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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-1.23%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$370M
AUM Growth
-$35M
Cap. Flow
-$27.9M
Cap. Flow %
-7.56%
Top 10 Hldgs %
16.35%
Holding
1,092
New
87
Increased
249
Reduced
266
Closed
121

Top Buys

Rank Stock Value
1
BKLN icon
Invesco Senior Loan ETF
BKLN
+$3.96M
2
AAXJ icon
iShares MSCI All Country Asia ex Japan ETF
AAXJ
+$3.39M
3
EWJ icon
iShares MSCI Japan ETF
EWJ
+$3.36M
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$3.16M
5
PODD icon
Insulet
PODD
+$3.16M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$9.67M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$4.49M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.43M
4
VNQ icon
Vanguard Real Estate ETF
VNQ
+$4.06M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$3.51M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 8.67%
2 Healthcare 7.38%
3 Financials 6.68%
4 Energy 4.47%
5 Technology 4.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZBH icon
551
Zimmer Biomet
ZBH
$18.4B
$21K 0.01%
206
+131
+175% +$14.5K
MIC
552
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
$21K 0.01%
255
-66
-21% -$5.58K
DNI
553
DELISTED
Dividend and Income Fund
DNI
$21K 0.01%
1,546
-150
-9% -$2.25K
ADT
554
DELISTED
ADT Corp
ADT
$21K 0.01%
628
+5
+0.8% +$190
ADX icon
555
Adams Diversified Equity Fund
ADX
$3.2B
$20K 0.01%
1,472
+2
+0.1% +$28
GCC icon
556
WisdomTree Enhanced Commodity Strategy Fund
GCC
$274M
$20K 0.01%
911
+160
+21% +$3.48K
GEO icon
557
The GEO Group
GEO
$4.1B
$20K 0.01%
899
+3
+0.3% +$77
GUT
558
Gabelli Utility Trust
GUT
$559M
$20K 0.01%
3,488
– –
MTB icon
559
M&T Bank
MTB
$36.2B
$20K 0.01%
168
+1
+0.6% +$123
IFLN
560
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$307M
$20K 0.01%
1,120
– –
SR icon
561
Spire
SR
$4.85B
$20K 0.01%
400
– –
TECK icon
562
Teck Resources
TECK
$32.6B
$20K 0.01%
2,056
-745
-27% -$9.62K
TRV icon
563
Travelers Companies
TRV
$80.2B
$20K 0.01%
214
– –
XRT icon
564
State Street SPDR S&P Retail ETF
XRT
$327M
$20K 0.01%
412
+298
+261% +$14.8K
DTV
565
DELISTED
DIRECTV COM STK (DE)
DTV
$20K 0.01%
218
– –
GM icon
566
General Motors
GM
$76.8B
$19K 0.01%
600
– –
INGR icon
567
Ingredion
INGR
$6.58B
$19K 0.01%
240
-34,841
-99% -$2.8M
LKQ icon
568
LKQ Corp
LKQ
$6.29B
$19K 0.01%
650
– –
MGA icon
569
Magna International
MGA
$18.8B
$19K 0.01%
350
+75
+27% +$4.17K
MMS icon
570
Maximus
MMS
$3.11B
$19K 0.01%
300
-25
-8% -$1.64K
NOK icon
571
Nokia
NOK
$52.3B
$19K 0.01%
2,800
– –
SDPI
572
DELISTED
Superior Drilling Products Inc.
SDPI
$19K 0.01%
7,100
– –
CPL
573
DELISTED
CPFL Energia S.A.
CPL
$19K 0.01%
1,658
-117
-7% -$1.47K
CMO
574
DELISTED
Capstead Mortgage Corp.
CMO
$18K ﹤0.01%
1,682
– –
AAL icon
575
American Airlines Group
AAL
$10.6B
$17K ﹤0.01%
450
– –
21 22
23
24 25

Similar funds

PAIM
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CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q2 2015 Portfolio in Review

As of Q2 2015, Regal Investment Advisors held 1,092 positions worth $370M, down 8.7% from $405M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Regal Investment Advisors withdrew a net $27.9M in Q2 2015, closing 121 positions and reducing 266 holdings. Its most notable exit was WisdomTree US SmallCap Dividend Fund, an estimated $1.04M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 8.7% of assets, up from 8.1% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Regal Investment Advisors opened a new position in Insulet worth $3.32M.

  • Regal Investment Advisors's largest Q2 2015 buy was Insulet: 107,267 shares worth $3.32M.
  • Regal Investment Advisors added most to Invesco Senior Loan ETF in Q2 2015, an estimated $3.96M increase.
  • Regal Investment Advisors's biggest Q2 2015 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $9.67M.
  • Regal Investment Advisors fully exited WisdomTree US SmallCap Dividend Fund in Q2 2015, selling an estimated $1.04M.
  • Regal Investment Advisors's ten largest holdings make up 16% of its $370M portfolio in Q2 2015.
  • Regal Investment Advisors opened 87 new positions and closed 121 in Q2 2015.
  • Regal Investment Advisors's portfolio value fell 8.7% quarter-over-quarter to $370M.

Based on Regal Investment Advisors's 13F filing for Q2 2015, filed 23 Jul 2015.