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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-3.4%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.09B
AUM Growth
-$39.1M
Cap. Flow
+$11.2M
Cap. Flow %
1.03%
Top 10 Hldgs %
20.8%
Holding
587
New
52
Increased
239
Reduced
220
Closed
59

Top Buys

Rank Stock Value
1
SDVY icon
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
+$9.58M
2
IQLT icon
iShares MSCI Intl Quality Factor ETF
IQLT
+$7.79M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$5.71M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$5.63M
5
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$4.88M

Top Sells

Rank Stock Value
1
JSMD icon
Janus Henderson Small/Mid Cap Growth Alpha ETF
JSMD
+$7.85M
2
FPXI icon
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
+$6.28M
3
BND icon
Vanguard Total Bond Market
BND
+$5.11M
4
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$1.94M
5
TIP icon
iShares TIPS Bond ETF
TIP
+$1.75M

Sector Composition

Rank Sector Weight
1 Technology 8.26%
2 Healthcare 5.58%
3 Consumer Staples 3.92%
4 Consumer Discretionary 3.22%
5 Financials 3.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IXG icon
551
iShares Global Financials ETF
IXG
$696M
– –
-16,556
Closed -$1.32M
IYG icon
552
iShares US Financial Services ETF
IYG
$2.21B
– –
-20,907
Closed -$1.34M
KBA icon
553
KraneShares Bosera MSCI China A 50 Connect Index ETF
KBA
$149M
– –
-4,605
Closed -$200K
KBWD icon
554
Invesco KBW High Dividend Yield Financial ETF
KBWD
$421M
– –
-15,746
Closed -$319K
KEYS icon
555
Keysight
KEYS
$58.3B
– –
-1,264
Closed -$261K
LESL icon
556
Leslie's
LESL
$10.7M
– –
-486
Closed -$230K
LNT icon
557
Alliant Energy
LNT
$17.7B
– –
-3,462
Closed -$213K
LPX icon
558
Louisiana-Pacific
LPX
$5.22B
– –
-2,897
Closed -$227K
MASI
559
DELISTED
Masimo
MASI
– –
-1,184
Closed -$347K
ORN icon
560
Orion Group Holdings
ORN
$403M
– –
-48,182
Closed -$182K
PENN icon
561
PENN Entertainment
PENN
$2.57B
– –
-6,049
Closed -$314K
PGX icon
562
Invesco Preferred ETF
PGX
$3.76B
– –
-60,827
Closed -$912K
PSK icon
563
State Street SPDR ICE Preferred Securities ETF
PSK
$683M
– –
-7,859
Closed -$337K
PSX icon
564
Phillips 66
PSX
$85.4B
– –
-3,430
Closed -$249K
PZA icon
565
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.26B
– –
-39,652
Closed -$1.07M
RBB icon
566
RBB Bancorp
RBB
$450M
– –
-9,636
Closed -$252K
REM icon
567
iShares Mortgage Real Estate ETF
REM
$535M
– –
-11,030
Closed -$381K
SJNK icon
568
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.79B
– –
-28,273
Closed -$768K
SMMV icon
569
iShares MSCI USA Small-Cap Min Vol Factor ETF
SMMV
$291M
– –
-5,894
Closed -$230K
SNPS icon
570
Synopsys
SNPS
$79.5B
– –
-3,304
Closed -$1.22M
SPTS icon
571
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
$6.11B
– –
-6,609
Closed -$201K
SPY icon
572
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$810B
– –
-100
Closed -$47K
SVM
573
Silvercorp Metals
SVM
$2.68B
– –
-16,145
Closed -$61K
SWK icon
574
Stanley Black & Decker
SWK
$15.5B
– –
-1,125
Closed -$212K
TFI icon
575
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.17B
– –
-20,708
Closed -$1.07M
20 21 22
23
24

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CC
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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q1 2022 Portfolio in Review

As of Q1 2022, Regal Investment Advisors held 587 positions worth $1.09B, down 3.5% from $1.13B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors's Q1 2022 filing shows 52 new, 239 increased, 220 reduced and 59 closed positions. Its largest new stake was First Trust SMID Cap Rising Dividend Achievers ETF: 331,887 shares worth $9.25M. The largest sale was Janus Henderson Small/Mid Cap Growth Alpha ETF, an estimated $7.85M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, down from 9.2% a quarter earlier, followed by Healthcare and Consumer Staples.

  • Regal Investment Advisors's largest Q1 2022 buy was First Trust SMID Cap Rising Dividend Achievers ETF: 331,887 shares worth $9.25M.
  • Regal Investment Advisors added most to iShares MSCI USA Quality Factor ETF in Q1 2022, an estimated $5.71M increase.
  • Regal Investment Advisors's biggest Q1 2022 reduction was Janus Henderson Small/Mid Cap Growth Alpha ETF, cutting an estimated $7.85M.
  • Regal Investment Advisors fully exited First Trust NASDAQ Cybersecurity ETF in Q1 2022, selling an estimated $1.55M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $1.09B portfolio in Q1 2022.
  • Regal Investment Advisors opened 52 new positions and closed 59 in Q1 2022.
  • Regal Investment Advisors's portfolio value fell 3.5% quarter-over-quarter to $1.09B.

Based on Regal Investment Advisors's 13F filing for Q1 2022, filed 9 May 2022.