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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+7.15%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.13B
AUM Growth
+$98.4M
Cap. Flow
+$34.6M
Cap. Flow %
3.06%
Top 10 Hldgs %
20.53%
Holding
569
New
43
Increased
298
Reduced
171
Closed
34

Top Buys

Rank Stock Value
1
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$3.67M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$3.29M
3
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$2.01M
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$1.78M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$1.62M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$2.32M
2
IXN icon
iShares Global Tech ETF
IXN
+$1.79M
3
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$1.33M
4
RSPD icon
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
+$1.23M
5
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$1.23M

Sector Composition

Rank Sector Weight
1 Technology 9.17%
2 Healthcare 5.51%
3 Consumer Staples 3.91%
4 Consumer Discretionary 3.82%
5 Financials 3.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TSI
526
TCW Strategic Income Fund
TSI
$213M
$134K 0.01%
23,140
– –
FSI icon
527
Flexible Solutions
FSI
$64.1M
$113K 0.01%
29,010
-1,575
-5% -$5.73K
TLRY icon
528
Tilray
TLRY
$622M
$113K 0.01%
1,610
-564
-26% -$56.8K
PSEC icon
529
Prospect Capital
PSEC
$1.17B
$111K 0.01%
13,179
+1,485
+13% +$12.5K
SIRI icon
530
SiriusXM
SIRI
$10.1B
$100K 0.01%
1,567
-499
-24% -$31.2K
SVM
531
Silvercorp Metals
SVM
$2.53B
$61K 0.01%
16,145
+51
+0.3% +$207
SPY icon
532
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$810B
$47K ﹤0.01%
+100
New +$45.9K
ABEV icon
533
Ambev
ABEV
$46.4B
$42K ﹤0.01%
14,969
-559
-4% -$1.6K
SAN icon
534
Banco Santander
SAN
$210B
$37K ﹤0.01%
+11,209
New +$39.4K
BABA icon
535
CALL
Alibaba
BABA
$308B
$12K ﹤0.01%
100
-600
-86% -$87.4K
ALL icon
536
Allstate
ALL
$67.5B
– –
-1,612
Closed -$205K
ANGL icon
537
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.11B
– –
-33,103
Closed -$1.09M
ARKK icon
538
ARK Innovation ETF
ARKK
$6.29B
– –
-1,807
Closed -$200K
BLKB icon
539
Blackbaud
BLKB
$2.08B
– –
-16,052
Closed -$1.13M
DBX icon
540
Dropbox
DBX
$8.12B
– –
-7,557
Closed -$221K
DDM icon
541
ProShares Ultra Dow30
DDM
$548M
– –
-12,998
Closed -$451K
DIOD icon
542
Diodes
DIOD
$4.84B
– –
-3,113
Closed -$282K
DKNG icon
543
DraftKings
DKNG
$11.9B
– –
-5,325
Closed -$256K
DOCU
544
DocuSign
DOCU
$11.5B
– –
-1,012
Closed -$261K
FAS icon
545
Direxion Daily Financial Bull 3x ETF
FAS
$2.42B
– –
-6,341
Closed -$733K
GSK icon
546
CALL
GSK
GSK
$106B
– –
-800
Closed -$38K
IPO icon
547
Renaissance IPO ETF
IPO
$161M
– –
-3,284
Closed -$211K
KC
548
CALL
Kingsoft Cloud Holdings
KC
$3.69B
– –
-4,500
Closed -$127K
MTCH icon
549
Match Group
MTCH
$8.55B
– –
-1,425
Closed -$224K
MVV icon
550
ProShares Ultra MidCap400
MVV
$163M
– –
-3,730
Closed -$229K
19 20 21
22
23

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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q4 2021 Portfolio in Review

As of Q4 2021, Regal Investment Advisors held 569 positions worth $1.13B, up 9.5% from $1.03B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors deployed $34.6M of net new capital in Q4 2021, opening 43 new positions and adding to 298 existing holdings. Its largest new stake was iShares Morningstar Mid-Cap Growth ETF: 22,293 shares worth $1.63M.

By sector, the portfolio is most concentrated in Technology at 9.2% of assets, down from 9.2% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares 20+ Year Treasury Bond ETF, an estimated $2.32M trimmed.

  • Regal Investment Advisors's largest Q4 2021 buy was iShares Morningstar Mid-Cap Growth ETF: 22,293 shares worth $1.63M.
  • Regal Investment Advisors added most to iShares Preferred and Income Securities ETF in Q4 2021, an estimated $3.67M increase.
  • Regal Investment Advisors's biggest Q4 2021 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $2.32M.
  • Regal Investment Advisors fully exited Invesco S&P 500 Equal Weight Consumer Discretionary ETF in Q4 2021, selling an estimated $1.23M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $1.13B portfolio in Q4 2021.
  • Regal Investment Advisors opened 43 new positions and closed 34 in Q4 2021.
  • Regal Investment Advisors's portfolio value rose 9.5% quarter-over-quarter to $1.13B.

Based on Regal Investment Advisors's 13F filing for Q4 2021, filed 10 Feb 2022.