We are live on ! Find out more
RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+8.26%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$175M
AUM Growth
+$3.45M
Cap. Flow
+$6.2M
Cap. Flow %
3.55%
Top 10 Hldgs %
15.72%
Holding
1,045
New
138
Increased
210
Reduced
309
Closed
203

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$13.7M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.57M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$1.57M
4
RPXC
RPX Corporation
RPXC
+$1.3M
5
CPLA
Capella Education Company
CPLA
+$1.21M

Top Sells

Rank Stock Value
1
BND icon
Vanguard Total Bond Market
BND
+$1.63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$1.51M
3
SAM icon
Boston Beer
SAM
+$1.43M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.38M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$1.27M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 9.03%
2 Energy 6.62%
3 Industrials 6.39%
4 Consumer Staples 6.37%
5 Healthcare 5.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HOG icon
551
Harley-Davidson
HOG
$2.71B
$12K 0.01%
173
+100
+137% +$6.62K
IVR icon
552
Invesco Mortgage Capital
IVR
$805M
$12K 0.01%
80
– –
MPC icon
553
Marathon Petroleum
MPC
$83.7B
$12K 0.01%
266
-272
-51% -$10.5K
REGN icon
554
Regeneron Pharmaceuticals
REGN
$80.8B
$12K 0.01%
43
– –
ECHO
555
EchoStar
ECHO
$26.2B
$12K 0.01%
291
-395
-58% -$15.4K
VECO icon
556
Veeco
VECO
$3.23B
$12K 0.01%
350
– –
VTR icon
557
Ventas
VTR
$47.9B
$12K 0.01%
178
+18
+11% +$1.25K
AT
558
DELISTED
Atlantic Power Corporation
AT
$12K 0.01%
3,180
-1,595
-33% -$6.41K
APU
559
DELISTED
AmeriGas Partners, L.P.
APU
$12K 0.01%
+272
New +$11.8K
ANDV
560
DELISTED
Andeavor
ANDV
$12K 0.01%
+200
New +$10.4K
UN
561
DELISTED
Unilever NV New York Registry Shares
UN
$12K 0.01%
297
+1
+0.3% +$39
TWC
562
DELISTED
TIME WARNER CABLE INC NEW COM STK
TWC
$12K 0.01%
+88
New +$10.9K
PXMC
563
DELISTED
POWERSHARES FUNDAMENTAL PURE MID CORE PORTFOLIO
PXMC
$12K 0.01%
335
– –
OIL
564
DELISTED
Barclays Bank PLC iPath Exchange Traded Notes Linked to Goldman Sachs Crude Oil Total Return In
OIL
$12K 0.01%
500
– –
ANIK icon
565
Anika Therapeutics
ANIK
$287M
$11K 0.01%
+285
New +$8.79K
BIIB icon
566
Biogen
BIIB
$30.7B
$11K 0.01%
40
-20
-33% -$5.17K
BKE icon
567
Buckle
BKE
$2.37B
$11K 0.01%
205
-28
-12% -$1.39K
BLV icon
568
Vanguard Long-Term Bond ETF
BLV
$5.75B
$11K 0.01%
131
– –
BUD icon
569
AB InBev
BUD
$165B
$11K 0.01%
100
+95
+1,900% +$9.71K
CCI icon
570
Crown Castle
CCI
$32.2B
$11K 0.01%
150
– –
CRM icon
571
Salesforce
CRM
$158B
$11K 0.01%
200
-1,050
-84% -$56.2K
DEW icon
572
WisdomTree Global High Dividend Fund
DEW
$155M
$11K 0.01%
225
– –
FAF icon
573
First American
FAF
$7.58B
$11K 0.01%
378
– –
HCI icon
574
HCI Group
HCI
$2.41B
$11K 0.01%
+210
New +$9.6K
HE icon
575
Hawaiian Electric Industries
HE
$2.14B
$11K 0.01%
434
+5
+1% +$129
21 22
23
24 25

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, Regal Investment Advisors held 1,045 positions worth $175M, up 2% from $171M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Regal Investment Advisors deployed $6.2M of net new capital in Q4 2013, opening 138 new positions and adding to 210 existing holdings. Its largest new stake was RPX Corporation: 76,430 shares worth $1.29M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 9% of assets, up from 7.5% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares 3-7 Year Treasury Bond ETF, an estimated $1.51M trimmed.

  • Regal Investment Advisors's largest Q4 2013 buy was RPX Corporation: 76,430 shares worth $1.29M.
  • Regal Investment Advisors added most to Mastercard in Q4 2013, an estimated $13.7M increase.
  • Regal Investment Advisors's biggest Q4 2013 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $1.51M.
  • Regal Investment Advisors fully exited Vanguard Total Bond Market in Q4 2013, selling an estimated $1.63M.
  • Regal Investment Advisors's ten largest holdings make up 16% of its $175M portfolio in Q4 2013.
  • Regal Investment Advisors opened 138 new positions and closed 203 in Q4 2013.
  • Regal Investment Advisors's portfolio value rose 2% quarter-over-quarter to $175M.

Based on Regal Investment Advisors's 13F filing for Q4 2013, filed 6 Feb 2014.