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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+8.09%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.46B
AUM Growth
+$141M
Cap. Flow
+$44.3M
Cap. Flow %
3.03%
Top 10 Hldgs %
19.38%
Holding
611
New
67
Increased
277
Reduced
206
Closed
31

Top Buys

Rank Stock Value
1
FYT icon
First Trust Small Cap Value AlphaDEX Fund
FYT
+$6.7M
2
DYNF icon
BlackRock US Equity Factor Rotation ETF
DYNF
+$6.22M
3
NFTY icon
First Trust India Nifty 50 Equal Weight ETF
NFTY
+$6.13M
4
PWB icon
Invesco Large Cap Growth ETF
PWB
+$5.98M
5
GTO icon
Invesco Total Return Bond ETF
GTO
+$5.73M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.5M
2
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$6.28M
3
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$6.21M
4
FTA icon
First Trust Large Cap Value AlphaDEX Fund
FTA
+$5.28M
5
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$4.65M

Sector Composition

Rank Sector Weight
1 Technology 8.36%
2 Healthcare 5.17%
3 Consumer Staples 4.54%
4 Financials 3.98%
5 Consumer Discretionary 3.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VFH icon
551
Vanguard Financials ETF
VFH
$13.8B
$203K 0.01%
+1,984
New +$190K
MOH icon
552
Molina Healthcare
MOH
$10.4B
$203K 0.01%
+494
New +$191K
OIH icon
553
CALL
VanEck Oil Services ETF
OIH
$1.93B
$202K 0.01%
+600
New +$182K
NEE icon
554
NextEra Energy
NEE
$176B
$202K 0.01%
+3,157
New +$185K
OHI icon
555
Omega Healthcare
OHI
$14.3B
$201K 0.01%
6,360
-203
-3% -$6.17K
RIVN icon
556
Rivian
RIVN
$23.3B
$199K 0.01%
18,212
+6,354
+54% +$91.6K
MP icon
557
MP Materials
MP
$9.71B
$175K 0.01%
12,241
+500
+4% +$7.91K
EXTR icon
558
Extreme Networks
EXTR
$3.14B
$162K 0.01%
14,000
– –
WU icon
559
Western Union
WU
$2.17B
$143K 0.01%
+10,260
New +$132K
STKL
560
DELISTED
SunOpta
STKL
$142K 0.01%
20,658
+2,706
+15% +$16.7K
ETW
561
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.06B
$141K 0.01%
17,250
– –
SOFI icon
562
SoFi Technologies
SOFI
$23.5B
$135K 0.01%
18,434
-1,740
-9% -$13.8K
PSEC icon
563
Prospect Capital
PSEC
$1.14B
$130K 0.01%
23,552
+250
+1% +$1.44K
MUJ icon
564
BlackRock MuniHoldings New Jersey Quality Fund
MUJ
$653M
$127K 0.01%
+10,954
New +$126K
UAA icon
565
Under Armour
UAA
$2.43B
$99.3K 0.01%
13,450
– –
QURE icon
566
uniQure
QURE
$3.21B
$85.1K 0.01%
16,359
+266
+2% +$1.53K
PMM
567
Franklin Managed Municipal Income Trust
PMM
$272M
$81.5K 0.01%
13,606
– –
TSI
568
TCW Strategic Income Fund
TSI
$213M
$64.2K ﹤0.01%
13,350
– –
WW
569
DELISTED
WW International
WW
$61.6K ﹤0.01%
33,300
-800
-2% -$3.18K
SMR icon
570
NuScale Power
SMR
$3.82B
$59.3K ﹤0.01%
11,169
-6,615
-37% -$23.7K
ABEV icon
571
Ambev
ABEV
$45.7B
$54.5K ﹤0.01%
21,978
+4,330
+25% +$11.3K
AKYA
572
DELISTED
Akoya BioSciences
AKYA
$53.6K ﹤0.01%
11,420
+280
+3% +$1.45K
FSI icon
573
Flexible Solutions
FSI
$63.5M
$53.5K ﹤0.01%
28,460
– –
RKLB icon
574
Rocket Lab Corp
RKLB
$50.7B
$45.9K ﹤0.01%
11,177
+271
+2% +$1.25K
PBI icon
575
Pitney Bowes
PBI
$2.35B
$45.5K ﹤0.01%
10,500
– –
21 22
23
24 25

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
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Regal Investment Advisors's Q1 2024 Portfolio in Review

As of Q1 2024, Regal Investment Advisors held 611 positions worth $1.46B, up 11% from $1.32B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $44.3M of net new capital in Q1 2024, opening 67 new positions and adding to 277 existing holdings. Its largest new stake was First Trust Small Cap Value AlphaDEX Fund: 127,623 shares worth $6.93M.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, up from 8.3% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $13.5M trimmed.

  • Regal Investment Advisors's largest Q1 2024 buy was First Trust Small Cap Value AlphaDEX Fund: 127,623 shares worth $6.93M.
  • Regal Investment Advisors added most to Goldman Sachs Access Investment Grade Corporate Bond ETF in Q1 2024, an estimated $4.07M increase.
  • Regal Investment Advisors's biggest Q1 2024 reduction was iShares Core S&P 500 ETF, cutting an estimated $13.5M.
  • Regal Investment Advisors fully exited First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF in Q1 2024, selling an estimated $2.67M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $1.46B portfolio in Q1 2024.
  • Regal Investment Advisors opened 67 new positions and closed 31 in Q1 2024.
  • Regal Investment Advisors's portfolio value rose 11% quarter-over-quarter to $1.46B.

Based on Regal Investment Advisors's 13F filing for Q1 2024, filed 15 May 2024.