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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-1.23%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$370M
AUM Growth
-$35M
Cap. Flow
-$27.9M
Cap. Flow %
-7.56%
Top 10 Hldgs %
16.35%
Holding
1,092
New
87
Increased
249
Reduced
266
Closed
121

Top Buys

Rank Stock Value
1
BKLN icon
Invesco Senior Loan ETF
BKLN
+$3.96M
2
AAXJ icon
iShares MSCI All Country Asia ex Japan ETF
AAXJ
+$3.39M
3
EWJ icon
iShares MSCI Japan ETF
EWJ
+$3.36M
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$3.16M
5
PODD icon
Insulet
PODD
+$3.16M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$9.67M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$4.49M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.43M
4
VNQ icon
Vanguard Real Estate ETF
VNQ
+$4.06M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$3.51M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 8.67%
2 Healthcare 7.38%
3 Financials 6.68%
4 Energy 4.47%
5 Technology 4.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AA icon
526
Alcoa
AA
$13.2B
$25K 0.01%
945
+691
+272% +$21.4K
GOVI icon
527
Invesco Equal Weight 0-30 Year Treasury ETF
GOVI
$1.23B
$25K 0.01%
810
– –
SEIC icon
528
SEI Investments
SEIC
$12.6B
$25K 0.01%
517
– –
EMC
529
DELISTED
EMC CORPORATION
EMC
$25K 0.01%
950
-3,000
-76% -$80K
AKAM icon
530
Akamai
AKAM
$15.9B
$24K 0.01%
350
– –
EXAS
531
DELISTED
Exact Sciences
EXAS
$24K 0.01%
825
+500
+154% +$12.6K
KRFT
532
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
$24K 0.01%
289
– –
BNY
533
Bank of New York Mellon
BNY
$107B
$23K 0.01%
550
– –
HAL icon
534
Halliburton
HAL
$26.6B
$23K 0.01%
537
-100
-16% -$4.61K
UGI icon
535
UGI
UGI
$7.33B
$23K 0.01%
+675
New +$23.9K
SE
536
DELISTED
Spectra Energy Corp Wi
SE
$23K 0.01%
734
– –
CELG
537
DELISTED
Celgene Corp
CELG
$23K 0.01%
200
-54
-21% -$6.17K
DVYE icon
538
iShares Emerging Markets Dividend ETF
DVYE
$1.22B
$22K 0.01%
550
-23,544
-98% -$1.03M
ES icon
539
Eversource Energy
ES
$27.2B
$22K 0.01%
500
– –
ETN icon
540
Eaton
ETN
$174B
$22K 0.01%
326
– –
FCT
541
First Trust Senior Floating Rate Income Fund II
FCT
$251M
$22K 0.01%
1,700
– –
MGEE icon
542
MGE Energy Inc
MGEE
$3.08B
$22K 0.01%
+580
New +$23.5K
TPR icon
543
Tapestry
TPR
$32.8B
$22K 0.01%
650
– –
VALE icon
544
Vale
VALE
$62.6B
$22K 0.01%
3,854
-794
-17% -$5.32K
UPL
545
DELISTED
Ultra Petroleum Corp. Common Stock
UPL
$22K 0.01%
1,834
-159,571
-99% -$2.42M
BIV icon
546
Vanguard Intermediate-Term Bond ETF
BIV
$28.9B
$21K 0.01%
257
+50
+24% +$4.25K
HTGC icon
547
Hercules Capital
HTGC
$3.23B
$21K 0.01%
1,900
– –
PDP icon
548
Invesco Dorsey Wright Momentum ETF
PDP
$1.5B
$21K 0.01%
505
– –
SAN icon
549
Banco Santander
SAN
$210B
$21K 0.01%
3,231
+23
+0.7% +$160
TXT icon
550
Textron
TXT
$15.4B
$21K 0.01%
477
+224
+89% +$10.2K
20 21
22
23 24

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q2 2015 Portfolio in Review

As of Q2 2015, Regal Investment Advisors held 1,092 positions worth $370M, down 8.7% from $405M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Regal Investment Advisors withdrew a net $27.9M in Q2 2015, closing 121 positions and reducing 266 holdings. Its most notable exit was WisdomTree US SmallCap Dividend Fund, an estimated $1.04M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 8.7% of assets, up from 8.1% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Regal Investment Advisors opened a new position in Insulet worth $3.32M.

  • Regal Investment Advisors's largest Q2 2015 buy was Insulet: 107,267 shares worth $3.32M.
  • Regal Investment Advisors added most to Invesco Senior Loan ETF in Q2 2015, an estimated $3.96M increase.
  • Regal Investment Advisors's biggest Q2 2015 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $9.67M.
  • Regal Investment Advisors fully exited WisdomTree US SmallCap Dividend Fund in Q2 2015, selling an estimated $1.04M.
  • Regal Investment Advisors's ten largest holdings make up 16% of its $370M portfolio in Q2 2015.
  • Regal Investment Advisors opened 87 new positions and closed 121 in Q2 2015.
  • Regal Investment Advisors's portfolio value fell 8.7% quarter-over-quarter to $370M.

Based on Regal Investment Advisors's 13F filing for Q2 2015, filed 23 Jul 2015.