RPXC
+$1.3M
5
CPLA
Capella Education Company
CPLA
+$1.21M

Top Sells

Rank Stock Value
1
BND icon
Vanguard Total Bond Market
BND
+$1.63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$1.51M
3
SAM icon
Boston Beer
SAM
+$1.43M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.38M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$1.27M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 9.03%
2 Energy 6.62%
3 Industrials 6.39%
4 Consumer Staples 6.37%
5 Healthcare 5.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HIG icon
576
Hartford Financial Services
HIG
$39.3B
$11K 0.01%
300
– –
HMC icon
577
Honda
HMC
$41.3B
$11K 0.01%
260
– –
LUMN icon
578
Lumen
LUMN
$6.44B
$11K 0.01%
336
+279
+489% +$8.91K
NDLS icon
579
Noodles & Co
NDLS
$107M
$11K 0.01%
+38
New +$12.6K
POR icon
580
Portland General Electric
POR
$5.77B
$11K 0.01%
375
– –
PRFZ icon
581
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.89B
$11K 0.01%
580
– –
PWV icon
582
Invesco Large Cap Value ETF
PWV
$1.72B
$11K 0.01%
400
– –
SLM icon
583
SLM Corp
SLM
$5.15B
$11K 0.01%
1,212
-14
-1% -$129
VXUS icon
584
Vanguard Total International Stock ETF
VXUS
$160B
$11K 0.01%
215
– –
CPAY icon
585
Corpay
CPAY
$25.7B
$11K 0.01%
+90
New +$10.3K
NBIS
586
Nebius Group N.V.
NBIS
$47.7B
$11K 0.01%
+266
New +$10.3K
CMA
587
DELISTED
Comerica
CMA
$10K 0.01%
200
– –
FNX icon
588
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.41B
$10K 0.01%
+200
New +$9.62K
IP icon
589
International Paper
IP
$22B
$10K 0.01%
214
– –
JPC icon
590
Nuveen Preferred & Income Opportunities Fund
JPC
$2.9B
$10K 0.01%
1,080
-483
-31% -$4.22K
K
591
DELISTED
Kellanova
K
$10K 0.01%
182
– –
MAT icon
592
Mattel
MAT
$4.23B
$10K 0.01%
200
– –
MFC icon
593
Manulife Financial
MFC
$73.5B
$10K 0.01%
494
-366
-43% -$6.69K
NHI icon
594
National Health Investors
NHI
$3.65B
$10K 0.01%
179
+18
+11% +$1.07K
NI icon
595
NiSource
NI
$20.4B
$10K 0.01%
809
– –
OLN icon
596
Olin
OLN
$2.12B
$10K 0.01%
354
-197
-36% -$4.89K
WTRG icon
597
Essential Utilities
WTRG
$11.4B
$10K 0.01%
406
– –
ZTS icon
598
Zoetis
ZTS
$30B
$10K 0.01%
+295
New +$9.41K
SAVE
599
DELISTED
Spirit Airlines, Inc.
SAVE
$10K 0.01%
+219
New +$9.32K
SFUN
600
DELISTED
Fang Holdings Limited American Depositary Shares (each representing ten Class A Ordinary Shares)
SFUN
$10K 0.01%
+12
New +$7.54K
22 23
24
25 26

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PAIM
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CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, Regal Investment Advisors held 1,045 positions worth $175M, up 2% from $171M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Regal Investment Advisors deployed $6.2M of net new capital in Q4 2013, opening 138 new positions and adding to 210 existing holdings. Its largest new stake was RPX Corporation: 76,430 shares worth $1.29M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 9% of assets, up from 7.5% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares 3-7 Year Treasury Bond ETF, an estimated $1.51M trimmed.

  • Regal Investment Advisors's largest Q4 2013 buy was RPX Corporation: 76,430 shares worth $1.29M.
  • Regal Investment Advisors added most to Mastercard in Q4 2013, an estimated $13.7M increase.
  • Regal Investment Advisors's biggest Q4 2013 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $1.51M.
  • Regal Investment Advisors fully exited Vanguard Total Bond Market in Q4 2013, selling an estimated $1.63M.
  • Regal Investment Advisors's ten largest holdings make up 16% of its $175M portfolio in Q4 2013.
  • Regal Investment Advisors opened 138 new positions and closed 203 in Q4 2013.
  • Regal Investment Advisors's portfolio value rose 2% quarter-over-quarter to $175M.

Based on Regal Investment Advisors's 13F filing for Q4 2013, filed 6 Feb 2014.