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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+7.01%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.43B
AUM Growth
-$104M
Cap. Flow
-$193M
Cap. Flow %
-13.53%
Top 10 Hldgs %
20.8%
Holding
589
New
19
Increased
212
Reduced
246
Closed
89

Top Buys

Rank Stock Value
1
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$7.98M
2
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$6.18M
3
TLH icon
iShares 10-20 Year Treasury Bond ETF
TLH
+$3.48M
4
SLB icon
SLB Ltd
SLB
+$2.45M
5
DYNF icon
BlackRock US Equity Factor Rotation ETF
DYNF
+$2.44M

Top Sells

Rank Stock Value
1
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$17.5M
2
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$17M
3
BUFF icon
Innovator Laddered Allocation Power Buffer ETF
BUFF
+$10M
4
SPGP icon
Invesco S&P 500 GARP ETF
SPGP
+$9.74M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$8.61M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Healthcare 5.26%
3 Consumer Staples 4.97%
4 Consumer Discretionary 4.21%
5 Financials 3.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OMFL icon
551
Invesco Russell 1000 Dynamic Multifactor ETF
OMFL
$4.87B
– –
-8,119
Closed -$426K
OXY icon
552
Occidental Petroleum
OXY
$55.9B
– –
-3,173
Closed -$200K
PAA icon
553
Plains All American Pipeline
PAA
$16.1B
– –
-16,288
Closed -$291K
PALC icon
554
Pacer Lunt Large Cap Multi-Factor Alternator ETF
PALC
$216M
– –
-8,576
Closed -$417K
PGR icon
555
Progressive
PGR
$125B
– –
-1,634
Closed -$339K
PINS icon
556
Pinterest
PINS
$13.4B
– –
-5,943
Closed -$262K
PNC icon
557
PNC Financial Services
PNC
$101B
– –
-1,396
Closed -$217K
PWR icon
558
Quanta Services
PWR
$101B
– –
-813
Closed -$206K
QJUN icon
559
FT Vest Growth-100 Buffer ETF June
QJUN
$678M
– –
-8,365
Closed -$221K
QQQ icon
560
PUT
Invesco QQQ Trust
QQQ
$481B
– –
-46,300
Closed -$22.2M
RPM icon
561
RPM International
RPM
$15B
– –
-2,099
Closed -$226K
RSPG icon
562
Invesco S&P 500 Equal Weight Energy ETF
RSPG
$560M
– –
-4,435
Closed -$358K
SCHB icon
563
Schwab US Broad Market ETF
SCHB
$44.9B
– –
-10,263
Closed -$215K
SMCI icon
564
Super Micro Computer
SMCI
$20.1B
– –
-4,610
Closed -$378K
SOFI icon
565
SoFi Technologies
SOFI
$23.7B
– –
-19,774
Closed -$131K
SOXX icon
566
iShares Semiconductor ETF
SOXX
$45.9B
– –
-1,306
Closed -$322K
SPDW icon
567
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$41.7B
– –
-14,332
Closed -$503K
SPEM icon
568
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.7B
– –
-7,646
Closed -$288K
SPHQ icon
569
Invesco S&P 500 Quality ETF
SPHQ
$19.7B
– –
-7,319
Closed -$465K
SPYM
570
State Street SPDR Portfolio S&P 500 ETF
SPYM
$169B
– –
-3,531
Closed -$226K
STIP icon
571
iShares 0-5 Year TIPS Bond ETF
STIP
$15.9B
– –
-2,561
Closed -$255K
STPZ icon
572
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
$524M
– –
-8,053
Closed -$416K
TJX icon
573
TJX Companies
TJX
$178B
– –
-2,027
Closed -$223K
TUA icon
574
Simplify Short Term Treasury Futures Strategy ETF
TUA
$658M
– –
-23,834
Closed -$508K
USFR icon
575
WisdomTree Floating Rate Treasury Fund
USFR
$18.4B
– –
-16,302
Closed -$820K
20 21 22
23
24

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CC
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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q3 2024 Portfolio in Review

As of Q3 2024, Regal Investment Advisors held 589 positions worth $1.43B, down 6.8% from $1.53B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors withdrew a net $193M in Q3 2024, closing 89 positions and reducing 246 holdings. Its most notable exit was WisdomTree Trust WisdomTree US Quality Dividend Growth Fund, an estimated $8.61M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, down from 9.3% a quarter earlier, followed by Healthcare and Consumer Staples.

Against the trend, Regal Investment Advisors opened a new position in BondBloxx Bloomberg One Year Target Duration US Treasury ETF worth $943K.

  • Regal Investment Advisors's largest Q3 2024 buy was BondBloxx Bloomberg One Year Target Duration US Treasury ETF: 18,875 shares worth $943K.
  • Regal Investment Advisors added most to iShares Core Universal USD Bond ETF in Q3 2024, an estimated $7.98M increase.
  • Regal Investment Advisors's biggest Q3 2024 reduction was Fidelity Nasdaq Composite Index ETF, cutting an estimated $17.5M.
  • Regal Investment Advisors fully exited WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q3 2024, selling an estimated $8.61M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $1.43B portfolio in Q3 2024.
  • Regal Investment Advisors opened 19 new positions and closed 89 in Q3 2024.
  • Regal Investment Advisors's portfolio value fell 6.8% quarter-over-quarter to $1.43B.

Based on Regal Investment Advisors's 13F filing for Q3 2024, filed 12 Nov 2024.