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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-1.13%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.03B
AUM Growth
+$33.8M
Cap. Flow
+$50.7M
Cap. Flow %
4.92%
Top 10 Hldgs %
19.46%
Holding
557
New
30
Increased
322
Reduced
147
Closed
31

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$2.12M
2
OPTU
Optimum Communications Inc
OPTU
+$1.96M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$1.92M
4
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$1.81M
5
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$1.65M

Top Sells

Rank Stock Value
1
RCL icon
Royal Caribbean
RCL
+$1.39M
2
IPO icon
Renaissance IPO ETF
IPO
+$1.25M
3
FSLY icon
Fastly Inc
FSLY
+$1.2M
4
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$1.2M
5
MAR icon
Marriott International
MAR
+$1.14M

Sector Composition

Rank Sector Weight
1 Technology 9.21%
2 Healthcare 5.36%
3 Consumer Staples 3.85%
4 Consumer Discretionary 3.8%
5 Financials 3.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
APPN icon
526
Appian
APPN
$2.48B
– –
-1,869
Closed -$257K
BRFS
527
DELISTED
BRF SA
BRFS
– –
-46,780
Closed -$256K
CGC
528
Canopy Growth
CGC
$410M
– –
-977
Closed -$236K
CXSE icon
529
WisdomTree Trust WisdomTree China ex-State-Owned Enterprises Fund
CXSE
$508M
– –
-3,225
Closed -$217K
ENPH icon
530
Enphase Energy
ENPH
$5.53B
– –
-1,263
Closed -$232K
EXG icon
531
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$3.06B
– –
-12,409
Closed -$127K
FNCL icon
532
Fidelity MSCI Financials Index ETF
FNCL
$2.4B
– –
-22,826
Closed -$1.2M
GDX icon
533
VanEck Gold Miners ETF
GDX
$27.4B
– –
-6,699
Closed -$228K
B
534
Barrick Mining
B
$73.2B
– –
-48,224
Closed -$997K
JAZZ icon
535
Jazz Pharmaceuticals
JAZZ
$16.7B
– –
-1,801
Closed -$320K
JD icon
536
JD.com
JD
$44.5B
– –
-2,743
Closed -$219K
KLIC icon
537
Kulicke & Soffa
KLIC
$4.78B
– –
-5,258
Closed -$322K
KRNT icon
538
Kornit Digital
KRNT
$791M
– –
-1,934
Closed -$240K
MAR icon
539
Marriott International
MAR
$92.3B
– –
-8,373
Closed -$1.14M
MTN icon
540
Vail Resorts
MTN
$5.3B
– –
-702
Closed -$222K
MU icon
541
Micron Technology
MU
$991B
– –
-2,446
Closed -$208K
NGVT icon
542
Ingevity
NGVT
$2.68B
– –
-2,496
Closed -$203K
RCL icon
543
Royal Caribbean
RCL
$85.6B
– –
-16,298
Closed -$1.39M
SNOW icon
544
Snowflake
SNOW
$115B
– –
-945
Closed -$229K
SPCE icon
545
Virgin Galactic
SPCE
$398M
– –
-245
Closed -$225K
SPHD icon
546
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.4B
– –
-8,649
Closed -$381K
SWK icon
547
Stanley Black & Decker
SWK
$15.7B
– –
-1,123
Closed -$230K
TDOC icon
548
Teladoc Health
TDOC
$1.3B
– –
-1,565
Closed -$260K
TDSB icon
549
Exchange Listed Funds Trust ETC Cabana Target Beta ETF
TDSB
$49.5M
$0 ﹤0.01%
+15,589
New +$406K
TDSC icon
550
Exchange Listed Funds Trust ETC Cabana Target Drawdown 10 ETF
TDSC
$105M
$0 ﹤0.01%
+18,063
New +$493K
19 20 21
22
23

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Regal Investment Advisors held 557 positions worth $1.03B, up 3.4% from $997M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $50.7M of net new capital in Q3 2021, opening 30 new positions and adding to 322 existing holdings. Its largest new stake was Optimum Communications Inc: 67,397 shares worth $1.4M.

By sector, the portfolio is most concentrated in Technology at 9.2% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was Renaissance IPO ETF, an estimated $1.25M trimmed.

  • Regal Investment Advisors's largest Q3 2021 buy was Optimum Communications Inc: 67,397 shares worth $1.4M.
  • Regal Investment Advisors added most to iShares 20+ Year Treasury Bond ETF in Q3 2021, an estimated $2.12M increase.
  • Regal Investment Advisors's biggest Q3 2021 reduction was Renaissance IPO ETF, cutting an estimated $1.25M.
  • Regal Investment Advisors fully exited Royal Caribbean in Q3 2021, selling an estimated $1.39M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $1.03B portfolio in Q3 2021.
  • Regal Investment Advisors opened 30 new positions and closed 31 in Q3 2021.
  • Regal Investment Advisors's portfolio value rose 3.4% quarter-over-quarter to $1.03B.

Based on Regal Investment Advisors's 13F filing for Q3 2021, filed 5 Nov 2021.