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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+5.17%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$171M
AUM Growth
-$9.92M
Cap. Flow
-$18.2M
Cap. Flow %
-10.63%
Top 10 Hldgs %
14.72%
Holding
996
New
72
Increased
239
Reduced
249
Closed
90

Top Buys

Rank Stock Value
1
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$2.45M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$1.92M
3
ISHG icon
iShares 1-3 Year International Treasury Bond ETF
ISHG
+$1.9M
4
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$1.83M
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$1.61M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$5.06M
2
SSO icon
ProShares Ultra S&P500
SSO
+$4.82M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$4.56M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$4.46M
5
DDM icon
ProShares Ultra Dow30
DDM
+$4.35M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 7.46%
2 Industrials 5.12%
3 Energy 5.1%
4 Consumer Staples 5.09%
5 Healthcare 4.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMS icon
551
CMS Energy
CMS
$22.3B
$13K 0.01%
500
– –
FAST icon
552
Fastenal
FAST
$59.5B
$13K 0.01%
1,060
+40
+4% +$474
MDT icon
553
Medtronic
MDT
$112B
$13K 0.01%
253
– –
MED icon
554
Medifast
MED
$141M
$13K 0.01%
500
– –
OLN icon
555
Olin
OLN
$2.12B
$13K 0.01%
551
-19
-3% -$449
PICB icon
556
Invesco International Corporate Bond ETF
PICB
$362M
$13K 0.01%
435
– –
REGN icon
557
Regeneron Pharmaceuticals
REGN
$80.8B
$13K 0.01%
+43
New +$11.3K
TU icon
558
Telus
TU
$15.3B
$13K 0.01%
790
+310
+65% +$4.83K
UNP icon
559
Union Pacific
UNP
$174B
$13K 0.01%
170
-1,000
-85% -$79K
VECO icon
560
Veeco
VECO
$3.23B
$13K 0.01%
350
-28,189
-99% -$986K
ARRS
561
DELISTED
ARRIS International plc Ordinary Shares
ARRS
$13K 0.01%
750
– –
AGU
562
DELISTED
Agrium
AGU
$13K 0.01%
150
– –
JGT
563
DELISTED
NUVEEN DIVERSIFIED CURRENCY OPPORTUNIES FUND(USA)
JGT
$13K 0.01%
1,200
– –
TSS
564
DELISTED
Total System Services, Inc.
TSS
$13K 0.01%
450
-110
-20% -$3.04K
BKE icon
565
Buckle
BKE
$2.37B
$12K 0.01%
233
-9
-4% -$475
CRUS icon
566
Cirrus Logic
CRUS
$6.26B
$12K 0.01%
508
– –
EWJ icon
567
iShares MSCI Japan ETF
EWJ
$23B
$12K 0.01%
250
– –
IVR icon
568
Invesco Mortgage Capital
IVR
$805M
$12K 0.01%
80
– –
MXI icon
569
iShares Global Materials ETF
MXI
$362M
$12K 0.01%
200
-200
-50% -$11.5K
NEE icon
570
NextEra Energy
NEE
$177B
$12K 0.01%
620
-44
-7% -$908
PFM icon
571
Invesco Dividend Achievers ETF
PFM
$808M
$12K 0.01%
650
– –
RIO icon
572
Rio Tinto
RIO
$164B
$12K 0.01%
250
+10
+4% +$466
JPS
573
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$12K 0.01%
1,425
– –
FGP
574
DELISTED
Ferrellgas Partners, L.P.
FGP
$12K 0.01%
537
+12
+2% +$269
EEP
575
DELISTED
Enbridge Energy Partners
EEP
$12K 0.01%
400
– –
21 22
23
24 25

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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, Regal Investment Advisors held 996 positions worth $171M, down 5.5% from $181M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Regal Investment Advisors withdrew a net $18.2M in Q3 2013, closing 90 positions and reducing 249 holdings. Its most notable exit was ProShares Ultra Dow30, an estimated $4.35M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 7.5% of assets, up from 6.5% a quarter earlier, followed by Industrials and Energy.

Against the trend, Regal Investment Advisors opened a new position in State Street SPDR Bloomberg Short Term High Yield Bond ETF worth $1.92M.

  • Regal Investment Advisors's largest Q3 2013 buy was State Street SPDR Bloomberg Short Term High Yield Bond ETF: 62,957 shares worth $1.92M.
  • Regal Investment Advisors added most to Vanguard Short-Term Inflation-Protected Securities Index Fund in Q3 2013, an estimated $2.45M increase.
  • Regal Investment Advisors's biggest Q3 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $5.06M.
  • Regal Investment Advisors fully exited ProShares Ultra Dow30 in Q3 2013, selling an estimated $4.35M.
  • Regal Investment Advisors's ten largest holdings make up 15% of its $171M portfolio in Q3 2013.
  • Regal Investment Advisors opened 72 new positions and closed 90 in Q3 2013.
  • Regal Investment Advisors's portfolio value fell 5.5% quarter-over-quarter to $171M.

Based on Regal Investment Advisors's 13F filing for Q3 2013, filed 12 Nov 2013.