We are live on ! Find out more
RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+1.94%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$405M
AUM Growth
+$31.8M
Cap. Flow
+$24.7M
Cap. Flow %
6.1%
Top 10 Hldgs %
19.08%
Holding
1,097
New
155
Increased
327
Reduced
249
Closed
92

Top Buys

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$4.18M
2
MON
Monsanto Co
MON
+$3.12M
3
WDR
Waddell & Reed Financial, Inc.
WDR
+$2.92M
4
GILD icon
Gilead Sciences
GILD
+$2.89M
5
PII icon
Polaris
PII
+$2.87M

Top Sells

Rank Stock Value
1
LZB icon
La-Z-Boy
LZB
+$7.6M
2
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$3.57M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$3.32M
4
RGR icon
Sturm, Ruger & Co
RGR
+$3.2M
5
PETM
PETSMART INC
PETM
+$3.16M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 8.15%
2 Financials 6.33%
3 Healthcare 6.27%
4 Consumer Staples 4.44%
5 Energy 4.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PKW icon
551
Invesco BuyBack Achievers ETF
PKW
$1.76B
$22K 0.01%
+440
New +$21.4K
SDPI
552
DELISTED
Superior Drilling Products Inc.
SDPI
$22K 0.01%
+7,100
New +$23.7K
AEC
553
DELISTED
ASSOCIATED ESTATES REALTY CORP
AEC
$22K 0.01%
900
– –
ADX icon
554
Adams Diversified Equity Fund
ADX
$3.2B
$21K 0.01%
1,470
+2
+0.1% +$28
DIV icon
555
Global X SuperDividend US ETF
DIV
$783M
$21K 0.01%
728
+186
+34% +$5.34K
MTB icon
556
M&T Bank
MTB
$36.2B
$21K 0.01%
167
+1
+0.6% +$121
NOK icon
557
Nokia
NOK
$52.3B
$21K 0.01%
2,800
– –
NSC icon
558
Norfolk Southern
NSC
$75.1B
$21K 0.01%
+200
New +$21.4K
IFLN
559
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$307M
$21K 0.01%
1,120
+188
+20% +$3.56K
TSLA icon
560
Tesla
TSLA
$1.3T
$21K 0.01%
1,680
-1,185
-41% -$16K
URBN icon
561
Urban Outfitters
URBN
$6.59B
$21K 0.01%
470
-76,846
-99% -$2.99M
USIG icon
562
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.3B
$21K 0.01%
+364
New +$20.5K
SLCA
563
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
$21K 0.01%
590
+515
+687% +$15K
CPL
564
DELISTED
CPFL Energia S.A.
CPL
$21K 0.01%
1,775
-789
-31% -$9.45K
CRM icon
565
Salesforce
CRM
$158B
$20K ﹤0.01%
292
-482
-62% -$29.9K
LLY icon
566
Eli Lilly
LLY
$1.06T
$20K ﹤0.01%
273
+25
+10% +$1.78K
NCZ
567
Virtus Convertible & Income Fund II
NCZ
$301M
$20K ﹤0.01%
591
+78
+15% +$2.66K
PKB icon
568
Invesco Building & Construction ETF
PKB
$453M
$20K ﹤0.01%
858
-2,141
-71% -$47.5K
SR icon
569
Spire
SR
$4.85B
$20K ﹤0.01%
+400
New +$21K
TAL icon
570
TAL Education Group
TAL
$6.87B
$20K ﹤0.01%
3,648
– –
CMO
571
DELISTED
Capstead Mortgage Corp.
CMO
$20K ﹤0.01%
1,682
– –
AMZN icon
572
Amazon
AMZN
$2.96T
$19K ﹤0.01%
1,000
– –
BBWI icon
573
Bath & Body Works
BBWI
$4.1B
$19K ﹤0.01%
247
– –
GNSS icon
574
Genasys
GNSS
$79.2M
$19K ﹤0.01%
8,000
– –
PHDG icon
575
Invesco S&P 500 Downside Hedged ETF
PHDG
$65M
$19K ﹤0.01%
+719
New +$19.9K
21 22
23
24 25

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q1 2015 Portfolio in Review

As of Q1 2015, Regal Investment Advisors held 1,097 positions worth $405M, up 8.5% from $373M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $24.7M of net new capital in Q1 2015, opening 155 new positions and adding to 327 existing holdings. Its largest new stake was Monsanto Co: 26,275 shares worth $2.96M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 8.1% of assets, down from 8.6% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was La-Z-Boy, an estimated $7.6M trimmed.

  • Regal Investment Advisors's largest Q1 2015 buy was Monsanto Co: 26,275 shares worth $2.96M.
  • Regal Investment Advisors added most to iShares Core S&P Mid-Cap ETF in Q1 2015, an estimated $4.18M increase.
  • Regal Investment Advisors's biggest Q1 2015 reduction was La-Z-Boy, cutting an estimated $7.6M.
  • Regal Investment Advisors fully exited PETSMART INC in Q1 2015, selling an estimated $3.16M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $405M portfolio in Q1 2015.
  • Regal Investment Advisors opened 155 new positions and closed 92 in Q1 2015.
  • Regal Investment Advisors's portfolio value rose 8.5% quarter-over-quarter to $405M.

Based on Regal Investment Advisors's 13F filing for Q1 2015, filed 30 Apr 2015.