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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+7.15%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.13B
AUM Growth
+$98.4M
Cap. Flow
+$34.6M
Cap. Flow %
3.06%
Top 10 Hldgs %
20.53%
Holding
569
New
43
Increased
298
Reduced
171
Closed
34

Top Buys

Rank Stock Value
1
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$3.67M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$3.29M
3
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$2.01M
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$1.78M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$1.62M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$2.32M
2
IXN icon
iShares Global Tech ETF
IXN
+$1.79M
3
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$1.33M
4
RSPD icon
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
+$1.23M
5
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$1.23M

Sector Composition

Rank Sector Weight
1 Technology 9.17%
2 Healthcare 5.51%
3 Consumer Staples 3.91%
4 Consumer Discretionary 3.82%
5 Financials 3.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NVS icon
551
Novartis
NVS
$297B
– –
-2,837
Closed -$232K
PANW icon
552
Palo Alto Networks
PANW
$297B
– –
-7,380
Closed -$589K
QLD icon
553
ProShares Ultra QQQ
QLD
$14.1B
– –
-15,728
Closed -$572K
RKT icon
554
Rocket Companies
RKT
$38.9B
– –
-47,710
Closed -$765K
RSPD icon
555
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
$338M
– –
-25,662
Closed -$1.23M
SHYG icon
556
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.6B
– –
-23,205
Closed -$1.06M
SSO icon
557
ProShares Ultra S&P500
SSO
$8.41B
– –
-17,320
Closed -$519K
TDSB icon
558
Exchange Listed Funds Trust ETC Cabana Target Beta ETF
TDSB
$49.5M
– –
-15,589
Closed –
TDSC icon
559
Exchange Listed Funds Trust ETC Cabana Target Drawdown 10 ETF
TDSC
$105M
– –
-18,063
Closed –
UONEK icon
560
Urban One Class D
UONEK
$23.8M
– –
-1,731
Closed -$118K
UWM icon
561
ProShares Ultra Russell2000
UWM
$245M
– –
-4,222
Closed -$228K
VZ icon
562
CALL
Verizon
VZ
$196B
– –
-1,000
Closed -$54K
XLB icon
563
State Street Materials Select Sector SPDR ETF
XLB
$8.66B
– –
-18,188
Closed -$719K
COUP
564
DELISTED
Coupa Software Incorporated
COUP
– –
-1,087
Closed -$238K
TWTR
565
DELISTED
Twitter, Inc.
TWTR
– –
-4,185
Closed -$253K
RDS.A
566
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
– –
-5,467
Closed -$244K
NXQ
567
DELISTED
NUVEEN ELECT TAX-FREE INC 2
NXQ
– –
-23,968
Closed -$374K
TFIV
568
DELISTED
Global X TargetIncome 5 ETF
TFIV
– –
-15,030
Closed -$358K
ATVI
569
DELISTED
Activision Blizzard
ATVI
– –
-2,579
Closed -$200K
19 20 21 22
23

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
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Regal Investment Advisors's Q4 2021 Portfolio in Review

As of Q4 2021, Regal Investment Advisors held 569 positions worth $1.13B, up 9.5% from $1.03B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors deployed $34.6M of net new capital in Q4 2021, opening 43 new positions and adding to 298 existing holdings. Its largest new stake was iShares Morningstar Mid-Cap Growth ETF: 22,293 shares worth $1.63M.

By sector, the portfolio is most concentrated in Technology at 9.2% of assets, down from 9.2% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares 20+ Year Treasury Bond ETF, an estimated $2.32M trimmed.

  • Regal Investment Advisors's largest Q4 2021 buy was iShares Morningstar Mid-Cap Growth ETF: 22,293 shares worth $1.63M.
  • Regal Investment Advisors added most to iShares Preferred and Income Securities ETF in Q4 2021, an estimated $3.67M increase.
  • Regal Investment Advisors's biggest Q4 2021 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $2.32M.
  • Regal Investment Advisors fully exited Invesco S&P 500 Equal Weight Consumer Discretionary ETF in Q4 2021, selling an estimated $1.23M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $1.13B portfolio in Q4 2021.
  • Regal Investment Advisors opened 43 new positions and closed 34 in Q4 2021.
  • Regal Investment Advisors's portfolio value rose 9.5% quarter-over-quarter to $1.13B.

Based on Regal Investment Advisors's 13F filing for Q4 2021, filed 10 Feb 2022.