We are live on ! Find out more
RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+7.01%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.43B
AUM Growth
-$104M
Cap. Flow
-$193M
Cap. Flow %
-13.53%
Top 10 Hldgs %
20.8%
Holding
589
New
19
Increased
212
Reduced
246
Closed
89

Top Buys

Rank Stock Value
1
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$7.98M
2
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$6.18M
3
TLH icon
iShares 10-20 Year Treasury Bond ETF
TLH
+$3.48M
4
SLB icon
SLB Ltd
SLB
+$2.45M
5
DYNF icon
BlackRock US Equity Factor Rotation ETF
DYNF
+$2.44M

Top Sells

Rank Stock Value
1
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$17.5M
2
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$17M
3
BUFF icon
Innovator Laddered Allocation Power Buffer ETF
BUFF
+$10M
4
SPGP icon
Invesco S&P 500 GARP ETF
SPGP
+$9.74M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$8.61M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Healthcare 5.26%
3 Consumer Staples 4.97%
4 Consumer Discretionary 4.21%
5 Financials 3.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FLBL icon
526
Franklin Senior Loan ETF
FLBL
$857M
– –
-8,887
Closed -$217K
FSK icon
527
FS KKR Capital
FSK
$3.37B
– –
-12,008
Closed -$237K
FTEC icon
528
Fidelity MSCI Information Technology Index ETF
FTEC
$21.3B
– –
-1,276
Closed -$219K
FTNT icon
529
Fortinet
FTNT
$122B
– –
-20,690
Closed -$1.25M
FTXL icon
530
First Trust Nasdaq Semiconductor ETF
FTXL
$1.35B
– –
-3,553
Closed -$355K
FVD icon
531
First Trust Value Line Dividend Fund
FVD
$8.35B
– –
-12,158
Closed -$495K
FYLD icon
532
Cambria Foreign Shareholder Yield ETF
FYLD
$720M
– –
-8,180
Closed -$216K
GPC icon
533
Genuine Parts
GPC
$18.5B
– –
-2,380
Closed -$329K
GRPM icon
534
Invesco S&P MidCap 400 GARP ETF
GRPM
$509M
– –
-1,940
Closed -$222K
HEGD icon
535
Swan Hedged Equity US Large Cap ETF
HEGD
$737M
– –
-51,993
Closed -$1.11M
HON icon
536
Honeywell
HON
$77.1B
– –
-1,541
Closed -$310K
HYD icon
537
VanEck High Yield Muni ETF
HYD
$4.4B
– –
-4,094
Closed -$211K
ICVT icon
538
iShares Convertible Bond ETF
ICVT
$7.47B
– –
-2,563
Closed -$202K
IHI icon
539
iShares US Medical Devices ETF
IHI
$3.4B
– –
-3,989
Closed -$224K
INDA icon
540
iShares MSCI India ETF
INDA
$6.61B
– –
-5,358
Closed -$299K
IQLT icon
541
iShares MSCI Intl Quality Factor ETF
IQLT
$14.2B
– –
-7,187
Closed -$281K
IUSG icon
542
iShares Core S&P US Growth ETF
IUSG
$34B
– –
-1,578
Closed -$201K
IYE icon
543
iShares US Energy ETF
IYE
$1.74B
– –
-4,659
Closed -$224K
JSMD icon
544
Janus Henderson Small/Mid Cap Growth Alpha ETF
JSMD
$1.09B
– –
-4,673
Closed -$311K
KHC icon
545
Kraft Heinz
KHC
$29.5B
– –
-6,441
Closed -$208K
LIN icon
546
Linde
LIN
$225B
– –
-509
Closed -$223K
MRNA icon
547
Moderna
MRNA
$23.9B
– –
-2,537
Closed -$301K
MU icon
548
Micron Technology
MU
$982B
– –
-2,177
Closed -$286K
OHI icon
549
Omega Healthcare
OHI
$14.4B
– –
-7,037
Closed -$241K
OIH icon
550
VanEck Oil Services ETF
OIH
$1.92B
– –
-1,133
Closed -$358K
20 21
22
23 24

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q3 2024 Portfolio in Review

As of Q3 2024, Regal Investment Advisors held 589 positions worth $1.43B, down 6.8% from $1.53B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors withdrew a net $193M in Q3 2024, closing 89 positions and reducing 246 holdings. Its most notable exit was WisdomTree Trust WisdomTree US Quality Dividend Growth Fund, an estimated $8.61M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, down from 9.3% a quarter earlier, followed by Healthcare and Consumer Staples.

Against the trend, Regal Investment Advisors opened a new position in BondBloxx Bloomberg One Year Target Duration US Treasury ETF worth $943K.

  • Regal Investment Advisors's largest Q3 2024 buy was BondBloxx Bloomberg One Year Target Duration US Treasury ETF: 18,875 shares worth $943K.
  • Regal Investment Advisors added most to iShares Core Universal USD Bond ETF in Q3 2024, an estimated $7.98M increase.
  • Regal Investment Advisors's biggest Q3 2024 reduction was Fidelity Nasdaq Composite Index ETF, cutting an estimated $17.5M.
  • Regal Investment Advisors fully exited WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q3 2024, selling an estimated $8.61M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $1.43B portfolio in Q3 2024.
  • Regal Investment Advisors opened 19 new positions and closed 89 in Q3 2024.
  • Regal Investment Advisors's portfolio value fell 6.8% quarter-over-quarter to $1.43B.

Based on Regal Investment Advisors's 13F filing for Q3 2024, filed 12 Nov 2024.